Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 21, 2021

Exhibit 1.01

Conflict Minerals Report

For the Year Ended December 31, 2020

This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year 2020 (ended December 31, 2020) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), and the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Conflict Minerals Report, unless otherwise defined herein.

Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”).

 

(1)

Product Description

TTM is a leading global printed circuit board (“PCB”) manufacturer, focusing on quick-turn and volume production of technologically advanced PCBs and backplane assemblies as well as a global designer and manufacturer of high-frequency radio frequency (“RF”) and microwave components and assemblies. The Company provides time-to-market and volume production of advanced technology products and offers a one-stop design, engineering and manufacturing solution to customers. This one-stop design, engineering and manufacturing solution allows the Company to align technology developments with the diverse needs of the Company’s customers and to enable them to reduce the time required to develop new products and bring them to market. The Company serves a diversified customer base in various markets throughout the world, including aerospace and defense, data center computing, automotive components, medical, industrial and instrumentation related products, as well as networking/communications infrastructure products. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.

As a company whose business is electronics manufacturing and assembly, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.

Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we are required to use, and in many cases specify the suppliers from which we are required to source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.

 

(2)

Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework

TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

 

Exhibit 1.01 – Page 1


Step 1 – Establish and Maintain Strong Company Management Systems

 

1.1

TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at: https://investors.ttm.com/corporate-governance/highlights. The content of our website as referred to in this Form SD and Conflict Minerals Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas.

 

1.2

TTM has a Conflict Minerals Steering Committee to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance.

 

1.3

In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s products, almost all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose or production.

 

1.4

The Working Group concluded that the bare PCBs may contain gold, tin, or tungsten in surface finishes, and the E-M Solutions and RF/Microwave products manufactured in 2020 may contain any of the four Conflict Minerals in components.

Step 2 – Identify and Assess Risks in the Supply Chain

 

2.1

The Working Group has identified the suppliers of the materials and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Responsible Minerals Initiative (“RMI”) (formerly the Conflict Free Sourcing Initiative).

 

2.2

The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein, and whether such Conflict Minerals were sourced from recycled or scrap materials. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM for products manufactured during calendar year 2020 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products.

 

2.3

In addition to identifying suppliers of Conflict Minerals to the Company and collecting supply-chain smelter information, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals contained in their products originated in the Covered Countries.

 

2.4

The Company believes that complete information was received from all identified suppliers to its PCB products, with two exceptions and those two suppliers were subsequently removed from TTM’s supply chain. However, many suppliers to TTM’s much smaller E-M Solutions and RF/Microwave businesses reported that their supply chain information was incomplete. TTM continues to seek complete and accurate information from its Conflict Minerals supply chain sources from relevant suppliers.

 

2.5

The Company renewed its membership in the RMI to retain its timely access to global Conflict Minerals smelter information.

 

2.6

Smelters and refiners identified in the supply-chain survey were checked against RMI-provided smelter information to confirm the status of their Conflict Minerals related sourcing activities.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

 

3.1

Changes to the status of the identified TTM PCB supply chain smelters were monitored regularly. All identified PCB sourcing concerns were addressed through outreach to the relevant members of TTM’s supply chain. As noted above, suppliers that did not respond to these outreach efforts were removed from TTM’s supply chain. There were cases during the reporting year where supply chain changes were related to Conflict Minerals sourcing. In such cases, TTM reached out to our direct supply chain and they reported modifying their sourcing in response.

 

Exhibit 1.01 – Page 2


3.2

The status of the identified E-M Solutions and RF/Microwave supply chain smelters was updated at the end of 2020. No cases of intervention occurred during the reporting year.

 

3.3

After reviewing supply chain and other identified publicly available information, the Company believes that some portion of the tantalum, tin, tungsten and gold in our supply chain may have been mined in Covered Countries. Grouped by metal, the following is our best estimate of the smelter, and smelter location, that may have contributed Conflict Minerals from Covered Countries to our supply chain for products manufactured during the 2020 calendar year:

 

Metal

  

Smelter Name

  

Country

Gold    Al Etihad Gold Refinery DMCC    United Arab Emirates
Gold    Emirates Gold DMCC    United Arab Emirates
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    China
Gold    L’Orfebre S.A.    Andorra
Gold    Metalor Technologies S.A.    Switzerland
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China
Tantalum    Asaka Riken Co., Ltd.    Japan
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    China
Tantalum    D Block Metals, LLC    United States of America
Tantalum    Exotech Inc.    United States of America
Tantalum    F&X Electro-Materials Ltd.    China
Tantalum    FIR Metals & Resource Ltd.    China
Tantalum    Global Advanced Metals Aizu    Japan
Tantalum    Global Advanced Metals Boyertown    United States of America
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    China
Tantalum    H.C. Starck Hermsdorf GmbH    Germany
Tantalum    H.C. Starck Inc.    United States of America
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    China
Tantalum    Jiangxi Tuohong New Raw Material    China
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    China
Tantalum    Jiujiang Tanbre Co., Ltd.    China
Tantalum    KEMET de Mexico    Mexico
Tantalum    Meta Materials    North Macedonia
Tantalum    Metallurgical Products India Pvt., Ltd.    India
Tantalum    Mitsui Mining and Smelting Co., Ltd.    Japan
Tantalum    NPM Silmet AS    Estonia
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    China
Tantalum    TANIOBIS Co., Ltd.    Thailand
Tantalum    TANIOBIS GmbH    Germany
Tantalum    TANIOBIS Japan Co., Ltd.    Japan
Tantalum    TANIOBIS Smelting GmbH & Co. KG    Germany
Tantalum    Taki Chemical Co., Ltd.    Japan
Tantalum    Telex Metals    United States of America
Tantalum    Ulba Metallurgical Plant JSC    Kazakhstan

 

Exhibit 1.01 – Page 3


Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    China
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    China
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    China
Tin    Alpha    United States of America
Tin    Jiangxi New Nanshan Technology Ltd.    China
Tin    Luna Smelter, Ltd.    Rwanda
Tin    Malaysia Smelting Corporation (MSC)    Malaysia
Tin    Metallo Belgium N.V.    Belgium
Tin    Metallo Spain S.L.U.    Spain
Tin    Thaisarco    Thailand
Tin    Tin Technology & Refining    United States of America
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China
Tin    Yunnan Tin Company Limited    China
Tungsten    A.L.M.T. Corp.    Japan
Tungsten    Asia Tungsten Products Vietnam Ltd.    Viet Nam
Tungsten    Global Tungsten & Powders Corp.    United States of America
Tungsten    H.C. Starck Tungsten GmbH    Germany
Tungsten    Japan New Metals Co., Ltd.    Japan
Tungsten    Kennametal Fallon    United States of America
Tungsten    Masan High-Tech Materials    Viet Nam
Tungsten    Niagara Refining LLC    United States of America
Tungsten    TANIOBIS Smelting GmbH & Co. KG    Germany
Tungsten    Wolfram Bergbau und Hutten AG    Austria
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    China
Tungsten    Xiamen Tungsten Co., Ltd.    China

Although we do not have complete source-smelter information from a number of our suppliers, we obtained no affirmative information indicating that any of the Conflict Minerals from the smelters listed above financed or benefited armed groups that operate in the Covered Countries.

