Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 24, 2022

Exhibit 1.01 Conflict Minerals Report

For the Year Ended December 31, 2021

This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year 2021 (ended December 31, 2021) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), and the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Conflict Minerals Report, unless otherwise defined herein.

Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”).

(1) Product Description

TTM is a leading global printed circuit board (“PCB”) manufacturer, focusing on quick-turn and volume production of technologically advanced PCBs and backplane assemblies as well as a global designer and manufacturer of high-frequency radio frequency (“RF”) and microwave/microelectronics components and assemblies. The Company provides time-to-market and volume production of advanced technology products and offers a one-stop design, engineering, and manufacturing solution to customers. This one-stop design, engineering and manufacturing solution allows the Company to align technology developments with the diverse needs of the Company’s customers and to enable them to reduce the time required to develop new products and bring them to market. The Company serves a diversified customer base in various markets throughout the world, including aerospace and defense, data center computing, automotive components, medical, industrial and instrumentation related products, as well as networking/communications infrastructure products. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.

TTM’s Conflict Minerals information is reported under two categories. “PCB” includes all unpopulated “bare board” printed circuit board products. All other products manufactured by TTM are referred to as “Non-PCB”.

As a company whose business is electronics manufacturing and assembly, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.

Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we are required to use, and in many cases specify the suppliers from which we are required to source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.

 

(2)

Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework

TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high -risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum, and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

 

Exhibit 1.01 - Page 1


Step 1 – Establish and Maintain Strong Company Management Systems

 

1.1

TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at: https://investors.ttm.com/corporate-governance/highlights. The content of our website as referred to in this Form SD and Conflict Minerals Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas.

 

1.2

TTM has a Conflict Minerals Steering Committee to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance.

 

1.3

In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s products, almost all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose, or production.

 

1.4

The Working Group concluded that the bare PCBs may contain gold, tin, or tungsten in surface finishes, and the Non-PCB products manufactured in 2021 may contain any of the four Conflict Minerals in components.

Step 2 – Identify and Assess Risks in the Supply Chain

 

2.1

The Working Group has identified the suppliers of the materials and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Responsible Minerals Initiative (“RMI”) (formerly the Conflict Free Sourcing Initiative).

 

2.2

The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein, and whether such Conflict Minerals were sourced from recycled or scrap materials. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM for products manufactured during calendar year 2021 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products.

 

2.3

In addition to identifying suppliers of Conflict Minerals to the Company and collecting supply-chain smelter information, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals contained in their products originated in the Covered Countries.

 

2.4

The Company believes that complete information was received from all identified suppliers to its PCB products, with two exceptions and those two suppliers were subsequently removed from TTM’s supply chain in early 2021. However, many suppliers to TTM’s much smaller Non-PCB businesses reported that their supply chain information was incomplete. TTM continues to seek complete and accurate information from its Conflict Minerals supply chain sources from relevant suppliers.

 

2.5

The Company renewed its membership in the RMI to retain its timely access to global Conflict Minerals smelter information.

 

2.6

Smelters and refiners identified in the supply-chain survey were checked against RMI-provided smelter information to confirm the status of their Conflict Minerals related sourcing activities.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

 

3.1

Changes to the status of the identified TTM PCB supply chain smelters were monitored regularly. All identified PCB sourcing concerns were addressed through outreach to the relevant members of TTM’s supply chain. As noted above, suppliers that did not respond to these outreach efforts were removed from TTM’s supply chain. There were cases during the reporting year where supply chain changes were related to Conflict Minerals sourcing. In such cases, TTM reached out to our direct supply chain and they reported modifying their sourcing in response.

 

Exhibit 1.01 - Page 2


3.2

The status of the identified Non-PCB supply chain smelters was updated at the end of 2021. No cases of intervention occurred during the reporting year.

 

3.3

After reviewing supply chain and other identified publicly available information, the Company believes that some portion of the tantalum, tin, tungsten, and gold in our supply chain may have been mined in Covered Countries. Grouped by metal, the following is our best estimate of the smelter, and smelter location, that may have contributed Conflict Minerals from Covered Countries to our supply chain for products manufactured during the 2021 calendar year:

 

Metal

  

Smelter Name

  

Country

Gold    Emirates Gold DMCC    United Arab Emirates
Gold    Geib Refining Corporation    United States of America
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China
Gold    L’Orfebre S.A.    Andorra
Gold    Metalor Technologies (Hong Kong) Ltd.    China
Gold    Metalor USA Refining Corporation    United States of America
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China
Gold    Umicore S.A. Business Unit Precious Metals Refining    Belgium
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China
Tantalum    D Block Metals, LLC    United States of America
Tantalum    Exotech Inc.    United States of America
Tantalum    F&X Electro-Materials Ltd.    China
Tantalum    FIR Metals & Resource Ltd.    China
Tantalum    Global Advanced Metals Aizu    Japan
Tantalum    Global Advanced Metals Boyertown    United States of America
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    China
Tantalum    H.C. Starck Hermsdorf GmbH    Germany
Tantalum    H.C. Starck Inc.    United States of America
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China
Tantalum    Jiangxi Tuohong New Raw Material    China
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China
Tantalum    Jiujiang Tanbre Co., Ltd.    China
Tantalum    KEMET de Mexico    Mexico
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan
Tantalum    NPM Silmet AS    Estonia
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China
Tantalum    TANIOBIS Co., Ltd.    Thailand
Tantalum    TANIOBIS GmbH    Germany
Tantalum    TANIOBIS Japan Co., Ltd.    Japan
Tantalum    TANIOBIS Smelting GmbH & Co. KG    Germany
Tantalum    Taki Chemical Co., Ltd.    Japan
Tantalum    Telex Metals    United States of America
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan

 

Exhibit 1.01 - Page 3


Tantalum

  

XIMEI RESOURCES (GUANGDONG) LIMITED

  

China

Tantalum

  

XinXing HaoRong Electronic Material Co., Ltd.

  

China

Tantalum

  

Yanling Jincheng Tantalum & Niobium Co., Ltd.

  

China

Tin

  

Alpha

  

United States of America

Tin

  

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

  

China

Tin

  

Luna Smelter, Ltd.

  

Rwanda

Tin

  

Malaysia Smelting Corporation (MSC)

  

Malaysia

Tin

  

Metallic Resources, Inc.

  

United States of America

Tin

  

Metallo Belgium N.V.

  

Belgium

Tin

  

Metallo Spain S.L.U.

