Exhibit 1.01 Conflict Minerals Report

For the Year Ended December 31, 2022

This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year 2022 (ended December 31, 2022) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), and the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Conflict Minerals Report, unless otherwise defined herein.

Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”).

 

(1)	Product Description

TTM is a leading global manufacturer of technology solutions, including engineered systems, radio frequency (“RF”) components and RF microwave/microelectronic assemblies, and printed circuit boards (“PCB”). The Company provides time-to-market and volume production of advanced technology products and offers a one-stop design, engineering and manufacturing solution to customers.

TTM’s Conflict Minerals information is reported under two categories. “PCB” includes all unpopulated “bare board” printed circuit board products. All other products manufactured by TTM are referred to as “Non-PCB”.

As a company whose business is electronics manufacturing and assembly, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.

Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently determine the exact materials and components we are required to use, and in many cases specify the suppliers from which we are required to source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.

 

(2)	Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework

TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high-risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

Step 1 – Establish and Maintain Strong Company Management Systems

 

1.1

TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at: https://investors.ttm.com/corporate-governance/governance-documents. The content of our website as referred to in this Form SD and Conflict Minerals Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas.

 

Exhibit 1.01 – Page 1

1.2	TTM has a Conflict Minerals Steering Committee to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance.

 

1.3

In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s products, almost all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose, or production.

 

1.4	The Working Group concluded that the bare PCBs may contain gold or tin in surface finishes, and the Non-PCB products manufactured in 2022 may contain any of the four Conflict Minerals in components.

Step 2 – Identify and Assess Risks in the Supply Chain

 

2.1

The Working Group has identified the suppliers of the materials and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Responsible Minerals Initiative (“RMI”) (formerly the Conflict Free Sourcing Initiative).

 

2.2

The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein, and whether such Conflict Minerals were sourced from recycled or scrap materials. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM for products manufactured during calendar year 2022 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products.

 

2.3	In addition to identifying suppliers of Conflict Minerals to the Company and collecting supply-chain smelter information, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals contained in their products originated in the Covered Countries.

 

2.4

The Company believes that complete information was received from all identified suppliers to its PCB products. However, many suppliers to TTM’s much smaller Non-PCB businesses reported that their supply chain information was incomplete. TTM continues to seek complete and accurate information from its Conflict Minerals supply chain sources from relevant suppliers.

 

2.5	The Company renewed its membership in the RMI to retain its timely access to global Conflict Minerals smelter information.

 

2.6	Smelters and refiners identified in the supply-chain survey were checked against RMI-provided smelter information to confirm the status of their Conflict Minerals related sourcing activities.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

 

3.1

Changes to the status of the identified TTM PCB supply chain smelters were monitored regularly. All identified PCB sourcing concerns were addressed through outreach to the relevant members of TTM’s supply chain. TTM suppliers who identified “high risk” (based on OECD Due Diligence Guidance) smelters in their supply chains were asked to continue to perform due diligence to confirm this information or work to remove the smelters from their supply chain.

 

3.2	The status of the identified Non-PCB supply chain smelters was updated at the end of 2022.

 

3.3

After reviewing supply chain and other identified publicly available information, the Company believes that some portion of the tantalum, tin, tungsten, and gold in our supply chain may have been mined in Covered Countries. Grouped by metal, the following is our best estimate of the smelter and smelter location, that may have contributed Conflict Minerals from Covered Countries to our supply chain for products manufactured during the 2022 calendar year:

 

Exhibit 1.01 – Page 2

Metal		Smelter Name		Country
Gold		AU Traders and Refiners		South Africa
Gold		Advanced Chemical Company		United States of America
Gold		African Gold Refinery		Uganda
Gold		Al Etihad Gold Refinery DMCC		United Arab Emirates
Gold		Almalyk Mining and Metallurgical Complex (AMMC)		Uzbekistan
Gold		AngloGold Ashanti Corrego do Sitio Mineracao		Brazil
Gold		Argor-Heraeus S.A.		Switzerland
Gold		Asahi Refining USA Inc.		United States of America
Gold		Asaka Riken Co., Ltd.		Japan
Gold		Augmont Enterprises Private Limited		India
Gold		Boliden AB		Sweden
Gold		CCR Refinery—Glencore Canada Corporation		Canada
Gold		Dijllah Gold Refinery FZC		United Arab Emirates
Gold		Emirates Gold DMCC		United Arab Emirates
Gold		Fidelity Printers and Refiners Ltd.		Zimbabwe
Gold		Fujairah Gold FZC		United Arab Emirates
Gold		Geib Refining Corporation		United States of America
Gold		Gold Refinery of Zijin Mining Group Co., Ltd.		China
Gold		Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.		China
Gold		Industrial Refining Company		Belgium
Gold		International Precious Metal Refiners		United Arab Emirates
Gold		Istanbul Gold Refinery		Turkey
Gold		JX Nippon Mining & Metals Co., Ltd.		Japan
Gold		Jiangxi Copper Co., Ltd.		China
Gold		K.A. Rasmussen		Norway
Gold		Kaloti Precious Metals		United Arab Emirates
Gold		L’Orfebre S.A.		Andorra
Gold		MKS PAMP SA		Switzerland
Gold		MMTC-PAMP India Pvt., Ltd.		India
Gold		Metalor Technologies (Hong Kong) Ltd.		China
Gold		Metalor Technologies (Suzhou) Ltd.		China
Gold		Metalor Technologies S.A.		Switzerland
Gold		Metalor USA Refining Corporation		United States of America
Gold		Mitsubishi Materials Corporation		Japan
Gold		Nihon Material Co., Ltd.		Japan
Gold		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		Russian Federation
Gold		Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		Austria
Gold		Planta Recuperadora de Metales SpA		Chile
Gold		Prioksky Plant of Non-Ferrous Metals		Russian Federation
Gold		Rand Refinery (Pty) Ltd.		South Africa
Gold		Samduck Precious Metals		Korea
Gold		Sellem Industries Ltd.		Mauritania
Gold		Shandong Gold Smelting Co., Ltd.		China
Gold		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		China
Gold		Shirpur Gold Refinery Ltd.		India
Gold		Sovereign Metals		India
Gold		State Research Institute Center for Physical Sciences and Technology		Lithuania
Gold		Sudan Gold Refinery		Sudan
Gold		Tokuriki Honten Co., Ltd.		Japan
Gold		Umicore S.A. Business Unit Precious Metals Refining		Belgium
Gold		Valcambi S.A.		Switzerland