 

3.4

As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s E-M Solutions and RF/Microwave products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been listed by RMI as compliant with the “Responsible Minerals Assurance Process (RMAP)” or otherwise. In connection with such continuing diligence, the Company intends to continue education of and outreach to its suppliers as needed.

Step 4 – Carry Out Independent Third-Party Audit (“IPSA”) of Smelter/Refiner’s Due Diligence Practices

 

4.1

TTM supports the RMI Responsible Minerals Assurance Process (RMAP) as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and compared such information against the list of facilities that were designated as “Conformant” by the RMI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the

 

Exhibit 1.01 – Page 4


supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Rule 13p-1 and Form SD.

Step 5 – Report Annually on Supply Chain Due Diligence

 

5.1

TTM submitted its Form SD with Exhibit 1.01 to SEC and posted the same to TTM’s external website for each prior reporting period. The most recent prior reporting period ended December 31, 2019 and the relevant Form SD was submitted to SEC and posted on TTM’s external web site on May 29, 2020.

 

(3)

Products

The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:

As noted in section (1) above, TTM products are the following:

 

  1.

Bare PCBs fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable;

 

  2.

E-M Solutions including printed circuit assemblies assembled to customer specified bills of materials using customer controlled components from customer approved vendor lists and any other products assembled to customer design and using customer specified suppliers; and

 

  3.

Products manufactured at RF/Microwave manufacturing facilities that were fabricated to customer design and material specifications and RF/Microwave products manufactured in accordance with TTM designs.

Appendix I contains a listing of smelters provided by TTM’s PCB supply chain for products manufactured during the 2020 calendar year. With the exception of the smelters so indicated that were removed from TTM’s PCB supply chain, all are currently recognized as RMAP Conformant.

Appendix II is a listing of smelters reported by the Company’s E-M Solutions and RF/Microwave supply chain for products manufactured during the 2020 calendar year. The supply chain data quality associated with these parts appears to be significantly less robust. Some smelters names provided may not be actual smelters and some names provided are recognized as not currently participating in any internationally recognized RMAP. TTM will continue to encourage customers to choose known RMAP Conformant sources as opportunities allow.

 

(4)

Summary

TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the RMI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. Based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the RMI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Appendices below and has indicated where the smelters have previously been audited by RMI and found to be sourcing conflict free, or are working with RMI to be audited in the future.

TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the

 

Exhibit 1.01 – Page 5


respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.

Appendix I

Conflict Minerals Sources to PCB Global Operations 2020

Appendix II

Conflict Minerals Sources to E-M Solutions and RF/Microwave Global Operations 2020

 

Exhibit 1.01 – Page 6


Appendix I

Conflict Minerals Sources to PCB Global Operations 2020

 

Metal

  

Metal
Total

  

Smelter Name

  

Country

  

RMAP
Conformant?

Gold

     

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

   Y

Gold

     

AngloGold Ashanti Corrego do Sitio Mineracao

  

Brazil

   Y

Gold

     

Argor-Heraeus S.A.

  

Switzerland

   Y

Gold

     

Asahi Pretec Corp.

  

Japan

   Y

Gold

     

Asahi Refining Canada Ltd.

  

Canada

   Y

Gold

     

Asahi Refining USA Inc.

  

United States of America

   Y

Gold

     

Aurubis AG

  

Germany

   Y

Gold

     

Boliden AB

  

Sweden

   Y

Gold

     

C. Hafner GmbH + Co. KG

  

Germany

   Y

Gold

     

Chimet S.p.A.

  

Italy

   Y

Gold

     

Dowa

  

Japan

   Y

Gold

     

Gold Refinery of Zijin Mining Group Co., Ltd.

  

China

   Y

Gold

     

Heimerle + Meule GmbH

  

Germany

   Y

Gold

     

Heraeus Germany GmbH Co. KG

  

Germany

   2

Gold

     

Heraeus Metals Hong Kong Ltd.

  

China

   Y

Gold

     

Ishifuku Metal Industry Co., Ltd.

  

Japan

   Y

Gold

     

Istanbul Gold Refinery

  

Turkey

   Y

Gold

     

JX Nippon Mining & Metals Co., Ltd.

  

Japan

   Y

Gold

     

Kennecott Utah Copper LLC

  

United States of America

   Y

Gold

     

Kojima Chemicals Co., Ltd.

  

Japan

   Y

Gold

     

Matsuda Sangyo Co., Ltd.

  

Japan

   Y

Gold

     

Metalor Technologies (Hong Kong) Ltd.

  

China

   Y

Gold

     

Metalor Technologies S.A.

  

Switzerland

   Y

Gold

     

Metalor USA Refining Corporation

  

United States of America

   Y

Gold

     

Metalurgica Met-Mex Penoles S.A. De C.V.

  

Mexico

   Y

Gold

     

Mitsubishi Materials Corporation

  

Japan

   Y

Gold

     

Mitsui Mining and Smelting Co., Ltd.

  

Japan

   Y

Gold

     

Nihon Material Co., Ltd.

  

Japan

   Y

Gold

     

PAMP S.A.

  

Switzerland

   Y

Gold

     

Royal Canadian Mint

  

Canada

   Y

Gold

     

SAXONIA Edelmetalle GmbH

  

Germany

   Y

Gold

     

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

China

   Y

Gold

     

Sumitomo Metal Mining Co., Ltd.

  

Japan

   Y

Gold

     

Tanaka Kikinzoku Kogyo K.K.

  

Japan

   Y

Gold

     

Tokuriki Honten Co., Ltd.

  

Japan

   Y

Gold

     

Umicore Brasil Ltda.

  

Brazil

   2

Gold

     

Umicore S.A. Business Unit Precious Metals Refining

  

Belgium

   Y

Gold

     

United Precious Metal Refining, Inc.

  

United States of America

   Y

Gold

     

WIELAND Edelmetalle GmbH

  

Germany

   Y

 

Appendix I – Page 1


Gold

   39   

PCB Gold Source Smelters

     

Tin

     

Alpha

  

United States of America

   Y

Tin

     

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

  

China

   Y

Tin

     

China Tin Group Co., Ltd.

  

China

   Y

Tin

     

Dowa

  

Japan

   Y

Tin

     

EM Vinto

  

Bolivia

   Y

Tin

     

Fenix Metals

  

Poland

   Y

Tin

     

Gejiu Kai Meng Industry and Trade LLC

  

China

   Y

Tin

     

Gejiu Non-Ferrous Metal Processing Co., Ltd.

  

China

   Y

Tin

     

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

  

China

   Y

Tin

     

Huichang Jinshunda Tin Co., Ltd.

  

China

   1

Tin

     

Jiangxi New Nanshan Technology Ltd.

  

China

   Y

Tin

     

Ma’anshan Weitai Tin Co., Ltd.

  

China

   Y

Tin

     

Malaysia Smelting Corporation (MSC)

  

Malaysia

   Y

Tin

     

Metallic Resources, Inc.