  

Spain

Tin

  

Minsur

  

Peru

Tin

  

PT Timah Tbk Mentok

  

Indonesia

Tin

  

Thaisarco

  

Thailand

Tin

  

Tin Smelting Branch of Yunnan Tin Co., Ltd.

  

China

Tin

  

Tin Technology & Refining

  

United States of America

Tin

  

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

Tungsten

  

A.L.M.T. Corp.

  

Japan

Tungsten

  

Asia Tungsten Products Vietnam Ltd.

  

Viet Nam

Tungsten

  

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

Tungsten

  

Global Tungsten & Powders Corp.

  

United States of America

Tungsten

  

Japan New Metals Co., Ltd.

  

Japan

Tungsten

  

Kennametal Fallon

  

United States of America

Tungsten

  

Masan High-Tech Materials

  

Viet Nam

Tungsten

  

Niagara Refining LLC

  

United States of America

Tungsten

  

TANIOBIS Smelting GmbH & Co. KG

  

Germany

Tungsten

  

Wolfram Bergbau und Hutten AG

  

Austria

Tungsten

  

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

Tungsten

  

Xiamen Tungsten Co., Ltd.

  

China

Although we do not have complete source-smelter information from a number of our suppliers, we obtained no affirmative information indicating that any of the Conflict Minerals from the smelters listed above financed or benefited armed groups that operate in the Covered Countries.

 

3.4

As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s Non-PCB products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been listed by RMI as compliant with the “Responsible Minerals Assurance Process (RMAP)” or otherwise. In connection with such continuing diligence, the Company intends to continue education of and outreach to its suppliers as needed.

 

Exhibit 1.01 - Page 4


Step 4 – Carry Out Independent Third-Party Audit (“IPSA”) of Smelter/Refiner’s Due Diligence Practices

 

4.1

TTM supports the RMI Responsible Minerals Assurance Process (RMAP) as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and compared such information against the list of facilities that were designated as “Conformant” by the RMI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Rule 13p-1 and Form SD.

Step 5 – Report Annually on Supply Chain Due Diligence

 

5.1

TTM submitted its Form SD with Exhibit 1.01 to SEC and posted the same to TTM’s external website for each prior reporting period. The most recent prior reporting period ended December 31, 2020 and the relevant Form SD was submitted to SEC and posted on TTM’s external web site on May 21, 2021.

(3) Products

The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:

As noted in section (1) above, TTM products are the following:

 

  1.

Bare PCBs fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable;

 

  2.

Non-PCB products including RF/microwave products manufactured in accordance with TTM designs, products manufactured at RF/microwave manufacturing facilities that were fabricated to customer design and material specifications, printed circuit assemblies assembled to customer specified bills of materials using customer -controlled components from customer approved vendor lists, and any other products assembled to customer design and using customer specified suppliers.

Appendix I contains a listing of smelters provided by TTM’s PCB supply chain for products manufactured during the 2021 calendar year. With the exception of the smelters so indicated that were removed from TTM’s PCB supply chain, all are currently recognized as RMAP Conformant.

Appendix II is a listing of smelters reported by the Company’s Non-PCB supply chain for products manufactured during the 2021 calendar year. The supply chain data quality associated with these parts appears to be significantly less robust. Some smelters names provided may not be actual smelters and some names provided are recognized as not currently participating in any internationally recognized RMAP. TTM will continue to encourage customers to choose known RMAP Conformant sources as opportunities allow.

(4) Summary

TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the RMI, surveys of smelters and refiners, and/or third -party reviews of publicly available information. However, some country -of -origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. Based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the RMI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Appendices below and has indicated where the smelters have previously been audited by RMI and found to be sourcing conflict free or are working with RMI to be audited in the future.

 

Exhibit 1.01 - Page 5


TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components, and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.

Appendix I

Conflict Minerals Sources to PCB Global Operations 2021

Appendix II

Conflict Minerals Sources to Non-PCB Global Operations 2021

 

Exhibit 1.01 - Page 6


Appendix I

Conflict Minerals Sources to PCB Global Operations 2021

 

Metal

  

Metal

Total

  

Smelter Name

  

Country

  

RMAP

Conformant?

Gold       Agosi AG    Germany    Y
Gold       Aida Chemical Industries Co., Ltd.    Japan    Y
Gold       AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    Y
Gold       Argor-Heraeus S.A.    Switzerland    Y
Gold       Asahi Pretec Corp.    Japan    Y
Gold       Asahi Refining Canada Ltd.    Canada    Y
Gold       Asahi Refining USA Inc.    United States of America    Y
Gold       Asaka Riken Co., Ltd.    Japan    Y
Gold       Aurubis AG    Germany    Y
Gold       Boliden AB    Sweden    Y
Gold       C. Hafner GmbH + Co. KG    Germany    Y
Gold       Chimet S.p.A.    Italy    Y
Gold       Dowa    Japan    Y
Gold       Eco-System Recycling Co., Ltd. East Plant    Japan    Y
Gold       Geib Refining Corporation    United States of America    Y
Gold       Gold Refinery of Zijin Mining Group Co., Ltd.    China    Y
Gold       Heimerle + Meule GmbH    Germany    Y
Gold       Heraeus Germany GmbH Co. KG    Germany    Y
Gold       Heraeus Metals Hong Kong Ltd.    China    Y
Gold       Ishifuku Metal Industry Co., Ltd.    Japan    Y
Gold       Istanbul Gold Refinery    Turkey    Y
Gold       JX Nippon Mining & Metals Co., Ltd.    Japan    Y
Gold       Kennecott Utah Copper LLC    United States of America    Y
Gold       Kojima Chemicals Co., Ltd.    Japan    Y
Gold       LS-NIKKO Copper Inc.    Korea, Republic of    Y
Gold       Matsuda Sangyo Co., Ltd.    Japan    Y
Gold       Metalor Technologies (Hong Kong) Ltd.    China    Y
Gold       Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Y
Gold       Metalor Technologies (Suzhou) Ltd.    China    Y
Gold       Metalor Technologies S.A.    Switzerland    Y
Gold       Metalor USA Refining Corporation    United States of America    Y
Gold       Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    Y
Gold       Mitsubishi Materials Corporation    Japan    Y
Gold       Mitsui Mining and Smelting Co., Ltd.    Japan    Y
Gold       Nihon Material Co., Ltd.    Japan    Y
Gold       Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria    Y
Gold       Ohura Precious Metal Industry Co., Ltd.    Japan    Y
Gold       PAMP S.A.    Switzerland    Y

 