 

Exhibit 1.01 – Page 3

Metal		Smelter Name		Country
Gold		Value Trading		Belgium
Gold		Yokohama Metal Co., Ltd.		Japan
Gold		Yunnan Copper Industry Co., Ltd.		China
Gold		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		China
Tantalum		AMG Brasil		Brazil
Tantalum		Changsha South Tantalum Niobium Co., Ltd.		China
Tantalum		D Block Metals, LLC		United States of America
Tantalum		Exotech Inc.		United States of America
Tantalum		F&X Electro-Materials Ltd.		China
Tantalum		FIR Metals & Resource Ltd.		China
Tantalum		Global Advanced Metals Aizu		Japan
Tantalum		Global Advanced Metals Boyertown		United States of America
Tantalum		Hengyang King Xing Lifeng New Materials Co., Ltd.		China
Tantalum		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		China
Tantalum		Jiangxi Tuohong New Raw Material		China
Tantalum		JiuJiang JinXin Nonferrous Metals Co., Ltd.		China
Tantalum		Jiujiang Tanbre Co., Ltd.		China
Tantalum		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		China
Tantalum		KEMET de Mexico		Mexico
Tantalum		Materion Newton Inc.		United States of America
Tantalum		Mineracao Taboca S.A.		Brazil
Tantalum		Mitsui Mining and Smelting Co., Ltd.		Japan
Tantalum		Ningxia Orient Tantalum Industry Co., Ltd.		China
Tantalum		QuantumClean		United States of America
Tantalum		TANIOBIS Co., Ltd.		Thailand
Tantalum		TANIOBIS GmbH		Germany
Tantalum		TANIOBIS Japan Co., Ltd.		Japan
Tantalum		TANIOBIS Smelting GmbH & Co. KG		Germany
Tantalum		Taki Chemical Co., Ltd.		Japan
Tantalum		Telex Metals		United States of America
Tantalum		Ulba Metallurgical Plant JSC		Kazakhstan
Tantalum		XIMEI RESOURCES (GUANGDONG) LIMITED		China
Tantalum		XinXing HaoRong Electronic Material Co., Ltd.		China
Tantalum		Yanling Jincheng Tantalum & Niobium Co., Ltd.		China
Tin		Alpha		United States of America
Tin		Aurubis Beerse		Belgium
Tin		Aurubis Berango		Spain
Tin		CV Venus Inti Perkasa		Indonesia
Tin		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		China
Tin		China Tin Group Co., Ltd.		China
Tin		DS Myanmar		Myanmar
Tin		EM Vinto		Bolivia
Tin		Gejiu Zili Mining And Metallurgy Co., Ltd.		China
Tin		Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		China
Tin		Luna Smelter, Ltd.		Rwanda
Tin		Magnu’s Minerais Metais e Ligas Ltda.		Brazil
Tin		Malaysia Smelting Corporation (MSC)		Malaysia
Tin		Metallic Resources, Inc.		United States of America
Tin		Minsur		Peru
Tin		Mitsubishi Materials Corporation		Japan
Tin		Nghe Tinh Non-Ferrous Metals Joint Stock Company		Viet Nam
Tin		Operaciones Metalurgicas S.A.		Bolivia
Tin		PT Bukit Timah		Indonesia
Tin		PT Stanindo Inti Perkasa		Indonesia
Tin		PT Timah Nusantara		Indonesia
Tin		PT Tinindo Inter Nusa		Indonesia

 