  

United States of America

   Y

Tin

     

Metallo Belgium N.V.

  

Belgium

   Y

Tin

     

Mineracao Taboca S.A.

  

Brazil

   Y

Tin

     

Minsur

  

Peru

   Y

Tin

     

Mitsubishi Materials Corporation

  

Japan

   Y

Tin

     

Operaciones Metalurgicas S.A.

  

Bolivia

   Y

Tin

     

PT ATD Makmur Mandiri Jaya

  

Indonesia

   Y

Tin

     

PT Artha Cipta Langgeng

  

Indonesia

   Y

Tin

     

PT Mitra Stania Prima

  

Indonesia

   Y

Tin

     

PT Refined Bangka Tin

  

Indonesia

   Y

Tin

     

PT Timah Tbk Kundur

  

Indonesia

   Y

Tin

     

PT Timah Tbk Mentok

  

Indonesia

   Y

Tin

     

Rui Da Hung

  

Taiwan, Province of China

   Y

Tin

     

Thai Nguyen Mining and Metallurgy Co., Ltd.

  

Viet Nam

   Y

Tin

     

Thaisarco

  

Thailand

   Y

Tin

     

Tin Technology & Refining

  

United States of America

   Y

Tin

     

White Solder Metalurgia e Mineracao Ltda.

  

Brazil

   Y

Tin

     

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

   Y

Tin

     

Yunnan Tin Company Limited

  

China

   Y

Tin

   32   

PCB Tin Source Smelters

     

Tungsten

     

A.L.M.T. Corp.

  

Japan

   Y

Tungsten

     

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Seadragon W & Mo Co., Ltd.

  

China

   Y

Tungsten

     

Global Tungsten & Powders Corp.

  

United States of America

   Y

Tungsten

     

H.C. Starck Tungsten GmbH

  

Germany

   Y

Tungsten

     

Kennametal Huntsville

  

United States of America

   Y

 

Appendix I – Page 2


Tungsten

     

Masan High-Tech Materials

  

Viet Nam

   Y

Tungsten

     

Niagara Refining LLC

  

United States of America

   Y

Tungsten

     

TANIOBIS Smelting GmbH & Co. KG

  

Germany

   Y

Tungsten

     

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

   Y

Tungsten

     

Xiamen Tungsten Co., Ltd.

  

China

   Y

Tungsten

   12   

PCB Tungsten Source Smelters

     
   83   

Total PCB Source Smelters

     

 

1 

RMAP Conformant prior to ceasing operations.

2 

Non-Conformant smelter which has subsequently been removed from TTM’s supply chain.

 

Appendix I – Page 3


Appendix II

Conflict Minerals Sources to E-M Solutions and RF/Microwave Global Operations 2020

 

Metal

  

Metal
Total

  

Smelter Name

  

Country

  

RMAP
Conformant?

Gold

     

8853 S.p.A.

  

Italy

   Y

Gold

     

ARY Aurum Plus

  

United Arab Emirates

  

Gold

     

AU Traders and Refiners

  

South Africa

   Y

Gold

     

AURA-II

  

United States of America

  

Gold

     

Abington Reldan Metals, LLC

  

United States of America

  

Gold

     

Advanced Chemical Company

  

United States of America

   Y

Gold

     

African Gold Refinery

  

Uganda

  

Gold

     

Aida Chemical Industries Co., Ltd.

  

Japan

   Y

Gold

     

Al Etihad Gold Refinery DMCC

  

United Arab Emirates

   Y

Gold

     

Al Ghaith Gold

  

United Arab Emirates

  

Gold

     

Alexy Metals

  

United States of America

   Active

Gold

     

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

   Y

Gold

     

Almalyk Mining and Metallurgical Complex (AMMC)

  

Uzbekistan

   Y

Gold

     

AngloGold Ashanti Corrego do Sitio Mineracao

  

Brazil

   Y

Gold

     

Argor-Heraeus S.A.

  

Switzerland

   Y

Gold

     

Asahi Pretec Corp.

  

Japan

   Y

Gold

     

Asahi Refining Canada Ltd.

  

Canada

   Y

Gold

     

Asahi Refining USA Inc.

  

United States of America

   Y

Gold

     

Asaka Riken Co., Ltd.

  

Japan

   Y

Gold

     

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

  

Turkey

  

Gold

     

Augmont Enterprises Private Limited

  

India

   Active

Gold

     

Aurubis AG

  

Germany

   Y

Gold

     

Bangalore Refinery

  

India

   Y

Gold

     

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

  

Philippines

   Y

Gold

     

Boliden AB

  

Sweden

   Y

Gold

     

C. Hafner GmbH + Co. KG

  

Germany

   Y

Gold

     

C.I Metales Procesados Industriales SAS

  

Colombia

   Active

Gold

     

CCR Refinery—Glencore Canada Corporation

  

Canada

   Y

Gold

     

CGR Metalloys Pvt Ltd.

  

India

  

Gold

     

Caridad

  

Mexico

  

Gold

     

Cendres + Metaux S.A.

  

Switzerland

   Y

Gold

     

Chimet S.p.A.

  

Italy

   Y

Gold

     

Chugai Mining

  

Japan

   Y

Gold

     

DODUCO Contacts and Refining GmbH

  

Germany

   Y

Gold

     

DS PRETECH Co., Ltd.

  

Korea

   Y

Gold

     

DSC (Do Sung Corporation)

  

Korea

   Y

Gold

     

Daejin Indus Co., Ltd.

  

Korea

  

Gold

     

Daye Non-Ferrous Metals Mining Ltd.

  

China

  

Gold

     

Degussa Sonne / Mond Goldhandel GmbH

  

Germany

  

Gold

     

Dijllah Gold Refinery FZC

  

United Arab Emirates

  

 

Appendix II – Page 1


Gold

     

Dowa

  

Japan

   Y

Gold

     

Eco-System Recycling Co., Ltd. East Plant

  

Japan

   Y

Gold

     

Eco-System Recycling Co., Ltd. North Plant

  

Japan

   Y

Gold

     

Eco-System Recycling Co., Ltd. West Plant

  

Japan

   Y

Gold

     

Elemetal Refining, LLC

  

United States of America

  

Gold

     

Emerald Jewel Industry India Limited (Unit 1)

  

India

  

Gold

     

Emerald Jewel Industry India Limited (Unit 2)

  

India

  

Gold

     

Emerald Jewel Industry India Limited (Unit 3)

  

India

  

Gold

     

Emerald Jewel Industry India Limited (Unit 4)

  

India

  

Gold

     

Emirates Gold DMCC

  

United Arab Emirates

   Y

Gold

     

Fidelity Printers and Refiners Ltd.

  

Zimbabwe

  

Gold

     

Fujairah Gold FZC

  

United Arab Emirates

  

Gold

     

GCC Gujrat Gold Centre Pvt. Ltd.