Appendix I – Page 1


Gold       Royal Canadian Mint    Canada    Y
Gold       SAXONIA Edelmetalle GmbH    Germany    1
Gold       Shandong Gold Smelting Co., Ltd.    China    Y
Gold       Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Y
Gold       Solar Applied Materials Technology Corp.    Taiwan, Province of China    Y
Gold       Sumitomo Metal Mining Co., Ltd.    Japan    Y
Gold       Tanaka Kikinzoku Kogyo K.K.    Japan    Y
Gold       Tokuriki Honten Co., Ltd.    Japan    Y
Gold       Umicore S.A. Business Unit Precious Metals Refining    Belgium    Y
Gold       United Precious Metal Refining, Inc.    United States of America    Y
Gold       WIELAND Edelmetalle GmbH    Germany    Y
Gold       Western Australian Mint (T/a The Perth Mint)    Australia    Y
Gold    50    PCB Gold Source Smelters      
Tin       Alpha    United States of America    Y
Tin       Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    Y
Tin       China Tin Group Co., Ltd.    China    Y
Tin       Dowa    Japan    Y
Tin       EM Vinto    Bolivia    Y
Tin       Fenix Metals    Poland    Y
Tin       Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Y
Tin       Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China    Y
Tin       Jiangxi New Nanshan Technology Ltd.    China    Y
Tin       Luna Smelter, Ltd.    Rwanda    Y
Tin       Ma’anshan Weitai Tin Co., Ltd.    China    Y
Tin       Malaysia Smelting Corporation (MSC)    Malaysia    Y
Tin       Metallic Resources, Inc.    United States of America    Y
Tin       Metallo Belgium N.V.    Belgium    Y
Tin       Metallo Spain S.L.U.    Spain    Y
Tin       Mineracao Taboca S.A.    Brazil    Y
Tin       Minsur    Peru    Y
Tin       Mitsubishi Materials Corporation    Japan    Y
Tin       O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    Y
Tin       O.M. Manufacturing Philippines, Inc.    Philippines    Y
Tin       Operaciones Metalurgicas S.A.    Bolivia    Y
Tin       PT ATD Makmur Mandiri Jaya    Indonesia    Y
Tin       PT Artha Cipta Langgeng    Indonesia    Y
Tin       PT Babel Surya Alam Lestari    Indonesia    Y
Tin       PT Bangka Serumpun    Indonesia    Y
Tin       PT Menara Cipta Mulia    Indonesia    Y
Tin       PT Mitra Stania Prima    Indonesia    Y
Tin       PT Prima Timah Utama    Indonesia    Y
Tin       PT Rajawali Rimba Perkasa    Indonesia    Y
Tin       PT Rajehan Ariq    Indonesia    1

 

Appendix I – Page 2


Tin       PT Refined Bangka Tin    Indonesia    Y
Tin       PT Stanindo Inti Perkasa    Indonesia    Y
Tin       PT Timah Tbk Kundur    Indonesia    Y
Tin       PT Timah Tbk Mentok    Indonesia    Y
Tin       PT Tinindo Inter Nusa    Indonesia    Y
Tin       Rui Da Hung    Taiwan, Province of China    Y
Tin       Thai Nguyen Mining and Metallurgy Co., Ltd.    Viet Nam    1
Tin       Thaisarco    Thailand    Y
Tin       Tin Smelting Branch of Yunnan Tin Co., Ltd.    China    Y
Tin       Tin Technology & Refining    United States of America    Y
Tin       White Solder Metalurgia e Mineracao Ltda.    Brazil    Y
Tin       Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    Y
Tin    42    PCB Tin Source Smelters      
Tungsten       A.L.M.T. Corp.    Japan    Y
Tungsten       Chongyi Zhangyuan Tungsten Co., Ltd.    China    Y
Tungsten       Ganzhou Huaxing Tungsten Products Co., Ltd.    China    Y
Tungsten       Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    Y
Tungsten       Ganzhou Seadragon W & Mo Co., Ltd.    China    Y
Tungsten       Global Tungsten & Powders Corp.    United States of America    Y
Tungsten       Guangdong Xianglu Tungsten Co., Ltd.    China    Y
Tungsten       H.C. Starck Tungsten GmbH    Germany    Y
Tungsten       Hunan Chenzhou Mining Co., Ltd.    China    Y
Tungsten       Hunan Chunchang Nonferrous Metals Co., Ltd.    China    Y
Tungsten       Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    China    Y
Tungsten       Hydrometallurg, JSC    Russian Federation    Y
Tungsten       Japan New Metals Co., Ltd.    Japan    Y
Tungsten       Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    Y
Tungsten       Jiangxi Gan Bei Tungsten Co., Ltd.    China    Y
Tungsten       Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    Y
Tungsten       Jiangxi Yaosheng Tungsten Co., Ltd.    China    Y
Tungsten       Kennametal Huntsville    United States of America    Y
Tungsten       Masan High-Tech Materials    Viet Nam    Y
Tungsten       Niagara Refining LLC    United States of America    Y
Tungsten       TANIOBIS Smelting GmbH & Co. KG    Germany    Y
Tungsten       Wolfram Bergbau und Hutten AG    Austria    Y
Tungsten       Xiamen Tungsten (H.C.) Co., Ltd.    China    Y
Tungsten       Xiamen Tungsten Co., Ltd.    China    Y
Tungsten    24    PCB Tungsten Source Smelters      
   116    Total PCB Source Smelters      

 

1 

RMAP Conformant prior to ceasing operations.

 

Appendix I – Page 3


Appendix II

Conflict Minerals Sources to Non-PCB Global Operations 2021

 

Metal

  

Metal
Total

  

Smelter Name

  

Country

  