Exhibit 1.01 – Page 4

Metal		Smelter Name		Country
Tin		Thaisarco		Thailand
Tin		Tin Smelting Branch of Yunnan Tin Co., Ltd.		China
Tin		Tin Technology & Refining		United States of America
Tin		VQB Mineral and Trading Group JSC		Viet Nam
Tin		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		China
Tungsten		A.L.M.T. Corp.		Japan
Tungsten		Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.		Brazil
Tungsten		Asia Tungsten Products Vietnam Ltd.		Viet Nam
Tungsten		Chongyi Zhangyuan Tungsten Co., Ltd.		China
Tungsten		Fujian Ganmin RareMetal Co., Ltd.		China
Tungsten		Fujian Xinlu Tungsten Co., Ltd.		China
Tungsten		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		China
Tungsten		Global Tungsten & Powders LLC		United States of America
Tungsten		Hydrometallurg, JSC		Russian Federation
Tungsten		Japan New Metals Co., Ltd.		Japan
Tungsten		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		China
Tungsten		Kennametal Fallon		United States of America
Tungsten		Kennametal Huntsville		United States of America
Tungsten		Lianyou Metals Co., Ltd.		Taiwan
Tungsten		Masan High-Tech Materials		Viet Nam
Tungsten		Niagara Refining LLC		United States of America
Tungsten		TANIOBIS Smelting GmbH & Co. KG		Germany
Tungsten		Wolfram Bergbau und Hutten AG		Austria
Tungsten		Xiamen Tungsten (H.C.) Co., Ltd.		China
Tungsten		Xiamen Tungsten Co., Ltd.		China

Although we do not have complete source-smelter information from a number of our suppliers, we obtained no affirmative information indicating that any of the Conflict Minerals from the smelters listed above financed or benefited armed groups that operate in the Covered Countries.

 

3.4

TTM, along with other companies, served as a signatory on letters delivered to known smelters. Smelters which were currently conformant to the Responsible Minerals Assurance Process (“RMAP”) were thanked for their support of responsible sourcing practices. Those which had not been audited were requested to engage with an industry-recognized responsible sourcing program.

 

3.5

As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s Non-PCB products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been listed by RMI as compliant with the RMAP or otherwise. In connection with such continuing diligence, the Company intends to continue education of and outreach to its suppliers as needed.

Step 4 – Carry Out Independent Third Party Audit (“IPSA”) of Smelter/Refiner’s Due Diligence Practices

 

4.1

TTM supports the RMI RMAP as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and compared such information against the list of facilities that were designated as “Conformant” by the RMI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Rule 13p-1 and Form SD.

 

Exhibit 1.01 – Page 5

Step 5 – Report Annually on Supply Chain Due Diligence

 

5.1

TTM submitted its Form SD with Exhibit 1.01 to the SEC and posted the same to TTM’s external website for each prior reporting period. The most recent prior reporting period ended December 31, 2021 and the relevant Form SD was submitted to the SEC and posted on TTM’s external web site on May 24, 2022.

 

(3)

Products

The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:

As noted in section (1) above, TTM products are the following:

 

1.

Bare PCBs fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable;

 

2.

Non-PCB products including RF/microwave products manufactured in accordance with TTM designs, products manufactured at RF/microwave manufacturing facilities that were fabricated to customer design and material specifications, printed circuit assemblies assembled to customer specified bills of materials using customer-controlled components from customer approved vendor lists, and any other products assembled to customer design and using customer specified suppliers.

Appendix I contains a listing of smelters provided by TTM’s PCB supply chain for products manufactured during the 2022 calendar year. Though all suppliers to TTM’s PCB supply chain submitted a CMRT, some suppliers did indicate the use of smelters who are not RMAP Conformant. TTM will continue to perform due diligence to confirm this information or work to remove the smelters from our supply chain.

Appendix II is a listing of smelters reported by the Company’s Non-PCB supply chain for products manufactured during the 2022 calendar year. The supply chain data quality associated with these parts appears to be significantly less robust. Some smelters names provided may not be actual smelters and some names provided are recognized as not currently participating in any internationally recognized RMAP. TTM will continue to encourage customers to choose known RMAP Conformant sources as opportunities allow.

 

(4)

Summary

TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the RMI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. Based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the RMI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Appendices below and has indicated where the smelters have previously been audited by RMI and found to be sourcing conflict free or are working with RMI to be audited in the future.

TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently determine the exact materials, components, and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.

 

Exhibit 1.01 – Page 6

Appendix I

Conflict Minerals Sources to PCB Global Operations 2022

Appendix II

Conflict Minerals Sources to Non-PCB Global Operations 2022

 

Exhibit 1.01 – Page 7

Appendix I

Conflict Minerals Sources to PCB Global Operations 2022

 