  

India

  

Gold

     

GUANGDONG JINXIAN GAOXIN CAI LIAO GONG SI

  

China

  

Gold

     

Geib Refining Corporation

  

United States of America

   Y

Gold

     

Gold Coast Refinery

  

Ghana

  

Gold

     

Gold Refinery of Zijin Mining Group Co., Ltd.

  

China

   Y

Gold

     

Great Wall Precious Metals Co., Ltd. of CBPM

  

China

  

Gold

     

Guangdong Hua Jian Trade Co., Ltd.

  

China

  

Gold

     

Guangdong Jinding Gold Limited

  

China

  

Gold

     

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

  

China

  

Gold

     

Hang Seng Technology

  

China

  

Gold

     

Hangzhou Fuchunjiang Smelting Co., Ltd.

  

China

  

Gold

     

Heimerle + Meule GmbH

  

Germany

   Y

Gold

     

Henan Yuguang Gold & Lead Co., Ltd.

  

China

  

Gold

     

Heraeus Metals Hong Kong Ltd.

  

China

   Y

Gold

     

Heraeus Precious Metals GmbH & Co. KG

  

Germany

   Active

Gold

     

Hetai Gold Mineral Guangdong Co., Ltd.

  

China

  

Gold

     

Hop Hing electroplating factory Zhejiang

  

China

  

Gold

     

Hunan Chenzhou Mining Co., Ltd.

  

China

  

Gold

     

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

  

China

  

Gold

     

Hung Cheong Metal Manufacturing Limited

  

China

  

Gold

     

HwaSeong CJ CO., LTD.

  

Korea

  

Gold

     

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

  

China

   Y

Gold

     

International Precious Metal Refiners

  

United Arab Emirates

   Active

Gold

     

Ishifuku Metal Industry Co., Ltd.

  

Japan

   Y

Gold

     

Istanbul Gold Refinery

  

Turkey

   Y

Gold

     

Italpreziosi

  

Italy

   Y

Gold

     

JALAN & Company

  

India

  

Gold

     

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

  

Russian Federation

  

Gold

     

JSC Uralelectromed

  

Russian Federation

   Y

Gold

     

JX Nippon Mining & Metals Co., Ltd.

  

Japan

   Y

Gold

     

Japan Mint

  

Japan

   Y

Gold

     

Jiangxi Copper Co., Ltd.

  

China

   Y

Gold

     

Jin Jinyin Refining Co., Ltd.

  

China

  

Gold

     

Jinlong Copper Co., Ltd.

  

China

  

 

Appendix II – Page 2


Gold

     

K.A. Rasmussen

  

Norway

  

Gold

     

KGHM Polska Miedz Spolka Akcyjna

  

Poland

   Y

Gold

     

Kaloti Precious Metals

  

United Arab Emirates

  

Gold

     

Kazakhmys Smelting LLC

  

Kazakhstan

  

Gold

     

Kazzinc

  

Kazakhstan

   Y

Gold

     

Kennecott Utah Copper LLC

  

United States of America

   Y

Gold

     

Kojima Chemicals Co., Ltd.

  

Japan

   Y

Gold

     

Korea Zinc Co., Ltd.

  

Korea

   Y

Gold

     

Kosak Seiren

  

Japan

  

Gold

     

Kundan Care Products Ltd.

  

India

  

Gold

     

Kyrgyzaltyn JSC

  

Kyrgyzstan

   Y

Gold

     

Kyshtym Copper-Electrolytic Plant ZAO

  

Russian Federation

  

Gold

     

L’Orfebre S.A.

  

Andorra

   Y

Gold

     

L’azurde Company For Jewelry

  

Saudi Arabia

  

Gold

     

LS-NIKKO Copper Inc.

  

Korea

   Y

Gold

     

LT Metal Ltd.

  

Korea

   Y

Gold

     

Lingbao Gold Co., Ltd.

  

China

  

Gold

     

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

  

China

  

Gold

     

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

  

China

  

Gold

     

MD Overseas

  

India

  

Gold

     

MMTC-PAMP India Pvt., Ltd.

  

India

   Y

Gold

     

Marsam Metals

  

Brazil

   Y

Gold

     

Materion

  

United States of America

   Y

Gold

     

Matsuda Sangyo Co., Ltd.

  

Japan

   Y

Gold

     

Metal Concentrators SA (Pty) Ltd.

  

South Africa

   Y

Gold

     

Metallix Refining Inc.

  

United States of America

   Active

Gold

     

Metalor Technologies (Hong Kong) Ltd.

  

China

   Y

Gold

     

Metalor Technologies (Singapore) Pte., Ltd.

  

Singapore

   Y

Gold

     

Metalor Technologies (Suzhou) Ltd.

  

China

   Y

Gold

     

Metalor Technologies S.A.

  

Switzerland

   Y

Gold

     

Metalor USA Refining Corporation

  

United States of America

   Y

Gold

     

Metalurgica Met-Mex Penoles S.A. De C.V.

  

Mexico

   Y

Gold

     

Mitsubishi Materials Corporation

  

Japan

   Y

Gold

     

Mitsui Mining and Smelting Co., Ltd.

  

Japan

   Y

Gold

     

Modeltech Sdn Bhd

  

Malaysia

  

Gold

     

Morris and Watson

  

New Zealand

  

Gold

     

Morris and Watson Gold Coast

  

Australia

  

Gold

     

Moscow Special Alloys Processing Plant

  

Russian Federation

   Y

Gold

     

NH Recytech Company

  

Korea

  

Gold

     

Nadir Metal Rafineri San. Ve Tic. A.S.

  

Turkey

   Y

Gold

     

Navoi Mining and Metallurgical Combinat

  

Uzbekistan

   Y

Gold

     

Nihon Material Co., Ltd.

  

Japan

   Y

Gold

     

Nihon Superior Co., Ltd.

  

Japan

  

Gold

     

Nohon Material Corporation

  

Japan

  

Gold

     

Nyrstar Metals

  

United States of America

  

 

Appendix II – Page 3


Gold

     

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

  

Russian Federation

   Y

Gold

     

OJSC Novosibirsk Refinery

  

Russian Federation

   Y

Gold

     

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

  

Austria

   Y

Gold

     

Ohura Precious Metal Industry Co., Ltd.

  

Japan

   Y

Gold

     

PAMP S.A.

  

Switzerland

   Y

Gold

     

PT Aneka Tambang (Persero) Tbk

  

Indonesia

   Y

Gold

     

PX Precinox S.A.

  

Switzerland

   Y

Gold

     

Pease & Curren

  

United States of America

  

Gold

     

Penglai Penggang Gold Industry Co., Ltd.

  

China

  

Gold

     

Planta Recuperadora de Metales SpA

  

Chile

   Y

Gold

     

Precious Metals Sales Corp.

  

United States of America

  

Gold

     

Prioksky Plant of Non-Ferrous Metals

  

Russian Federation

   Y

Gold

     

QG Refining, LLC

  

United States of America

  

Gold

     

REMONDIS PMR B.V.

  

Netherlands

   Y

Gold

     

Rand Refinery (Pty) Ltd.

  

South Africa

   Y

Gold

     

Realized the Enterprise Co., Ltd.