RMAP
Conformant?*

Gold       8853 S.p.A.    Italy    Y
Gold       ARY Aurum Plus    United Arab Emirates   
Gold       AU Traders and Refiners    South Africa   
Gold       AURA-II    United States of America   
Gold       Abington Reldan Metals, LLC    United States of America   
Gold       Advanced Chemical Company    United States of America    Y
Gold       African Gold Refinery    Uganda   
Gold       Aida Chemical Industries Co., Ltd.    Japan    Y
Gold       Al Etihad Gold Refinery DMCC    United Arab Emirates    Y
Gold       Al Ghaith Gold    United Arab Emirates   
Gold       Alexy Metals    United States of America    Active
Gold       Allgemeine Gold-und Silberscheideanstalt A.G.    Germany    Y
Gold       Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    Y
Gold       AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    Y
Gold       Argor-Heraeus S.A.    Switzerland    Y
Gold       Asahi Pretec Corp.    Japan    Y
Gold       Asahi Refining Canada Ltd.    Canada    Y
Gold       Asahi Refining USA Inc.    United States of America    Y
Gold       Asaka Riken Co., Ltd.    Japan    Y
Gold       Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey   
Gold       Augmont Enterprises Private Limited    India    Active
Gold       Aurubis AG    Germany    Y
Gold       Bangalore Refinery    India    Y
Gold       Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    Y
Gold       Bauer Walser AG    Germany   
Gold       Boliden AB    Sweden    Y
Gold       C. Hafner GmbH + Co. KG    Germany    Y
Gold       C.I Metales Procesados Industriales SAS    Colombia    Active
Gold       CCR Refinery - Glencore Canada Corporation    Canada    Y
Gold       CGR Metalloys Pvt Ltd.    India   
Gold       Caridad    Mexico   
Gold       Cendres + Metaux S.A.    Switzerland    Y
Gold       Chimet S.p.A.    Italy    Y
Gold       Chugai Mining    Japan    Y
Gold       DODUCO Contacts and Refining GmbH    Germany   
Gold       DS PRETECH Co., Ltd.    Korea   
Gold       DSC (Do Sung Corporation)    Korea    Y

 

Appendix II – Page 1


Gold       Daejin Indus Co., Ltd.    Korea   
Gold       Daye Non-Ferrous Metals Mining Ltd.    China   
Gold       Degussa Sonne / Mond Goldhandel GmbH    Germany   
Gold       Dijllah Gold Refinery FZC    United Arab Emirates   
Gold       Dowa    Japan    Y
Gold       Eco-System Recycling Co., Ltd. East Plant    Japan    Y
Gold       Eco-System Recycling Co., Ltd. North Plant    Japan    Y
Gold       Eco-System Recycling Co., Ltd. West Plant    Japan    Y
Gold       Elemetal Refining, LLC    United States of America   
Gold       Emerald Jewel Industry India Limited (Unit 1)    India   
Gold       Emerald Jewel Industry India Limited (Unit 2)    India   
Gold       Emerald Jewel Industry India Limited (Unit 3)    India   
Gold       Emerald Jewel Industry India Limited (Unit 4)    India   
Gold       Emirates Gold DMCC    United Arab Emirates    Y
Gold       Fidelity Printers and Refiners Ltd.    Zimbabwe   
Gold       Fujairah Gold FZC    United Arab Emirates   
Gold       GCC Gujrat Gold Centre Pvt. Ltd.    India    Active
Gold       GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI    China   
Gold       Geib Refining Corporation    United States of America    Y
Gold       Gold Coast Refinery    Ghana   
Gold       Gold Refinery of Zijin Mining Group Co., Ltd.    China    Y
Gold       Great Wall Precious Metals Co., Ltd. of CBPM    China   
Gold       Guangdong Hua Jian Trade Co., Ltd.    China   
Gold       Guangdong Jinding Gold Limited    China   
Gold       Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China   
Gold       Hang Seng Technology    China   
Gold       Hangzhou Fuchunjiang Smelting Co., Ltd.    China   
Gold       Heimerle + Meule GmbH    Germany    Y
Gold       Henan Yuguang Gold & Lead Co., Ltd.    China   
Gold       Heraeus Metals Hong Kong Ltd.    China    Y
Gold       Heraeus Precious Metals GmbH & Co. KG    Germany    Y
Gold       Hetai Gold Mineral Guangdong Co., Ltd.    China   
Gold       Hop Hing electroplating factory Zhejiang    China   
Gold       Hunan Chenzhou Mining Co., Ltd.    China   
Gold       Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China   
Gold       Hung Cheong Metal Manufacturing Limited    China   
Gold       HwaSeong CJ CO., LTD.    Korea   
Gold       Industrial Refining Company    Belgium   
Gold       Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    Y
Gold       International Precious Metal Refiners    United Arab Emirates   
Gold       Ishifuku Metal Industry Co., Ltd.    Japan    Y
Gold       Istanbul Gold Refinery    Turkey    Y

 

Appendix II – Page 2


Gold       Italpreziosi    Italy    Y
Gold       JALAN & Company    India   
Gold       JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation   
Gold       JSC Uralelectromed    Russian Federation   
Gold       JX Nippon Mining & Metals Co., Ltd.    Japan    Y
Gold       Japan Mint    Japan    Y
Gold       Jiangxi Copper Co., Ltd.    China    Y
Gold       Jin Jinyin Refining Co., Ltd.    China   
Gold       Jinlong Copper Co., Ltd.    China   
Gold       K.A. Rasmussen    Norway   
Gold       KGHM Polska Miedz Spolka Akcyjna    Poland    Y
Gold       Kaloti Precious Metals    United Arab Emirates   
Gold       Kazakhmys Smelting LLC    Kazakhstan   
Gold       Kazzinc    Kazakhstan    Y
Gold       Kennecott Utah Copper LLC    United States of America    Y
Gold       Kojima Chemicals Co., Ltd.    Japan    Y
Gold       Korea Zinc Co., Ltd.    Korea    Y
Gold       Kosak Seiren    Japan   
Gold       Kundan Care Products Ltd.    India   
Gold       Kyrgyzaltyn JSC    Kyrgyzstan   
Gold       Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation   
Gold       L’Orfebre S.A.    Andorra    Y
Gold       L’azurde Company For Jewelry    Saudi Arabia   
Gold       LS-NIKKO Copper Inc.    Korea    Y
Gold       LT Metal Ltd.    Korea    Y
Gold       Lingbao Gold Co., Ltd.    China   
Gold       Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China   
Gold       Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China   
Gold       MD Overseas    India   
Gold       MMTC-PAMP India Pvt., Ltd.    India    Y
Gold       Marsam Metals    Brazil    Y
Gold       Materion    United States of America    Y
Gold       Matsuda Sangyo Co., Ltd.    Japan    Y
Gold       Metal Concentrators SA (Pty) Ltd.    South Africa    Y
Gold       Metallix Refining Inc.    United States of America   
Gold       Metalor Technologies (Hong Kong) Ltd.    China    Y
Gold       Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Y
Gold       Metalor Technologies (Suzhou) Ltd.    China    Y
Gold       Metalor Technologies S.A.    Switzerland    Y
Gold       Metalor USA Refining Corporation    United States of America    Y
Gold       Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    Y
Gold       Mitsubishi Materials Corporation    Japan    Y
Gold       Mitsui Mining and Smelting Co., Ltd.    Japan    Y

 