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?
Gold				Agosi AG		Germany		Y
Gold				Aida Chemical Industries Co., Ltd.		Japan		Y
Gold				AngloGold Ashanti Corrego do Sitio Mineracao		Brazil		Y
Gold				Argor-Heraeus S.A.		Switzerland		Y
Gold				Asahi Pretec Corp.		Japan		Y
Gold				Asahi Refining Canada Ltd.		Canada		Y
Gold				Asahi Refining USA Inc.		United States of America		Y
Gold				Asaka Riken Co., Ltd.		Japan		Y
Gold				Aurubis AG		Germany		Y
Gold				Boliden AB		Sweden		Y
Gold				C. Hafner GmbH + Co. KG		Germany		Y
Gold				Chimet S.p.A.		Italy		Y
Gold				Dowa		Japan		Y
Gold				Eco-System Recycling Co., Ltd. East Plant		Japan		Y
Gold				Geib Refining Corporation		United States of America		Y
Gold				Heimerle + Meule GmbH		Germany		Y
Gold				Heraeus Germany GmbH Co. KG		Germany		Y
Gold				Heraeus Metals Hong Kong Ltd.		China		Y
Gold				Ishifuku Metal Industry Co., Ltd.		Japan		Y
Gold				Istanbul Gold Refinery		Turkey		Y
Gold				JX Nippon Mining & Metals Co., Ltd.		Japan		Y
Gold				Kennecott Utah Copper LLC		United States of America		Y
Gold				Kojima Chemicals Co., Ltd.		Japan		Y
Gold				LS-NIKKO Copper Inc.		Korea, Republic of		Y
Gold				MKS PAMP SA		Switzerland		Y
Gold				Matsuda Sangyo Co., Ltd.		Japan		Y
Gold				Metalor Technologies (Hong Kong) Ltd.		China		Y
Gold				Metalor Technologies (Singapore) Pte., Ltd.		Singapore		Y
Gold				Metalor Technologies (Suzhou) Ltd.		China		Y
Gold				Metalor Technologies S.A.		Switzerland		Y
Gold				Metalor USA Refining Corporation		United States of America		Y
Gold				Metalurgica Met-Mex Penoles S.A. De C.V.		Mexico		Y
Gold				Mitsubishi Materials Corporation		Japan		Y
Gold				Mitsui Mining and Smelting Co., Ltd.		Japan		Y
Gold				Nihon Material Co., Ltd.		Japan		Y
Gold				Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		Austria		Y
Gold				Royal Canadian Mint		Canada		Y
Gold				Shandong Gold Smelting Co., Ltd.		China		Y

 

Appendix I – Page 1

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?
Gold				Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		China		Y
Gold				Solar Applied Materials Technology Corp.		Taiwan, Province of China		Y
Gold				Sumitomo Metal Mining Co., Ltd.		Japan		Y
Gold				Tanaka Kikinzoku Kogyo K.K.		Japan		Y
Gold				Tokuriki Honten Co., Ltd.		Japan		Y
Gold				Umicore S.A. Business Unit Precious Metals Refining		Belgium		Y
Gold				United Precious Metal Refining, Inc.		United States of America		Y
Gold				WIELAND Edelmetalle GmbH		Germany		Y
Gold				Western Australian Mint (T/a The Perth Mint)		Australia		Y
Gold		47		PCB Gold Source Smelters
Tin				Alpha		United States of America		Y
Tin				Aurubis Beerse		Belgium		Y
Tin				Aurubis Berango		Spain		Y
Tin				Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		China		Y
Tin				China Tin Group Co., Ltd.		China		Y
Tin				Dowa		Japan		Y
Tin				EM Vinto		Bolivia		Y
Tin				Fenix Metals		Poland		Y
Tin				Gejiu Non-Ferrous Metal Processing Co., Ltd.		China		Y
Tin				Gejiu Zili Mining And Metallurgy Co., Ltd.		China
Tin				Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		China		Y
Tin				Jiangxi New Nanshan Technology Ltd.		China		Y
Tin				Luna Smelter, Ltd.		Rwanda		Y
Tin				Ma’anshan Weitai Tin Co., Ltd.		China		1
Tin				Malaysia Smelting Corporation (MSC)		Malaysia		Y
Tin				Metallic Resources, Inc.		United States of America		Y
Tin				Mineracao Taboca S.A.		Brazil		Y
Tin				Minsur		Peru		Y
Tin				Mitsubishi Materials Corporation		Japan		Y
Tin				Operaciones Metalurgicas S.A.		Bolivia		Y
Tin				PT ATD Makmur Mandiri Jaya		Indonesia		Y
Tin				PT Artha Cipta Langgeng		Indonesia		Y
Tin				PT Babel Inti Perkasa		Indonesia		Y
Tin				PT Babel Surya Alam Lestari		Indonesia		Y
Tin				PT Bangka Serumpun		Indonesia		Y
Tin				PT Bukit Timah		Indonesia		Y
Tin				PT Cipta Persada Mulia		Indonesia		Y
Tin				PT Menara Cipta Mulia		Indonesia		Y
Tin				PT Mitra Stania Prima		Indonesia		Y
Tin				PT Mitra Sukses Globalindo		Indonesia		Y
Tin				PT Prima Timah Utama		Indonesia		Y
Tin				PT Rajawali Rimba Perkasa		Indonesia		Y
Tin				PT Refined Bangka Tin		Indonesia		Y

 

Appendix I – Page 2

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?
Tin				PT Sariwiguna Binasentosa		Indonesia		Y
Tin				PT Stanindo Inti Perkasa		Indonesia		Y
Tin				PT Timah Tbk Kundur		Indonesia		Y
Tin				PT Timah Tbk Mentok		Indonesia		Y
Tin				PT Tinindo Inter Nusa		Indonesia
Tin				Rui Da Hung		Taiwan, Province of China		Y
Tin				Thai Nguyen Mining and Metallurgy Co., Ltd.		Viet Nam		1
Tin				Thaisarco		Thailand		Y
Tin				Tin Smelting Branch of Yunnan Tin Co., Ltd.		China		Y
Tin				Tin Technology & Refining		United States of America		Y
Tin				White Solder Metalurgia e Mineracao Ltda.		Brazil		Y
Tin				Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		China		Y
Tin		45		PCB Tin Source Smelters
		92		Total PCB Source Smelters