  

China

  

Gold

     

Refinery of Seemine Gold Co., Ltd.

  

China

  

Gold

     

Republic Metals Corporation

  

United States of America

  

Gold

     

Rio Tinto Group

  

Unknown

  

Gold

     

Royal Canadian Mint

  

Canada

   Y

Gold

     

SAAMP

  

France

   Y

Gold

     

SAFINA A.S.

  

Czechia

   Y

Gold

     

SAXONIA Edelmetalle GmbH

  

Germany

   Y

Gold

     

SEMPSA Joyeria Plateria S.A.

  

Spain

   Y

Gold

     

SOE Shyolkovsky Factory of Secondary Precious Metals

  

Russian Federation

   Y

Gold

     

Sabin Metal Corp.

  

United States of America

  

Gold

     

Safimet S.p.A

  

Italy

   Y

Gold

     

Sai Refinery

  

India

  

Gold

     

Samduck Precious Metals

  

Korea

   Y

Gold

     

Samwon Metals Corp.

  

Korea

  

Gold

     

Sancus ZFS (L’Orfebre, SA)

  

Colombia

  

Gold

     

Schone Edelmetaal B.V.

  

Netherlands

  

Gold

     

Sellem Industries Ltd.

  

Mauritania

  

Gold

     

Shan Dong Huangjin

  

China

  

Gold

     

Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.

  

China

  

Gold

     

Shandon Jin Jinyin Refining Limited

  

China

  

Gold

     

Shandong Hengbang Smelter Co., Ltd.

  

China

  

Gold

     

Shandong Humon Smelting Co., Ltd.

  

China

  

Gold

     

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

  

China

  

Gold

     

Shandong Yanggu Xiangguang Co., Ltd.

  

China

  

Gold

     

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

China

   Y

Gold

     

Shandong penglai gold smelter

  

China

  

Gold

     

Shenzhen Heng Zhong Industry Co., Ltd.

  

China

  

Gold

     

Shenzhen Zhonghenglong Real Industry Co., Ltd.

  

China

  

Gold

     

Shirpur Gold Refinery Ltd.

  

India

  

 

Appendix II – Page 4


Gold

     

Sichuan Tianze Precious Metals Co., Ltd.

  

China

   Y

Gold

     

Singway Technology Co., Ltd.

  

Taiwan

   Y

Gold

     

Sino-Platinum Metals Co., Ltd.

  

China

  

Gold

     

So Accurate Group, Inc.

  

United States of America

  

Gold

     

Solar Applied Materials Technology Corp.

  

Taiwan

   Y

Gold

     

Sovereign Metals

  

India

  

Gold

     

State Research Institute Center for Physical Sciences and Technology

  

Lithuania

  

Gold

     

SuZhou ShenChuang recycling Ltd.

  

China

  

Gold

     

Sudan Gold Refinery

  

Sudan

  

Gold

     

Sumitomo Metal Mining Co., Ltd.

  

Japan

   Y

Gold

     

SungEel HiMetal Co., Ltd.

  

Korea

   Y

Gold

     

Suntain Co., Ltd.

  

Taiwan

  

Gold

     

Super Dragon Technology Co., Ltd.

  

China

  

Gold

     

T.C.A S.p.A

  

Italy

   Y

Gold

     

TAIWAN TOTAI CO., LTD.

  

Taiwan

  

Gold

     

TOO Tau-Ken-Altyn

  

Kazakhstan

   Y

Gold

     

Tanaka Kikinzoku Kogyo K.K.

  

Japan

   Y

Gold

     

The Refinery of Shandong Gold Mining Co., Ltd.

  

China

   Y

Gold

     

Tokuriki Honten Co., Ltd.

  

Japan

   Y

Gold

     

Tongling Nonferrous Metals Group Co., Ltd.

  

China

  

Gold

     

Tony Goetz NV

  

Belgium

  

Gold

     

Torecom

  

Korea

   Y

Gold

     

Tsai Brother industries

  

Taiwan

  

Gold

     

Umicore Brasil Ltda.

  

Brazil

  

Gold

     

Umicore Precious Metals Thailand

  

Thailand

   Y

Gold

     

Umicore S.A. Business Unit Precious Metals Refining

  

Belgium

   Y

Gold

     

United Precious Metal Refining, Inc.

  

United States of America

   Y

Gold

     

Universal Precious Metals Refining Zambia

  

Zambia

  

Gold

     

Valcambi S.A.

  

Switzerland

   Y

Gold

     

Viagra Di precious metals (Zhaoyuan) Co., Ltd.

  

China

  

Gold

     

WANG TING

  

China

  

Gold

     

WIELAND Edelmetalle GmbH

  

Germany

   Y

Gold

     

Western Australian Mint (T/a The Perth Mint)

  

Australia

   Y

Gold

     

Wuzhong Group

  

China

  

Gold

     

Xiamen JInbo Metal Co., Ltd.

  

Unknown

  

Gold

     

Yamakin Co., Ltd.

  

Japan

   Y

Gold

     

Yamato Denki Ind. Co., Ltd.

  

Japan

  

Gold

     

Yokohama Metal Co., Ltd.

  

Japan

   Y

Gold

     

Yunnan Copper Industry Co., Ltd.

  

China

  

Gold

     

Yunnan Gold Mining Group Co., Ltd. (YGMG)

  

China

  

Gold

     

Zhaojun Maifu

  

China

  

Gold

     

Zhe Jiang Guang Yuan Noble Metal Smelting Factory

  

China

  

Gold

     

Zhongkuang Gold Industry Co., Ltd.

  

China

  

Gold

     

Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.

  

China

  

Gold

     

Zhongshan Poison Material Proprietary Co., Ltd.

  

China

  

 

Appendix II – Page 5


Gold

     

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

  

China

   Y

Gold

     

Zhuhai toxic materials Monopoly Ltd.

  

China

  

Gold

     

Zhuzhou Smelting Group Co., Ltd

  

China

  

Gold

   224   

E-M Solutions and RF/Microwave Gold Source Smelters

     

Tantalum

     

ANHUI HERRMAN IMPEX CO.

  

China

  

Tantalum

     

Asaka Riken Co., Ltd.

  

Japan

   Y

Tantalum

     

CP Metals Inc.

  

United States of America

  

Tantalum

     

Changsha South Tantalum Niobium Co., Ltd.

  

China

   Y

Tantalum

     

D Block Metals, LLC

  

United States of America

   Y

Tantalum

     

Duoluoshan

  

China

  

Tantalum

     

Exotech Inc.

  

United States of America

   Y

Tantalum

     

F&X Electro-Materials Ltd.

  

China

   Y

Tantalum

     

FIR Metals & Resource Ltd.

  

China

   Y

Tantalum

     

Global Advanced Metals Aizu

  

Japan

   Y

Tantalum

     

Global Advanced Metals Boyertown

  

United States of America

   Y

Tantalum

     

Guangdong Rising Rare Metals-EO Materials Ltd.

  

China

   Y

Tantalum

     

Guangdong Zhiyuan New Material Co., Ltd.

  

China

   Y

Tantalum

     

H.C. Starck Co., Ltd.