Appendix II – Page 3


Gold       Modeltech Sdn Bhd    Malaysia   
Gold       Morris and Watson    New Zealand   
Gold       Morris and Watson Gold Coast    Australia   
Gold       Moscow Special Alloys Processing Plant    Russian Federation   
Gold       NH Recytech Company    Korea    Y
Gold       Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey    Y
Gold       Navoi Mining and Metallurgical Combinat    Uzbekistan    Y
Gold       Nihon Material Co., Ltd.    Japan    Y
Gold       Nihon Superior Co., Ltd.    Japan   
Gold       Nohon Material Corporation    Japan   
Gold       Nyrstar Metals    United States of America   
Gold       OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation   
Gold       OJSC Novosibirsk Refinery    Russian Federation   
Gold       Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria    Y
Gold       Ohura Precious Metal Industry Co., Ltd.    Japan    Y
Gold       PAMP S.A.    Switzerland    Y
Gold       PT Aneka Tambang (Persero) Tbk    Indonesia    Y
Gold       PX Precinox S.A.    Switzerland    Y
Gold       Pease & Curren    United States of America   
Gold       Penglai Penggang Gold Industry Co., Ltd.    China   
Gold       Planta Recuperadora de Metales SpA    Chile    Y
Gold       Precious Metals Sales Corp.    United States of America   
Gold       Prioksky Plant of Non-Ferrous Metals    Russian Federation   
Gold       QG Refining, LLC    United States of America   
Gold       REMONDIS PMR B.V.    Netherlands    Y
Gold       Rand Refinery (Pty) Ltd.    South Africa    Y
Gold       Realized the Enterprise Co., Ltd.    China   
Gold       Refinery of Seemine Gold Co., Ltd.    China   
Gold       Republic Metals Corporation    United States of America   
Gold       Rio Tinto Group    Australia   
Gold       Royal Canadian Mint    Canada    Y
Gold       SAAMP    France    Y
Gold       SAFINA A.S.    Czechia    Y
Gold       SAXONIA Edelmetalle GmbH    Germany   
Gold       SEMPSA Joyeria Plateria S.A.    Spain    Y
Gold       SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation   
Gold       Sabin Metal Corp.    United States of America   
Gold       Safimet S.p.A    Italy    Y
Gold       Sai Refinery    India   
Gold       Samduck Precious Metals    Korea    Y
Gold       Samwon Metals Corp.    Korea   
Gold       Sancus ZFS (L’Orfebre, SA)    Colombia    Active

 

Appendix II – Page 4


Gold       Schone Edelmetaal B.V.    Netherlands   
Gold       Sellem Industries Ltd.    Mauritania   
Gold       Shan Dong Huangjin    China   
Gold       Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.    China   
Gold       Shandon Jin Jinyin Refining Limited    China   
Gold       Shandong Hengbang Smelter Co., Ltd.    China   
Gold       Shandong Humon Smelting Co., Ltd.    China   
Gold       Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China   
Gold       Shandong Yanggu Xiangguang Co., Ltd.    China   
Gold       Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Y
Gold       Shandong penglai gold smelter    China   
Gold       Shenzhen Heng Zhong Industry Co., Ltd.    China   
Gold       Shenzhen Zhonghenglong Real Industry Co., Ltd.    China   
Gold       Shirpur Gold Refinery Ltd.    India   
Gold       Sichuan Tianze Precious Metals Co., Ltd.    China    Y
Gold       Singway Technology Co., Ltd.    Taiwan    Y
Gold       Sino-Platinum Metals Co., Ltd.    China   
Gold       So Accurate Group, Inc.    United States of America   
Gold       Solar Applied Materials Technology Corp.    Taiwan    Y
Gold       Sovereign Metals    India   
Gold       State Research Institute Center for Physical Sciences and Technology    Lithuania   
Gold       SuZhou ShenChuang recycling Ltd.    China   
Gold       Sudan Gold Refinery    Sudan   
Gold       Sumitomo Metal Mining Co., Ltd.    Japan    Y
Gold       SungEel HiMetal Co., Ltd.    Korea    Y
Gold       Suntain Co., Ltd.    Taiwan   
Gold       Super Dragon Technology Co., Ltd.    Taiwan   
Gold       T.C.A S.p.A    Italy    Y
Gold       TAIWAN TOTAI CO., LTD.    Taiwan   
Gold       TOO Tau-Ken-Altyn    Kazakhstan    Y
Gold       Tanaka Kikinzoku Kogyo K.K.    Japan    Y
Gold       The Refinery of Shandong Gold Mining Co., Ltd.    China    Y
Gold       Tokuriki Honten Co., Ltd.    Japan    Y
Gold       Tongling Nonferrous Metals Group Co., Ltd.    China   
Gold       Torecom    Korea    Y
Gold       Tsai Brother industries    Taiwan   
Gold       Umicore Brasil Ltda.    Brazil   
Gold       Umicore Precious Metals Thailand    Thailand    Y
Gold       Umicore S.A. Business Unit Precious Metals Refining    Belgium    Y
Gold       United Precious Metal Refining, Inc.    United States of America    Y
Gold       Universal Precious Metals Refining Zambia    Zambia   
Gold       Valcambi S.A.    Switzerland    Y

 

Appendix II – Page 5


Gold       Value Trading    Belgium   
Gold       Viagra Di precious metals (Zhaoyuan) Co., Ltd.    China   
Gold       WANG TING    China   
Gold       WEEEREFINING    France    Active
Gold       WIELAND Edelmetalle GmbH    Germany    Y
Gold       Western Australian Mint (T/a The Perth Mint)    Australia    Y
Gold       Wuzhong Group    China   
Gold       Xiamen JInbo Metal Co., Ltd.    China   
Gold       Yamakin Co., Ltd.    Japan    Y
Gold       Yamato Denki Ind. Co., Ltd.    Japan   
Gold       Yokohama Metal Co., Ltd.    Japan    Y
Gold       Yunnan Copper Industry Co., Ltd.    China   
Gold       Yunnan Gold Mining Group Co., Ltd. (YGMG)    China   
Gold       Zhaojun Maifu    China   
Gold       Zhe Jiang Guang Yuan Noble Metal Smelting Factory    China   
Gold       Zhongkuang Gold Industry Co., Ltd.    China   
Gold       Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.    China   
Gold       Zhongshan Poison Material Proprietary Co., Ltd.    China   
Gold       Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    Y
Gold       Zhuhai toxic materials Monopoly Ltd.    China   
Gold       Zhuzhou Smelting Group Co., Ltd    China   
Gold    227    Non-PCB Gold Source Smelters      
Tantalum       ANHUI HERRMAN IMPEX CO.    China   
Tantalum       Asaka Riken Co., Ltd.    Japan    Y
Tantalum       CP Metals Inc.    United States of America   
Tantalum       Changsha South Tantalum Niobium Co., Ltd.    China    Y
Tantalum       D Block Metals, LLC    United States of America    Y
Tantalum       Duoluoshan    China   
Tantalum       Exotech Inc.    United States of America   
Tantalum       F&X Electro-Materials Ltd.    China    Y
Tantalum       FIR Metals & Resource Ltd.    China    Y
Tantalum       Global Advanced Metals Aizu    Japan    Y
Tantalum       Global Advanced Metals Boyertown    United States of America    Y
Tantalum       Guangdong Rising Rare Metals-EO Materials Ltd.    China    Y
Tantalum       Guangdong Zhiyuan New Material Co., Ltd.    China    Y
Tantalum       H.C. Starck Co., Ltd.    Thailand    Y
Tantalum       H.C. Starck Hermsdorf GmbH    Germany    Y
Tantalum       H.C. Starck Inc.    United States of America    Y
Tantalum       H.C. Starck Ltd.    Japan    Y
Tantalum       H.C. Starck Smelting GmbH & Co. KG    Germany    Y
Tantalum       H.C. Starck Surface Technology and Ceramic Powders GmbH    Germany   
Tantalum       H.C. Starck Tantalum and Niobium GmbH    Germany    Y