 

1	RMAP Conformant prior to ceasing operations.

 

Appendix I – Page 3

Appendix II

Conflict Minerals Sources to Non-PCB Global Operations 2022

 

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				8853 S.p.A.		Italy
Gold				ABC Refinery Pty Ltd.		Australia
Gold				ARY Aurum Plus		United Arab Emirates
Gold				AU Traders and Refiners		South Africa
Gold				Abington Reldan Metals, LLC		United States of America		Y
Gold				Advanced Chemical Company		United States of America		Y
Gold				African Gold Refinery		Uganda
Gold				Agosi AG		Germany		Y
Gold				Aida Chemical Industries Co., Ltd.		Japan		Y
Gold				Al Etihad Gold Refinery DMCC		United Arab Emirates		Y
Gold				Al Ghaith Gold		United Arab Emirates
Gold				Albino Mountinho Lda.		Portugal
Gold				Alexy Metals		United States of America		Active
Gold				Almalyk Mining and Metallurgical Complex (AMMC)		Uzbekistan		Y
Gold				AngloGold Ashanti Corrego do Sitio Mineracao		Brazil		Y
Gold				Argor-Heraeus S.A.		Switzerland		Y
Gold				Asahi Pretec Corp.		Japan		Y
Gold				Asahi Refining Canada Ltd.		Canada		Y
Gold				Asahi Refining USA Inc.		United States of America		Y
Gold				Asaka Riken Co., Ltd.		Japan		Y
Gold				Atasay Kuyumculuk Sanayi Ve Ticaret A.S.		Turkey
Gold				Augmont Enterprises Private Limited		India		Active
Gold				Aurubis AG		Germany		Y
Gold				Bangalore Refinery		India		Y
Gold				Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		Philippines		Y
Gold				Bauer Walser AG		Germany
Gold				Boliden AB		Sweden		Y
Gold				C. Hafner GmbH + Co. KG		Germany		Y
Gold				C.I Metales Procesados Industriales SAS		Colombia		Active
Gold				CCR Refinery—Glencore Canada Corporation		Canada		Y
Gold				CGR Metalloys Pvt Ltd.		India
Gold				Caridad		Mexico
Gold				Cendres + Metaux S.A.		Switzerland
Gold				Chimet S.p.A.		Italy		Y
Gold				Chugai Mining		Japan		Y
Gold				DHF Technical Products		United States of America
Gold				DODUCO Contacts and Refining GmbH		Germany
Gold				DS PRETECH Co., Ltd.		Korea
Gold				DSC (Do Sung Corporation)		Korea		Y

 

Appendix II – Page 1

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				Daejin Indus Co., Ltd.		Korea
Gold				Daye Non-Ferrous Metals Mining Ltd.		China
Gold				Degussa Sonne / Mond Goldhandel GmbH		Germany
Gold				Dijllah Gold Refinery FZC		United Arab Emirates
Gold				Dongwu Gold Group		China
Gold				Dowa		Japan		Y
Gold				Eco-System Recycling Co., Ltd. East Plant		Japan		Y
Gold				Eco-System Recycling Co., Ltd. North Plant		Japan		Y
Gold				Eco-System Recycling Co., Ltd. West Plant		Japan		Y
Gold				Elemetal Refining, LLC		United States of America
Gold				Emerald Jewel Industry India Limited (Unit 1)		India
Gold				Emerald Jewel Industry India Limited (Unit 2)		India
Gold				Emerald Jewel Industry India Limited (Unit 3)		India
Gold				Emerald Jewel Industry India Limited (Unit 4)		India
Gold				Emirates Gold DMCC		United Arab Emirates		Y
Gold				Fidelity Printers and Refiners Ltd.		Zimbabwe
Gold				Fujairah Gold FZC		United Arab Emirates
Gold				GGC Gujrat Gold Centre Pvt. Ltd.		India		Active
Gold				GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI		China
Gold				Geib Refining Corporation		United States of America		Y
Gold				Gold Coast Refinery		Ghana
Gold				Gold Refinery of Zijin Mining Group Co., Ltd.		China		Y
Gold				Gold by Gold Colombia		Colombia		Y
Gold				Great Wall Precious Metals Co., Ltd. of CBPM		China
Gold				Guangdong Hua Jian Trade Co., Ltd.		China
Gold				Guangdong Jinding Gold Limited		China
Gold				Guoda Safina High-Tech Environmental Refinery Co., Ltd.		China
Gold				Hang Seng Technology		China
Gold				Hangzhou Fuchunjiang Smelting Co., Ltd.		China
Gold				Heimerle + Meule GmbH		Germany		Y
Gold				Henan Yuguang Gold & Lead Co., Ltd.		China
Gold				Heraeus Germany GmbH Co. KG		Germany		Y
Gold				Heraeus Metals Hong Kong Ltd.		China		Y
Gold				Hetai Gold Mineral Guangdong Co., Ltd.		China
Gold				Hop Hing electroplating factory Zhejiang		China
Gold				Hunan Chenzhou Mining Co., Ltd.		China
Gold				Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.		China
Gold				Hung Cheong Metal Manufacturing Limited		China
Gold				HwaSeong CJ CO., LTD.		Korea
Gold				Industrial Refining Company		Belgium
Gold				Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		China		Y
Gold				International Precious Metal Refiners		United Arab Emirates
Gold				Ishifuku Metal Industry Co., Ltd.		Japan		Y
Gold				Istanbul Gold Refinery		Turkey		Y
Gold				Italpreziosi		Italy		Y

