Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 30, 2017

Exhibit 1.01 Conflict Minerals Report

This is the Conflict Minerals Report of TTM Technologies, Inc. (the “Company” or “TTM”) for the calendar year 2016 (ended December 31, 2016) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”), the instructions to Form SD. Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.

Rule 13p-1 and Form SD require the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are present in the products and necessary to the functionality of such products. Form SD defines “Conflict Minerals” as: i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”).

 

(1) Product Description

TTM is leading global printed circuit board (“PCB”) manufacturer, focusing on quick-turn and volume production of technologically complex PCBs and electro-mechanical solutions (“E-M Solutions”). The Company provides time-to-market and volume production of advanced technology products and offer a one-stop manufacturing solution to our customers from engineering support to prototype development through final mass production. The Company serves a diversified customer base in various markets throughout the world, including manufacturers of networking/communications infrastructure products, smartphones and touchscreen tablets, as well as aerospace and defense, automotive, high-end computing, and medical, industrial and instrumentation related products. The Company’s customers include both original equipment manufacturers (“OEMs”) and electronic manufacturing services (“EMS”) providers.

As a company whose business is the manufacturing and assembly of PCBs and E-M Solutions, TTM is several levels removed from the actual mining and refining of Conflict Minerals. TTM does not purchase raw ore or unrefined Conflict Minerals and makes no direct purchases in the Covered Countries.

Our customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials and components we use, and in many cases specify the suppliers from which we source these minerals and components. As a result, we are limited in our ability to exercise discretion in sourcing certain materials and components. Similarly, our ability to influence the supply chain practices of suppliers selected by our customers is limited. Thus, our ability to change the sourcing of our Conflict Minerals depends on our customers’ selections of suppliers and designs.

 

(2) Due Diligence in Accordance with the Organization for Economic Cooperation and Development (the “OECD”) 5-Step Framework

TTM has processes in place for the purpose of exercising due diligence over its supply chain as it relates to minerals from conflict-affected and high risk areas. The design of the due diligence processes conforms substantially to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”) as it relates to “downstream” purchasers of products and components. The due diligence processes have been described below under sub-headings corresponding to the five-step framework of the OECD Guidance.

Step 1 – Establish Strong Company Management Systems

 

1.1 TTM has adopted a Conflict Minerals Policy and Statement (the “Policy”). A copy of the Policy, together with a copy of this Form SD and Conflict Minerals Report, can be found on the Company’s website at www.ttm.com/about/about_ethics_governance.aspx. The content of our website as referred to in this Form and Report is included for general information only and is not incorporated by reference herein. In accordance with the Policy, TTM is continuing to review its suppliers’ declarations and has sought their cooperation and assistance in ensuring that the Conflict Minerals used in TTM products are sourced reliably and responsibly. However, as noted in the Policy and above, TTM’s purchasing decisions are limited by the level of cooperation it receives from suppliers in sourcing responsibly from non-conflict areas.


1.2 TTM has a Conflict Minerals Steering Committee (Steering Committee) to review and enhance the cross-functional working group (the “Working Group”) tasked with developing policies and procedures consistent with the OECD Guidance.

 

1.3 In accordance with the requirements of Rule 13p-1 and the instructions to Form SD, the Working Group annually reviews the Company’s PCB and E-M Solution products, all of which are manufactured to customer specifications, to determine if they contain Conflict Minerals necessary to the products’ generally expected functions, use, purpose or production.

 

1.4 The Working Group concluded that the bare PCBs may contain either gold or tin in surface finishes, and the E-M Solutions products manufactured in 2016 may contain any of the four Conflict Minerals in components.

Step 2 – Identify and Assess Risks in the Supply Chain

 

2.1 The Working Group has identified the suppliers of the materials and components that contain Conflict Minerals in TTM’s products and conducted a supply-chain survey to obtain source smelter identification from its suppliers of Conflict Minerals using the standard conflict minerals reporting template (“CMRT”) published by the Conflict Free Sourcing Initiative (“CFSI”) (formerly the Electronic Industry Citizenship Coalition and Global e-Sustainability Initiative (“EICC-GeSI”)).

 

2.2 The CMRT was distributed to all identified suppliers of components or materials containing Conflict Minerals to determine the country of origin of the Conflict Minerals contained therein; whether such Conflict Minerals were sourced from recycled or scrap materials; or whether such Conflict Minerals were otherwise outside of the supply chain as of December 31, 2016. The CMRT requested information on Conflict Minerals in components or materials supplied to TTM during calendar year 2016 and contained representations as to the source and origin of the necessary Conflict Minerals contained in the relevant products.

 

2.3 In addition to identifying suppliers of Conflict Minerals to the Company and collecting supply-chain smelter information, TTM’s diligence measures included requesting suppliers to declare if any Conflict Minerals contained in their products originated in the Covered Countries.

 

2.4 The Company believes that complete information was received from all identified suppliers to its PCB products (which represents 92.2% of the 2016 revenues of the Company). However, many suppliers to TTM’s much smaller EM Solutions business (which represents 7.8% of the 2016 revenues of the Company) reported that their supply chain information was incomplete. TTM continues to seek complete and accurate information from its E-M Solutions business Conflict Minerals supply chain sources from its suppliers for its E-M Solutions business.

 

2.5 The Company became a member of CFSI during 2016 to improve its timely access to global Conflict Minerals smelter information.