 

Appendix II – Page 6


Tantalum       Hengyang King Xing Lifeng New Materials Co., Ltd.    China    Y
Tantalum       Hi-Temp Specialty Metals, Inc.    United States of America   
Tantalum       Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    Y
Tantalum       Jiangxi Tuohong New Raw Material    China    Y
Tantalum       JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    Y
Tantalum       Jiujiang Janny New Material Co., Ltd.    China   
Tantalum       Jiujiang Tanbre Co., Ltd.    China    Y
Tantalum       Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    Y
Tantalum       KEMET Blue Metals    Mexico    Y
Tantalum       KEMET Blue Powder    United States of America   
Tantalum       King-Tan Tantalum Industry Ltd.    China   
Tantalum       LSM Brasil S.A.    Brazil    Y
Tantalum       Metallurgical Products India Pvt., Ltd.    India    Y
Tantalum       Mineracao Taboca S.A.    Brazil    Y
Tantalum       Mitsui Mining and Smelting Co., Ltd.    Japan    Y
Tantalum       NPM Silmet AS    Estonia    Y
Tantalum       Nantong Tongjie Electrical Co., Ltd.    China   
Tantalum       Ningxia Orient Tantalum Industry Co., Ltd.    China    Y
Tantalum       PM Kalco Inc    United States of America   
Tantalum       Power Resources Ltd.    North Macedonia   
Tantalum       QuantumClean    United States of America    Y
Tantalum       Resind Industria e Comercio Ltda.    Brazil    Y
Tantalum       Shanghai Jiangxi Metals Co., Ltd.    China   
Tantalum       Solikamsk Magnesium Works OAO    Russian Federation    Y
Tantalum       Taki Chemical Co., Ltd.    Japan    Y
Tantalum       Telex Metals    United States of America    Y
Tantalum       Tranzact, Inc.    United States of America   
Tantalum       Ulba Metallurgical Plant JSC    Kazakhstan    Y
Tantalum       XinXing HaoRong Electronic Material Co., Ltd.    China    Y
Tantalum       Yancheng Jinye New Material Technology Co., Ltd.    China    Y
Tantalum       Yanling Jincheng Tantalum & Niobium Co., Ltd.    China    Y
Tantalum       Yichun Jin Yang Rare Metal Co., Ltd.    China   
Tantalum       Zhuzhou Cemented Carbide Group Co., Ltd.    China   
Tantalum    53    Non-PCB Tantalum Source Smelters      
Tin       Alpha    United States of America    Y
Tin       An Thai Minerals Co., Ltd.    Viet Nam   
Tin       An Vinh Joint Stock Mineral Processing Company    Viet Nam   
Tin       Arco Alloys    United States of America   
Tin       CNMC (Guangxi) PGMA Co., Ltd.    China   
Tin       CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Brazil    Active
Tin       CRM Synergies    Spain    Y
Tin       CV Ayi Jaya    Indonesia   
Tin       CV Dua Sekawan    Indonesia   
           

 

Appendix II – Page 7


Tin       CV Gita Pesona    Indonesia   
Tin       CV United Smelting    Indonesia   
Tin       CV Venus Inti Perkasa    Indonesia    Active
Tin       Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    Y
Tin       Chifeng Dajingzi Tin Industry Co., Ltd.    China    Y
Tin       China Tin Group Co., Ltd.    China    Y
Tin       Cooperativa Metalurgica de Rondonia Ltda.    Brazil   
Tin       Dongguan CiEXPO Environmental Engineering Co., Ltd.    China   
Tin       Dongguan City Xida Soldering Tin Products Co.    China   
Tin       Dowa    Japan    Y
Tin       EM Vinto    Bolivia    Y
Tin       Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam   
Tin       Estanho de Rondonia S.A.    Brazil    Y
Tin       Fabrica Auricchio Industria e Comercio Ltda.    Brazil    Y
Tin       Fenix Metals    Poland    Y
Tin       Fuji Metal Mining Corp.    Japan   
Tin       GUANGXI HUA TIN GOLD MINUTE FEE, LTD.    China   
Tin       Gejiu City Fuxiang Industry and Trade Co., Ltd.    China   
Tin       Gejiu Fengming Metallurgy Chemical Plant    China   
Tin       Gejiu Kai Meng Industry and Trade LLC    China   
Tin       Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Y
Tin       Gejiu Yunxi Group Corp.    China   
Tin       Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    Y
Tin       Gejiu Zili Mining And Metallurgy Co., Ltd.    China    Y
Tin       Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China    Y
Tin       Guangxi Nonferrous Metals Group    China   
Tin       Guangxi Zhongshan Jin Yi Smelting Co., Ltd.    China   
Tin       Guanyang Guida Nonferrous Metal Smelting Plant    China   
Tin       Hezhou Jinwei Tin Co., Ltd.    China   
Tin       Hongqiao Metals (Kunshan) Co., Ltd.    China   
Tin       HuiChang Hill Tin Industry Co., Ltd.    China    Y
Tin       Huichang Jinshunda Tin Co., Ltd.    China   
Tin       Jiang Jia Wang Technology Co.    China   
Tin       Jiangxi Ketai Advanced Material Co., Ltd.    China   
Tin       Jiangxi New Nanshan Technology Ltd.    China    Y
Tin       Jiangxi Yaosheng Tungsten Co., Ltd.    China   
Tin       Ju Tai Industrial Co., Ltd.    China   
Tin       LIAN JING    China   
Tin       Luna Smelter, Ltd.    Rwanda    Y
Tin       M/s ECO Tropical Resources    Singapore   
Tin       Ma An Shan Shu Guang Smelter Corp.    China   
Tin       Ma’anshan Weitai Tin Co., Ltd.    China    Y