 

Appendix II – Page 2

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				JALAN & Company		India
Gold				JSC Ekaterinburg Non-Ferrous Metal Processing Plant		Russian Federation
Gold				JSC Novosibirsk Refinery		Russian Federation
Gold				JSC Uralelectromed		Russian Federation
Gold				JX Nippon Mining & Metals Co., Ltd.		Japan		Y
Gold				Japan Mint		Japan		Y
Gold				Jiangxi Copper Co., Ltd.		China		Y
Gold				Jin Jinyin Refining Co., Ltd.		China
Gold				Jinlong Copper Co., Ltd.		China
Gold				K.A. Rasmussen		Norway
Gold				KGHM Polska Miedz Spolka Akcyjna		Poland		Y
Gold				Kaloti Precious Metals		United Arab Emirates
Gold				Kazakhmys Smelting LLC		Kazakhstan
Gold				Kazzinc		Kazakhstan		Y
Gold				Kennecott Utah Copper LLC		United States of America		Y
Gold				Kojima Chemicals Co., Ltd.		Japan		Y
Gold				Korea Metal Co., Ltd.		Korea
Gold				Korea Zinc Co., Ltd.		Korea		Y
Gold				Kosak Seiren		Japan
Gold				Kundan Care Products Ltd.		India
Gold				Kyrgyzaltyn JSC		Kyrgyzstan
Gold				Kyshtym Copper-Electrolytic Plant ZAO		Russian Federation
Gold				L’Orfebre S.A.		Andorra		Y
Gold				L’azurde Company For Jewelry		Saudi Arabia
Gold				LS-NIKKO Copper Inc.		Korea		Y
Gold				LT Metal Ltd.		Korea		Y
Gold				Lingbao Gold Co., Ltd.		China
Gold				Lingbao Jinyuan Tonghui Refinery Co., Ltd.		China
Gold				Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		China
Gold				MD Overseas		India
Gold				MKS PAMP SA		Switzerland		Y
Gold				MMTC-PAMP India Pvt., Ltd.		India		Y
Gold				Marsam Metals		Brazil
Gold				Materion		United States of America		Y
Gold				Matsuda Sangyo Co., Ltd.		Japan		Y
Gold				Metal Concentrators SA (Pty) Ltd.		South Africa		Y
Gold				Metallix Refining Inc.		United States of America
Gold				Metalor Technologies (Hong Kong) Ltd.		China		Y
Gold				Metalor Technologies (Singapore) Pte., Ltd.		Singapore		Y
Gold				Metalor Technologies (Suzhou) Ltd.		China		Y
Gold				Metalor Technologies S.A.		Switzerland		Y
Gold				Metalor USA Refining Corporation		United States of America		Y
Gold				Metalurgica Met-Mex Penoles S.A. De C.V.		Mexico		Y
Gold				Mitsubishi Materials Corporation		Japan		Y
Gold				Mitsui Mining and Smelting Co., Ltd.		Japan		Y

 

Appendix II – Page 3

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				Modeltech Sdn Bhd		Malaysia
Gold				Morris and Watson		New Zealand
Gold				Morris and Watson Gold Coast		Australia
Gold				Moscow Special Alloys Processing Plant		Russian Federation
Gold				NH Recytech Company		Korea		Y
Gold				Nadir Metal Rafineri San. Ve Tic. A.S.		Turkey		Y
Gold				Navoi Mining and Metallurgical Combinat		Uzbekistan		Y
Gold				Nihon Material Co., Ltd.		Japan		Y
Gold				Nihon Superior Co., Ltd.		Japan
Gold				Nohon Material Corporation		Japan
Gold				Nyrstar Metals		United States of America
Gold				OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		Russian Federation
Gold				Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		Austria		Y
Gold				Ohura Precious Metal Industry Co., Ltd.		Japan		Y
Gold				PT Aneka Tambang (Persero) Tbk		Indonesia		Y
Gold				PX Precinox S.A.		Switzerland		Y
Gold				Pease & Curren		United States of America
Gold				Penglai Penggang Gold Industry Co., Ltd.		China
Gold				Planta Recuperadora de Metales SpA		Chile		Y
Gold				Precious Metals Sales Corp.		United States of America
Gold				Prioksky Plant of Non-Ferrous Metals		Russian Federation
Gold				QG Refining, LLC		United States of America
Gold				REMONDIS PMR B.V.		Netherlands		Y
Gold				Rand Refinery (Pty) Ltd.		South Africa		Y
Gold				Realized the Enterprise Co., Ltd.		China
Gold				Refinery of Seemine Gold Co., Ltd.		China
Gold				Republic Metals Corporation		United States of America
Gold				Rio Tinto Group		Australia
Gold				Royal Canadian Mint		Canada		Y
Gold				SAAMP		France		Y
Gold				SAFINA A.S.		Czechia		Y
Gold				SAXONIA Edelmetalle GmbH		Germany
Gold				SEMPSA Joyeria Plateria S.A.		Spain		Y
Gold				SOE Shyolkovsky Factory of Secondary Precious Metals		Russian Federation
Gold				Sabin Metal Corp.		United States of America
Gold				Safimet S.p.A		Italy
Gold				Sai Refinery		India
Gold				Samduck Precious Metals		Korea
Gold				Samwon Metals Corp.		Korea
Gold				Sancus ZFS (L’Orfebre, SA)		Colombia		Y
Gold				Schone Edelmetaal B.V.		Netherlands
Gold				Sellem Industries Ltd.		Mauritania
Gold				Shan Dong Huangjin		China
Gold				Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.		China