  

Thailand

   Y

Tantalum

     

H.C. Starck Hermsdorf GmbH

  

Germany

   Y

Tantalum

     

H.C. Starck Inc.

  

United States of America

   Y

Tantalum

     

H.C. Starck Ltd.

  

Japan

   Y

Tantalum

     

H.C. Starck Smelting GmbH & Co. KG

  

Germany

   Y

Tantalum

     

H.C. Starck Tantalum and Niobium GmbH

  

Germany

   Y

Tantalum

     

Hengyang King Xing Lifeng New Materials Co., Ltd.

  

China

   Y

Tantalum

     

Hi-Temp Specialty Metals, Inc.

  

United States of America

  

Tantalum

     

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

  

China

   Y

Tantalum

     

Jiangxi Tuohong New Raw Material

  

China

   Y

Tantalum

     

JiuJiang JinXin Nonferrous Metals Co., Ltd.

  

China

   Y

Tantalum

     

Jiujiang Janny New Material Co., Ltd.

  

China

  

Tantalum

     

Jiujiang Tanbre Co., Ltd.

  

China

   Y

Tantalum

     

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

  

China

   Y

Tantalum

     

KEMET Blue Metals

  

Mexico

   Y

Tantalum

     

KEMET Blue Powder

  

United States of America

  

Tantalum

     

King-Tan Tantalum Industry Ltd.

  

China

  

Tantalum

     

LSM Brasil S.A.

  

Brazil

   Y

Tantalum

     

Metallurgical Products India Pvt., Ltd.

  

India

   Y

Tantalum

     

Mineracao Taboca S.A.

  

Brazil

   Y

Tantalum

     

Mitsui Mining and Smelting Co., Ltd.

  

Japan

   Y

Tantalum

     

NPM Silmet AS

  

Estonia

   Y

Tantalum

     

Nantong Tongjie Electrical Co., Ltd.

  

China

  

Tantalum

     

Ningxia Orient Tantalum Industry Co., Ltd.

  

China

   Y

Tantalum

     

PM Kalco Inc

  

United States of America

  

Tantalum

     

Power Resources Ltd.

  

North Macedonia

   Y

Tantalum

     

QuantumClean

  

United States of America

   Y

Tantalum

     

Resind Industria e Comercio Ltda.

  

Brazil

   Y

Tantalum

     

Shanghai Jiangxi Metals Co., Ltd.

  

China

  

 

Appendix II – Page 6


Tantalum

     

Solikamsk Magnesium Works OAO

  

Russian Federation

   Y

Tantalum

     

Taki Chemical Co., Ltd.

  

Japan

   Y

Tantalum

     

Telex Metals

  

United States of America

   Y

Tantalum

     

Tranzact, Inc.

  

United States of America

  

Tantalum

     

Ulba Metallurgical Plant JSC

  

Kazakhstan

   Y

Tantalum

     

XinXing HaoRong Electronic Material Co., Ltd.

  

China

   Y

Tantalum

     

Yanling Jincheng Tantalum & Niobium Co., Ltd.

  

China

   Y

Tantalum

     

Yichun Jin Yang Rare Metal Co., Ltd.

  

China

  

Tantalum

     

Zhuzhou Cemented Carbide Group Co., Ltd.

  

China

  

Tantalum

   51    E-M Solutions and RF/Microwave Tantalum Source Smelters      

Tin

     

Alpha

  

United States of America

   Y

Tin

     

An Thai Minerals Co., Ltd.

  

Viet Nam

  

Tin

     

An Vinh Joint Stock Mineral Processing Company

  

Viet Nam

  

Tin

     

Arco Alloys

  

United States of America

  

Tin

     

CNMC (Guangxi) PGMA Co., Ltd.

  

China

  

Tin

     

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

  

Brazil

   Active

Tin

     

CRM Synergies

  

Spain

   Active

Tin

     

CV Ayi Jaya

  

Indonesia

   Active

Tin

     

CV Dua Sekawan

  

Indonesia

  

Tin

     

CV Gita Pesona

  

Indonesia

  

Tin

     

CV United Smelting

  

Indonesia

  

Tin

     

CV Venus Inti Perkasa

  

Indonesia

   Active

Tin

     

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

  

China

   Y

Tin

     

Chifeng Dajingzi Tin Industry Co., Ltd.

  

China

   Y

Tin

     

China Tin Group Co., Ltd.

  

China

   Y

Tin

     

Chofu Works

  

Japan

  

Tin

     

Cooperativa Metalurgica de Rondonia Ltda.

  

Brazil

  

Tin

     

Dongguan CiEXPO Environmental Engineering Co., Ltd.

  

China

  

Tin

     

Dongguan City Xida Soldering Tin Products Co.

  

China

  

Tin

     

Dowa

  

Japan

   Y

Tin

     

EM Vinto

  

Bolivia

   Y

Tin

     

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

  

Viet Nam

  

Tin

     

Estanho de Rondonia S.A.

  

Brazil

   Active

Tin

     

Fenix Metals

  

Poland

   Y

Tin

     

Fuji Metal Mining Corp.

  

Japan

  

Tin

     

GUANGXI HUA TIN GOLD MINUTE FEE, LTD.

  

China

  

Tin

     

Gejiu City Fuxiang Industry and Trade Co., Ltd.

  

China

  

Tin

     

Gejiu Fengming Metallurgy Chemical Plant

  

China

   Y

Tin

     

Gejiu Kai Meng Industry and Trade LLC

  

China

   Y

Tin

     

Gejiu Non-Ferrous Metal Processing Co., Ltd.

  

China

   Y

Tin

     

Gejiu Yunxi Group Corp.

  

China

  

Tin

     

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

  

China

   Y

Tin

     

Gejiu Zili Mining And Metallurgy Co., Ltd.

  

China

   Y

Tin

     

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

  

China

   Y

Tin

     

Guangxi Nonferrous Metals Group

  

China

  

 

Appendix II – Page 7


Tin

     

Guangxi Zhongshan Jin Yi Smelting Co., Ltd.

  

China

  

Tin

     

Guanyang Guida Nonferrous Metal Smelting Plant

  

China

   Y

Tin

     

Hezhou Jinwei Tin Co., Ltd.

  

China

  

Tin

     

Hongqiao Metals (Kunshan) Co., Ltd.

  

China

  

Tin

     

HuiChang Hill Tin Industry Co., Ltd.

  

China

   Y

Tin

     

Huichang Jinshunda Tin Co., Ltd.

  

China

  

Tin

     

Hulterworth Smelter

  

China

  

Tin

     

Jiang Jia Wang Technology Co.

  

China

  

Tin

     

Jiangxi Ketai Advanced Material Co., Ltd.

  

China

  

Tin

     

Jiangxi New Nanshan Technology Ltd.

  

China

   Y

Tin

     

Jiangxi Yaosheng Tungsten Co., Ltd.

  

China

  

Tin

     

Ju Tai Industrial Co., Ltd.

  

China

  

Tin

     

LIAN JING

  

China

  

Tin

     

Luna Smelter, Ltd.