 

Appendix II – Page 8


Tin       Magnu’s Minerais Metais e Ligas Ltda.    Brazil    Y
Tin       Malaysia Smelting Corporation (MSC)    Malaysia    Y
Tin       Materials Eco-Refining Co., Ltd.    Japan   
Tin       Melt Metais e Ligas S.A.    Brazil   
Tin       Metahub Industries Sdn. Bhd.    Malaysia   
Tin       Metallic Resources, Inc.    United States of America    Y
Tin       Metallo Belgium N.V.    Belgium    Y
Tin       Metallo Spain S.L.U.    Spain    Y
Tin       Metallum Group Holding NV    Belgium   
Tin       Minchali Metal Industry Co., Ltd.    Taiwan   
Tin       Mineracao Taboca S.A.    Brazil    Y
Tin       Ming Li Jia smelt Metal Factory    China   
Tin       Minsur    Peru    Y
Tin       Mitsubishi Materials Corporation    Japan    Y
Tin       Modeltech Sdn Bhd    Malaysia   
Tin       Ney Metals and Alloys    United States of America   
Tin       Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam   
Tin       Novosibirsk Processing Plant Ltd.    Russian Federation    Y
Tin       O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    Y
Tin       O.M. Manufacturing Philippines, Inc.    Philippines    Y
Tin       OMODEO A. E S. METALLEGHE SRL      
Tin       Old City Metals Processing Co., Ltd.    China   
Tin       Operaciones Metalurgicas S.A.    Bolivia    Y
Tin       PT ATD Makmur Mandiri Jaya    Indonesia    Y
Tin       PT Aries Kencana Sejahtera    Indonesia    Active
Tin       PT Artha Cipta Langgeng    Indonesia    Y
Tin       PT Babel Inti Perkasa    Indonesia    Y
Tin       PT Babel Surya Alam Lestari    Indonesia    Y
Tin       PT Bangka Prima Tin    Indonesia   
Tin       PT Bangka Putra Karya    Indonesia   
Tin       PT Bangka Serumpun    Indonesia    Y
Tin       PT Bangka Tin Industry    Indonesia   
Tin       PT Belitung Industri Sejahtera    Indonesia   
Tin       PT Bukit Timah    Indonesia    Y
Tin       PT Cipta Persada Mulia    Indonesia    Y
Tin       PT DS Jaya Abadi    Indonesia   
Tin       PT Eunindo Usaha Mandiri    Indonesia   
Tin       PT Inti Stania Prima    Indonesia   
Tin       PT Justindo    Indonesia   
Tin       PT Karimun Mining    Indonesia   
Tin       PT Kijang Jaya Mandiri    Indonesia   
Tin       PT Lautan Harmonis Sejahtera    Indonesia   
Tin       PT Masbro Alam Stania    Indonesia    Active

 

Appendix II – Page 9


Tin       PT Menara Cipta Mulia    Indonesia    Y
Tin       PT Mitra Stania Prima    Indonesia    Y
Tin       PT Mitra Sukses Globalindo    Indonesia    Active
Tin       PT NATARI    Indonesia   
Tin       PT O.M. Indonesia    Indonesia   
Tin       PT Panca Mega Persada    Indonesia   
Tin       PT Premium Tin Indonesia    Indonesia   
Tin       PT Prima Timah Utama    Indonesia    Y
Tin       PT Rajawali Rimba Perkasa    Indonesia    Y
Tin       PT Rajehan Ariq    Indonesia    Y
Tin       PT Refined Bangka Tin    Indonesia    Y
Tin       PT Sariwiguna Binasentosa    Indonesia    Y
Tin       PT Stanindo Inti Perkasa    Indonesia    Y
Tin       PT Sukses Inti Makmur    Indonesia    Active
Tin       PT Sumber Jaya Indah    Indonesia   
Tin       PT Timah Nusantara    Indonesia    Active
Tin       PT Timah Tbk Kundur    Indonesia    Y
Tin       PT Timah Tbk Mentok    Indonesia    Y
Tin       PT Tinindo Inter Nusa    Indonesia    Y
Tin       PT Tirus Putra Mandiri    Indonesia   
Tin       PT Tommy Utama    Indonesia   
Tin       PT Wahana Perkit Jaya    Indonesia   
Tin       Pan Light Corporation    Taiwan   
Tin       Pongpipat Company Limited    Myanmar   
Tin       Precious Minerals and Smelting Limited    India   
Tin       Resind Industria e Comercio Ltda.    Brazil    Y
Tin       Rui Da Hung    Taiwan    Y
Tin       Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.    China   
Tin       Shenzhen Hong Chang Metal Manufacturing Factory    China   
Tin       Sichuan Guanghan Jiangnan casting smelters    China   
Tin       Sigma Tin Alloy Co., Ltd.    China   
Tin       Soft Metais Ltda.    Brazil    Y
Tin       Solder Court Ltd.    China   
Tin       Spectro Alloys Corp.    United States of America   
Tin       Super Ligas    Brazil    Active
Tin       Suzhou Nuonengda Chemical Co., Ltd.    China   
Tin       TAP    United States of America   
Tin       TIN PLATING GEJIU    China   
Tin       TONG LONG    China   
Tin       Taicang City Nancang Metal Material Co., Ltd.    China   
Tin       Taiwan Huanliang    Taiwan   
Tin       Taiwan high-tech Co., Ltd.    Taiwan   
Tin       Taiwan’s lofty Enterprises Ltd.    Taiwan   

 