 

Appendix II – Page 4

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				Shandon Jin Jinyin Refining Limited		China
Gold				Shandong Gold Smelting Co., Ltd.		China		Y
Gold				Shandong Hengbang Smelter Co., Ltd.		China
Gold				Shandong Humon Smelting Co., Ltd.		China
Gold				Shandong Tiancheng Biological Gold Industrial Co., Ltd.		China
Gold				Shandong Yanggu Xiangguang Co., Ltd.		China
Gold				Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		China		Y
Gold				Shandong penglai gold smelter		China
Gold				Shenzhen CuiLu Gold Co., Ltd.		China
Gold				Shenzhen Heng Zhong Industry Co., Ltd.		China
Gold				Shenzhen Zhonghenglong Real Industry Co., Ltd.		China
Gold				Shirpur Gold Refinery Ltd.		India
Gold				Sichuan Tianze Precious Metals Co., Ltd.		China		Y
Gold				Singway Technology Co., Ltd.		Taiwan
Gold				Sino-Platinum Metals Co., Ltd.		China
Gold				So Accurate Group, Inc.		United States of America
Gold				Solar Applied Materials Technology Corp.		Taiwan		Y
Gold				Sovereign Metals		India
Gold				State Research Institute Center for Physical Sciences and Technology		Lithuania
Gold				SuZhou ShenChuang recycling Ltd.		China
Gold				Success Technology (Shenzhen) Co., Ltd.		China
Gold				Sudan Gold Refinery		Sudan
Gold				Sumitomo Metal Mining Co., Ltd.		Japan		Y
Gold				SungEel HiMetal Co., Ltd.		Korea		Y
Gold				Suntain Co., Ltd.		Taiwan
Gold				Super Dragon Technology Co., Ltd.		Taiwan
Gold				T.C.A S.p.A		Italy		Y
Gold				TAIWAN TOTAI CO., LTD.		Taiwan
Gold				TOO Tau-Ken-Altyn		Kazakhstan		Y
Gold				Tanaka Kikinzoku Kogyo K.K.		Japan		Y
Gold				Tokuriki Honten Co., Ltd.		Japan		Y
Gold				Tongling Nonferrous Metals Group Co., Ltd.		China
Gold				Torecom		Korea		Y
Gold				Tsai Brother industries		Taiwan
Gold				Umicore Brasil Ltda.		Brazil
Gold				Umicore Precious Metals Thailand		Thailand
Gold				Umicore S.A. Business Unit Precious Metals Refining		Belgium		Y
Gold				United Precious Metal Refining, Inc.		United States of America		Y
Gold				Universal Precious Metals Refining Zambia		Zambia
Gold				Valcambi S.A.		Switzerland		Y
Gold				Value Trading		Belgium
Gold				Viagra Di precious metals (Zhaoyuan) Co., Ltd.		China
Gold				WANG TING		China
Gold				WEEEREFINING		France		Active
Gold				WIELAND Edelmetalle GmbH		Germany		Y

 