  

Rwanda

   Y

Tin

     

M/s ECO Tropical Resources

  

Singapore

  

Tin

     

Ma An Shan Shu Guang Smelter Corp.

  

China

  

Tin

     

Ma’anshan Weitai Tin Co., Ltd.

  

China

   Y

Tin

     

Magnu’s Minerais Metais e Ligas Ltda.

  

Brazil

   Y

Tin

     

Malaysia Smelting Corporation (MSC)

  

Malaysia

   Y

Tin

     

Materials Eco-Refining Co., Ltd.

  

Japan

  

Tin

     

Melt Metais e Ligas S.A.

  

Brazil

   Y

Tin

     

Metahub Industries Sdn. Bhd.

  

Malaysia

  

Tin

     

Metallic Resources, Inc.

  

United States of America

   Y

Tin

     

Metallo Belgium N.V.

  

Belgium

   Y

Tin

     

Metallo Spain S.L.U.

  

Spain

   Y

Tin

     

Metallum Group Holding NV

  

Belgium

  

Tin

     

Minchali Metal Industry Co., Ltd.

  

Taiwan

  

Tin

     

Mineracao Taboca S.A.

  

Brazil

   Y

Tin

     

Ming Li Jia smelt Metal Factory

  

China

  

Tin

     

Minsur

  

Peru

   Y

Tin

     

Mitsubishi Materials Corporation

  

Japan

   Y

Tin

     

Modeltech Sdn Bhd

  

Malaysia

  

Tin

     

Ney Metals and Alloys

  

Unknown

  

Tin

     

Nghe Tinh Non-Ferrous Metals Joint Stock Company

  

Viet Nam

  

Tin

     

Novosibirsk Processing Plant Ltd.

  

Russian Federation

   Active

Tin

     

O.M. Manufacturing (Thailand) Co., Ltd.

  

Thailand

   Y

Tin

     

O.M. Manufacturing Philippines, Inc.

  

Philippines

   Y

Tin

     

OMODEO A. E S. METALLEGHE SRL

  

Unknown

  

Tin

     

Old City Metals Processing Co., Ltd.

  

China

  

Tin

     

Operaciones Metalurgicas S.A.

  

Bolivia

   Y

Tin

     

PT ATD Makmur Mandiri Jaya

  

Indonesia

   Y

Tin

     

PT Aries Kencana Sejahtera

  

Indonesia

   Active

Tin

     

PT Artha Cipta Langgeng

  

Indonesia

   Y

Tin

     

PT Babel Inti Perkasa

  

Indonesia

   Y

Tin

     

PT Babel Surya Alam Lestari

  

Indonesia

   Y

Tin

     

PT Bangka Prima Tin

  

Indonesia

  

 

Appendix II – Page 8


Tin

     

PT Bangka Serumpun

  

Indonesia

   Y

Tin

     

PT Bangka Tin Industry

  

Indonesia

  

Tin

     

PT Belitung Industri Sejahtera

  

Indonesia

  

Tin

     

PT Bukit Timah

  

Indonesia

   Active

Tin

     

PT Cipta Persada Mulia

  

Indonesia

  

Tin

     

PT DS Jaya Abadi

  

Indonesia

  

Tin

     

PT Eunindo Usaha Mandiri

  

Indonesia

  

Tin

     

PT Inti Stania Prima

  

Indonesia

  

Tin

     

PT Justindo

  

Indonesia

  

Tin

     

PT Karimun Mining

  

Indonesia

  

Tin

     

PT Kijang Jaya Mandiri

  

Indonesia

  

Tin

     

PT Lautan Harmonis Sejahtera

  

Indonesia

   Active

Tin

     

PT Menara Cipta Mulia

  

Indonesia

   Y

Tin

     

PT Mitra Stania Prima

  

Indonesia

   Y

Tin

     

PT Mitra Sukses Globalindo

  

Indonesia

  

Tin

     

PT NATARI

  

Indonesia

  

Tin

     

PT O.M. Indonesia

  

Indonesia

  

Tin

     

PT Panca Mega Persada

  

Indonesia

  

Tin

     

PT Premium Tin Indonesia

  

Indonesia

  

Tin

     

PT Prima Timah Utama

  

Indonesia

   Y

Tin

     

PT Rajawali Rimba Perkasa

  

Indonesia

   Y

Tin

     

PT Rajehan Ariq

  

Indonesia

   Y

Tin

     

PT Refined Bangka Tin

  

Indonesia

   Y

Tin

     

PT Sariwiguna Binasentosa

  

Indonesia

  

Tin

     

PT Stanindo Inti Perkasa

  

Indonesia

   Y

Tin

     

PT Sukses Inti Makmur

  

Indonesia

   Active

Tin

     

PT Sumber Jaya Indah

  

Indonesia

  

Tin

     

PT Timah Nusantara

  

Indonesia

   Active

Tin

     

PT Timah Tbk Kundur

  

Indonesia

   Y

Tin

     

PT Timah Tbk Mentok

  

Indonesia

   Y

Tin

     

PT Tinindo Inter Nusa

  

Indonesia

   Y

Tin

     

PT Tirus Putra Mandiri

  

Indonesia

  

Tin

     

PT Tommy Utama

  

Indonesia

  

Tin

     

PT Wahana Perkit Jaya

  

Indonesia

  

Tin

     

Pan Light Corporation

  

Taiwan

  

Tin

     

Phoenix Metal Ltd.

  

Rwanda

  

Tin

     

Pongpipat Company Limited

  

Myanmar

  

Tin

     

Precious Minerals and Smelting Limited

  

India

  

Tin

     

Resind Industria e Comercio Ltda.

  

Brazil

   Y

Tin

     

Rui Da Hung

  

Taiwan

   Y

Tin

     

Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.

  

China

  

Tin

     

Shenzhen Hong Chang Metal Manufacturing Factory

  

China

  

Tin

     

Sichuan Guanghan Jiangnan casting smelters

  

China

  

Tin

     

Sigma Tin Alloy Co., Ltd.

  

China

  

Tin

     

Soft Metais Ltda.

  

Brazil

   Y

Tin

     

Solder Court Ltd.

  

China

  

 

Appendix II – Page 9


Tin

     

Spectro Alloys Corp.

  

United States of America

  

Tin

     

Super Ligas

  

Brazil

   Active

Tin

     

Suzhou Nuonengda Chemical Co., Ltd.

  

China

  

Tin

     

TAP

  

United States of America

  

Tin

     

TIN PLATING GEJIU

  

China

  

Tin

     

TONG LONG

  

China

  

Tin

     

Taicang City Nancang Metal Material Co., Ltd.

  

China

  

Tin

     

Taiwan Huanliang

  

Unknown

  

Tin

     

Taiwan high-tech Co., Ltd.

  

Taiwan

  

Tin

     

Taiwan’s lofty Enterprises Ltd.

  

Taiwan

  

Tin

     

Thai Nguyen Mining and Metallurgy Co., Ltd.