Appendix II – Page 10


Tin       Thai Nguyen Mining and Metallurgy Co., Ltd.    Viet Nam    Y
Tin       Thailand Mine Factory    Thailand   
Tin       Thaisarco    Thailand    Y
Tin       Three green surface technology limited company    China   
Tin       Tianshui Ling Bo Technology Co., Ltd.    China   
Tin       Tin Technology & Refining    United States of America    Y
Tin       Top-Team Technology (Shenzhen) Ltd.    China   
Tin       Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam   
Tin       Untracore Co., Ltd.    Thailand   
Tin       VQB Mineral and Trading Group JSC    Viet Nam   
Tin       WELLEY    Taiwan   
Tin       WUJIANG CITY LUXE TIN FACTORY    China   
Tin       White Solder Metalurgia e Mineracao Ltda.    Brazil    Y
Tin       XURI    China   
Tin       Xiamen Honglu Tungsten Molybdenum Co., Ltd.    China   
Tin       Xianghualing Tin Industry Co., Ltd.      
Tin       Xin Furukawa Metal ( Wuxi ) Co., Ltd.    China   
Tin       Yifeng Tin    China   
Tin       Yiquan Manufacturing    China   
Tin       Yuecheng Tin Co., Ltd.    China   
Tin       Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    Y
Tin       Yunnan Chengo Electric Smelting Plant    China   
Tin       Yunnan Copper Zinc Industry Co., Ltd.    China   
Tin       Yunnan Geiju Smelting Corp.    China   
Tin       Yunnan Industrial Co., Ltd.    China   
Tin       Yunnan Malipo Baiyi Kuangye Co.    China   
Tin       Yunnan Tin Company Limited    China    Y
Tin       Yunnan Yunfan Non-ferrous Metals Co., Ltd.    China   
Tin       Zhongshan Jinye Smelting Co.,Ltd    China   
Tin    166    Non-PCB Tin Source Smelters      
Tungsten       A.L.M.T. Corp.    Japan    Y
Tungsten       ACL Metais Eireli    Brazil    Y
Tungsten       Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil    Active
Tungsten       Artek LLC    Russian Federation   
Tungsten       Asia Tungsten Products Vietnam Ltd.    Viet Nam    Y
Tungsten       CNMC (Guangxi) PGMA Co., Ltd.    China   
Tungsten       CP Metals Inc.    United States of America   
Tungsten       Chenzhou Diamond Tungsten Products Co., Ltd.    China    Y
Tungsten       China Molybdenum Co., Ltd.    China    Y
Tungsten       Chongyi Zhangyuan Tungsten Co., Ltd.    China    Y
Tungsten       Cronimet Brasil Ltda    Brazil    Y
Tungsten       DAIDO STEEL    Japan   
Tungsten       Fujian Ganmin RareMetal Co., Ltd.    China    Y

 

Appendix II – Page 11


Tungsten       Fujian Jinxin Tungsten Co., Ltd.    China   
Tungsten       Fujian Xinlu Tungsten    China    Y
Tungsten       GEM Co., Ltd.    China    Y
Tungsten       Ganzhou Beseem Ferrotungsten Co., Ltd.    China   
Tungsten       Ganzhou Haichuang Tungsten Co., Ltd.    China    Y
Tungsten       Ganzhou Huaxing Tungsten Products Co., Ltd.    China    Y
Tungsten       Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    Y
Tungsten       Ganzhou Non-ferrous Metals Smelting Co., Ltd.    China   
Tungsten       Ganzhou Seadragon W & Mo Co., Ltd.    China    Y
Tungsten       Ganzhou Yatai Tungsten Co., Ltd.    China   
Tungsten       Global Tungsten & Powders Corp.    United States of America    Y
Tungsten       Guangdong Xianglu Tungsten Co., Ltd.    China    Y
Tungsten       H.C. Starck Smelting GmbH & Co. KG    Germany    Y
Tungsten       H.C. Starck Tungsten GmbH    Germany    Y
Tungsten       Hunan Chenzhou Mining Co., Ltd.    China    Y
Tungsten       Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    China   
Tungsten       Hunan Chunchang Nonferrous Metals Co., Ltd.    China    Y
Tungsten       Hunan Litian Tungsten Industry Co., Ltd.    China   
Tungsten       Hydrometallurg, JSC    Russian Federation    Y
Tungsten       JSC “Kirovgrad Hard Alloys Plant”    Russian Federation    Y
Tungsten       Japan New Metals Co., Ltd.    Japan    Y
Tungsten       Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    Y
Tungsten       Jiangxi Gan Bei Tungsten Co., Ltd.    China    Y
Tungsten       Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China   
Tungsten       Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    Y
Tungsten       Jiangxi Xianglu Tungsten Co., Ltd.    China   
Tungsten       Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    Y
Tungsten       Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    China   
Tungsten       Jiangxi Yaosheng Tungsten Co., Ltd.    China    Y
Tungsten       KGETS Co., Ltd.    Korea    Y
Tungsten       Kennametal Fallon    United States of America    Y
Tungsten       Kennametal Huntsville    United States of America    Y
Tungsten       Lianyou Metals Co., Ltd.    Taiwan    Y
Tungsten       Malipo Haiyu Tungsten Co., Ltd.    China    Y
Tungsten       Masan Tungsten Chemical LLC (MTC)    Viet Nam    Y
Tungsten       Mehra Ferro-Alloys Pvt. Ltd.    India   
Tungsten       Moliren Ltd.    Russian Federation    Y
Tungsten       NPP Tyazhmetprom LLC    Russian Federation    Active
Tungsten       Niagara Refining LLC    United States of America    Y
Tungsten       OOO “Technolom” 1    Russian Federation    Active
Tungsten       OOO “Technolom” 2    Russian Federation    Active
Tungsten       Philippine Chuangxin Industrial Co., Inc.    Philippines    Y

 

Appendix II – Page 12


Tungsten       South-East Nonferrous Metal Company Limited of Hengyang City    China   
Tungsten       Tejing (Vietnam) Tungsten Co., Ltd.    Viet Nam   
Tungsten       Toshiba Material Co., Ltd.    Japan   
Tungsten       Tungsten Diversified Industries LLC    United States of America   
Tungsten       Unecha Refractory metals plant    Russian Federation    Y
Tungsten       Vietnam Youngsun Tungsten Industry Co., Ltd.    Viet Nam   
Tungsten       WOLFRAM Company CJSC    Russian Federation   
Tungsten       Wolfram Bergbau und Hutten AG    Austria    Y
Tungsten       Woltech Korea Co., Ltd.    Korea    Y
Tungsten       Xiamen Tungsten (H.C.) Co., Ltd.    China    Y
Tungsten       Xiamen Tungsten Co., Ltd.    China    Y
Tungsten       Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China    Y
Tungsten       Xinhai Rendan Shaoguan Tungsten Co., Ltd.    China   
Tungsten       Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.    China   
Tungsten    69    Non-PCB Tungsten Source Smelters      
   515    Total Non-PCB Source Smelters      

 

*

“Active” conformance status indicates that the smelter has committed to undergo an RMAP assessment but is not yet Conformant.

 

Appendix II – Page 13