Appendix II – Page 5

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Gold				Western Australian Mint (T/a The Perth Mint)		Australia		Y
Gold				Wuzhong Group		China
Gold				Xiamen JInbo Metal Co., Ltd.		China
Gold				Yamakin Co., Ltd.		Japan		Y
Gold				Yamato Denki Ind. Co., Ltd.		Japan
Gold				Yokohama Metal Co., Ltd.		Japan		Y
Gold				Yunnan Copper Industry Co., Ltd.		China
Gold				Yunnan Gold Mining Group Co., Ltd. (YGMG)		China
Gold				Zhaojun Maifu		China
Gold				Zhe Jiang Guang Yuan Noble Metal Smelting Factory		China
Gold				Zhongkuang Gold Industry Co., Ltd.		China
Gold				Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.		China
Gold				Zhongshan Poison Material Proprietary Co., Ltd.		China
Gold				Zhongyuan Gold Smelter of Zhongjin Gold Corporation		China		Y
Gold				Zhuhai toxic materials Monopoly Ltd.		China
Gold				Zhuzhou Smelting Group Co., Ltd		China
Gold		234		Non-PCB Gold Source Smelters
Tantalum				5D Production OU		Estonia
Tantalum				AMG Brasil		Brazil		Y
Tantalum				Asaka Riken Co., Ltd.		Japan		Y
Tantalum				CP Metals Inc.		United States of America
Tantalum				Changsha South Tantalum Niobium Co., Ltd.		China		Y
Tantalum				D Block Metals, LLC		United States of America		Y
Tantalum				Duoluoshan		China
Tantalum				Exotech Inc.		United States of America
Tantalum				F&X Electro-Materials Ltd.		China		Y
Tantalum				FIR Metals & Resource Ltd.		China		Y
Tantalum				Global Advanced Metals Aizu		Japan		Y
Tantalum				Global Advanced Metals Boyertown		United States of America		Y
Tantalum				Guangdong Rising Rare Metals-EO Materials Ltd.		China		Y
Tantalum				H.C. Starck Hermsdorf GmbH		Germany		Y
Tantalum				H.C. Starck Surface Technology and Ceramic Powders GmbH		Germany
Tantalum				Hengyang King Xing Lifeng New Materials Co., Ltd.		China		Y
Tantalum				Hi-Temp Specialty Metals, Inc.		United States of America
Tantalum				Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		China		Y
Tantalum				Jiangxi Tuohong New Raw Material		China		Y
Tantalum				JiuJiang JinXin Nonferrous Metals Co., Ltd.		China		Y
Tantalum				Jiujiang Janny New Material Co., Ltd.		China
Tantalum				Jiujiang Tanbre Co., Ltd.		China		Y
Tantalum				Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		China		Y
Tantalum				KEMET Blue Powder		United States of America
Tantalum				KEMET de Mexico		Mexico		Y
Tantalum				King-Tan Tantalum Industry Ltd.		China
Tantalum				Materion Newton Inc.		United States of America		Y
Tantalum				Metallurgical Products India Pvt., Ltd.		India		Y

 

Appendix II – Page 6

Metal		Metal Total		Smelter Name		Country		RMAP Conformant?*
Tantalum				Mineracao Taboca S.A.		Brazil		Y
Tantalum				Mitsui Mining and Smelting Co., Ltd.		Japan		Y
Tantalum				NPM Silmet AS		Estonia		Y
Tantalum				Ningxia Orient Tantalum Industry Co., Ltd.		China		Y
Tantalum				Power Resources Ltd.		North Macedonia
Tantalum				QuantumClean		United States of America		Y
Tantalum				RFH Yancheng Jinye New Material Technology Co., Ltd.		China		Y
Tantalum				Resind Industria e Comercio Ltda.		Brazil		Y
Tantalum				Solikamsk Magnesium Works OAO		Russian Federation
Tantalum				TANIOBIS Co., Ltd.		Thailand		Y
Tantalum				TANIOBIS GmbH		Germany		Y
Tantalum				TANIOBIS Japan Co., Ltd.		Japan		Y
Tantalum				TANIOBIS Smelting GmbH & Co. KG		Germany		Y
Tantalum				Taki Chemical Co., Ltd.		Japan		Y
Tantalum				Telex Metals		United States of America		Y
Tantalum				Tranzact, Inc.		United States of America
Tantalum				Ulba Metallurgical Plant JSC		Kazakhstan		Y
Tantalum				XIMEI RESOURCES (GUANGDONG) LIMITED		China		Y
Tantalum				XinXing HaoRong Electronic Material Co., Ltd.		China		Y
Tantalum				Yanling Jincheng Tantalum & Niobium Co., Ltd.		China		Y
Tantalum		48		Non-PCB Tantalum Source Smelters
Tin				Alpha		United States of America		Y
Tin				An Thai Minerals Co., Ltd.		Viet Nam
Tin				An Vinh Joint Stock Mineral Processing Company		Viet Nam
Tin				Arco Alloys		United States of America
Tin				Aurubis Beerse		Belgium		Y
Tin				Aurubis Berango		Spain		Y
Tin				CNMC (Guangxi) PGMA Co., Ltd.		China
Tin				CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda		Brazil		Y
Tin				CRM Synergies		Spain		Y
Tin				CV Ayi Jaya		Indonesia		Y
Tin				CV Dua Sekawan		Indonesia
Tin				CV Gita Pesona		Indonesia
Tin				CV United Smelting		Indonesia
Tin				CV Venus Inti Perkasa		Indonesia		Y
Tin				Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		China		Y
Tin				Chifeng Dajingzi Tin Industry Co., Ltd.		China		Y
Tin				China Tin Group Co., Ltd.		China		Y
Tin				Chofu Works		China
Tin				Cooperativa Metalurgica de Rondonia Ltda.		Brazil
Tin				DS Myanmar		Myanmar		Y
Tin				Dongguan CiEXPO Environmental Engineering Co., Ltd.		China
Tin				Dongguan City Xida Soldering Tin Products Co.		China
Tin				Dowa		Japan		Y
Tin				EM Vinto		Bolivia		Y

 

Appendix II – Page 7