  

Viet Nam

   Y

Tin

     

Thailand Mine Factory

  

Unknown

  

Tin

     

Thaisarco

  

Thailand

   Y

Tin

     

Three green surface technology limited company

  

China

  

Tin

     

Tianshui Ling Bo Technology Co., Ltd.

  

China

  

Tin

     

Tin Technology & Refining

  

United States of America

   Y

Tin

     

Top-Team Technology (Shenzhen) Ltd.

  

China

  

Tin

     

Tuyen Quang Non-Ferrous Metals Joint Stock Company

  

Viet Nam

  

Tin

     

Untracore Co., Ltd.

  

Unknown

  

Tin

     

VQB Mineral and Trading Group JSC

  

Viet Nam

  

Tin

     

WELLEY

  

Taiwan

  

Tin

     

WUJIANG CITY LUXE TIN FACTORY

  

China

  

Tin

     

White Solder Metalurgia e Mineracao Ltda.

  

Brazil

   Y

Tin

     

XURI

  

China

  

Tin

     

Xiamen Honglu Tungsten Molybdenum Co., Ltd.

  

China

  

Tin

     

Xianghualing Tin Industry Co., Ltd.

  

China

  

Tin

     

Xin Furukawa Metal ( Wuxi ) Co., Ltd.

  

China

  

Tin

     

Yifeng Tin

  

China

  

Tin

     

Yiquan Manufacturing

  

China

  

Tin

     

Yuecheng Tin Co., Ltd.

  

China

  

Tin

     

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

   Y

Tin

     

Yunnan Chengo Electric Smelting Plant

  

China

  

Tin

     

Yunnan Copper Zinc Industry Co., Ltd.

  

China

  

Tin

     

Yunnan Geiju Smelting Corp.

  

China

  

Tin

     

Yunnan Industrial Co., Ltd.

  

China

  

Tin

     

Yunnan Malipo Baiyi Kuangye Co.

  

China

  

Tin

     

Yunnan Tin Company Limited

  

China

   Y

Tin

     

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

  

China

   Y

Tin

     

Zhongshan Jinye Smelting Co.,Ltd

  

China

  

Tin

   166    E-M Solutions and RF/Microwave Tin Source Smelters      

Tungsten

     

A.L.M.T. Corp.

  

Japan

   Y

Tungsten

     

ACL Metais Eireli

  

Brazil

   Y

Tungsten

     

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

  

Brazil

   Active

Tungsten

     

Artek LLC

  

Russian Federation

   Active

Tungsten

     

Asia Tungsten Products Vietnam Ltd.

  

Viet Nam

   Y

Tungsten

     

CNMC (Guangxi) PGMA Co., Ltd.

  

China

  

 

Appendix II – Page 10


Tungsten

     

CP Metals Inc.

  

United States of America

  

Tungsten

     

Chenzhou Diamond Tungsten Products Co., Ltd.

  

China

   Y

Tungsten

     

China Molybdenum Co., Ltd.

  

China

   Y

Tungsten

     

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Cronimet Brasil Ltda

  

Brazil

   Active

Tungsten

     

DAIDO STEEL

  

Japan

  

Tungsten

     

Dayu Weiliang Tungsten Co., Ltd.

  

China

  

Tungsten

     

Fujian Ganmin RareMetal Co., Ltd.

  

China

   Y

Tungsten

     

Fujian Jinxin Tungsten Co., Ltd.

  

China

  

Tungsten

     

GEM Co., Ltd.

  

China

   Active

Tungsten

     

Ganzhou Beseem Ferrotungsten Co., Ltd.

  

China

  

Tungsten

     

Ganzhou Haichuang Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Seadragon W & Mo Co., Ltd.

  

China

   Y

Tungsten

     

Ganzhou Yatai Tungsten Co., Ltd.

  

China

  

Tungsten

     

Global Tungsten & Powders Corp.

  

United States of America

   Y

Tungsten

     

Guangdong Xianglu Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

H.C. Starck Smelting GmbH & Co. KG

  

Germany

   Y

Tungsten

     

H.C. Starck Tungsten GmbH

  

Germany

   Y

Tungsten

     

Hunan Chenzhou Mining Co., Ltd.

  

China

   Y

Tungsten

     

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

  

China

   Y

Tungsten

     

Hunan Chunchang Nonferrous Metals Co., Ltd.

  

China

   Y

Tungsten

     

Hunan Litian Tungsten Industry Co., Ltd.

  

China

  

Tungsten

     

Hydrometallurg, JSC

  

Russian Federation

   Y

Tungsten

     

JSC “Kirovgrad Hard Alloys Plant”

  

Russian Federation

   Active

Tungsten

     

Japan New Metals Co., Ltd.

  

Japan

   Y

Tungsten

     

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

  

China

   Y

Tungsten

     

Jiangxi Gan Bei Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

  

China

  

Tungsten

     

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

  

China

   Y

Tungsten

     

Jiangxi Xianglu Tungsten Co., Ltd.

  

China

  

Tungsten

     

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

  

China

   Y

Tungsten

     

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

  

China

  

Tungsten

     

Jiangxi Yaosheng Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

KGETS Co., Ltd.

  

Korea

   Y

Tungsten

     

Kennametal Fallon

  

United States of America

   Y

Tungsten

     

Kennametal Huntsville

  

United States of America

   Y

Tungsten

     

Lianyou Metals Co., Ltd.

  

Taiwan

   Y

Tungsten

     

Malipo Haiyu Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Masan Tungsten Chemical LLC (MTC)

  

Viet Nam

   Y

Tungsten

     

Mehra Ferro-Alloys Pvt. Ltd.

  

India

  

Tungsten

     

Moliren Ltd.

  

Russian Federation

   Y

Tungsten

     

NPP Tyazhmetprom LLC

  

Russian Federation

   Active

Tungsten

     

Niagara Refining LLC

  

United States of America

   Y

Tungsten

     

Philippine Chuangxin Industrial Co., Inc.

  

Philippines

   Y

 

Appendix II – Page 11


Tungsten

     

South-East Nonferrous Metal Company Limited of Hengyang City

  

China

  

Tungsten

     

Tejing (Vietnam) Tungsten Co., Ltd.

  

Viet Nam

   Y

Tungsten

     

Toshiba Material Co., Ltd.

  

Unknown

  

Tungsten

     

Tungsten Diversified Industries LLC

  

United States of America

  

Tungsten

     

Unecha Refractory metals plant

  

Russian Federation

   Y

Tungsten

     

Vietnam Youngsun Tungsten Industry Co., Ltd.

  

Viet Nam

  

Tungsten

     

Wolfram Bergbau und Hutten AG

  

Austria

   Y

Tungsten

     

Woltech Korea Co., Ltd.

  

Korea

   Y

Tungsten

     

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

   Y

Tungsten

     

Xiamen Tungsten Co., Ltd.

  

China

   Y

Tungsten

     

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

  

China

   Y

Tungsten

     

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

  

China

  

Tungsten

     

Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.

  

China

  

Tungsten

   65   

E-M Solutions and RF/Microwave Tungsten Source Smelters

     
   506   

Total E-M Solutions and RF/Microwave Source Smelters

     

 

Appendix II – Page 12