 

2.6 Smelters and refiners identified in the supply-chain survey were checked against CFSI provided smelter information to determine the status of their Conflict Minerals related sourcing activities.

Step 3 – Design and Implement a Strategy to Respond to Identified Risks

 

3.1 Changes to the status of the identified TTM PCB supply chain smelters were monitored regularly. All identified PCB sourcing concerns were addressed through outreach to the relevant members of TTM’s supply chain. There were cases during the reporting year where supply chain changes were related to conflict minerals sourcing. In such cases, TTM reached out to our direct supply chain and they reported modifying their sourcing in response.

 

3.2 Changes to the status of the identified TTM E-M Solutions supply chain smelters were only monitored for solder sourcing and there were no recorded cases where intervention occurred during the reporting year. All other raw materials used to manufacture customer parts are subject to strict controls from TTM’ customers, were not subject to TTM discretionary change, and were therefore not included in any ongoing monitoring or outreach program.

 

2


3.3 After reviewing supply chain and other identified publicly available information, the Company believes that some portion of the tantalum, tin, tungsten and gold in our supply chain may have been mined in covered countries. Grouped by metal, the following is our best estimate of the smelter, and smelter location that may have contributed conflict minerals from covered countries to our supply chain during the 2016 calendar year:

 

Gold

   Argor-Heraeus S.A.      –      Switzerland

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation      –      China

Gold

   Metalor Technologies (Hong Kong) Ltd.      –      China

Gold

   Mitsui Mining and Smelting Co., Ltd.      –      Japan

Gold

   PAMP S.A.      –      Switzerland

Gold

   Rand Refinery (Pty) Ltd.      –      South Africa

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.      –      China

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.      –      China

Gold

   Western Australian Mint (T/a The Perth Mint)      –      Australia

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.      –      China

Tantalum

   Conghua Tantalum and Niobium Smeltry      –      China

Tantalum

   Duoluoshan      –      China

Tantalum

   Exotech Inc.      –      United States of America

Tantalum

   F&X Electro-Materials Ltd.      –      China

Tantalum

   FIR Metals & Resource Ltd.      –      China

Tantalum

   Global Advanced Metals Aizu      –      Japan

Tantalum

   Global Advanced Metals Boyertown      –      United States of America

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.      –      China

Tantalum

   H.C. Starck Co., Ltd.      –      Thailand

Tantalum

   H.C. Starck Tantalum and Niobium GmbH      –      Germany

Tantalum

   H.C. Starck Surface Technology and Ceramic Powders GmbH1      –      Germany

Tantalum

   H.C. Starck Hermsdorf GmbH      –      Germany

Tantalum

   H.C. Starck Inc.      –      United States of America

Tantalum

   H.C. Starck Ltd.      –      Japan

Tantalum

   H.C. Starck Smelting GmbH & Co. KG      –      Germany

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.      –      China

Tantalum

   Hi-Temp Specialty Metals, Inc.      –      United States of America

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.      –      China

Tantalum

   Jiujiang Nonferrous Metals Smelting Company Limited      –      China

Tantalum

   KEMET Blue Metals      –      Mexico

Tantalum

   KEMET Blue Powder      –      United States of America

Tantalum

   Mitsui Mining and Smelting Co., Ltd.      –      Japan

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.      –      China

Tantalum

   Plansee SE Liezen1      –      Austria

Tantalum

   Power Resources Ltd.      –      Macedonia, The Former Yugoslav Republic of

Tantalum

   Taki Chemical Co., Ltd.      –      Japan

 

3


Tantalum

   Telex Metals      –      United States of America

Tantalum

   Ulba Metallurgical Plant JSC      –      Kazakhstan

Tantalum

   Yichun Jin Yang Rare Metal Co., Ltd.      –      China

Tantalum

   Zhuzhou Cemented Carbide Group Co., Ltd.      –      China

Tin

   Alpha      –      United States of America

Tin

   EM Vinto      –      Bolivia, Plurinational State of

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.      –      China

Tin

   Malaysia Smelting Corporation (MSC)      –      Malaysia

Tin

   Metallo Belgium N.V.      –      Belgium

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.      –      Thailand

Tin

   Thaisarco      –      Thailand

Tin

   Yunnan Tin Company Limited      –      China

Tungsten

   A.L.M.T. TUNGSTEN Corp.      –      Japan

Tungsten

   Asia Tungsten Products Vietnam Ltd.      –      Viet Nam

Tungsten

   Vietnam Youngsun Tungsten Industry Co., Ltd.      –      Viet Nam

Tungsten

   Wolfram Bergbau und Hutten AG      –      Austria

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.      –      China

 

  1  Ceased recognized smelter operations during 2016.

No information obtained by TTM indicated that any of the conflict minerals from the smelters listed above were financed by or benefited armed groups that operate in the covered countries of the DRC region.

 

3.4 As noted above, the Company’s supply chain survey did not yield complete source-smelter information from a number of customer-specified suppliers of Conflict Minerals for TTM’s E-M Solutions products. The Company is continuing its efforts to work with such suppliers to ensure complete information is provided to the Company, including the country of origin of the relevant Conflict Minerals and the identity of the source smelters used to process the minerals. As additional information is obtained, the Company will undertake to determine whether such smelters have been certified by CFSI as “conflict-free” or otherwise. In connection with such continuing diligence, the Company intends to increase education of and outreach to its suppliers.

Step 4 – Carry Out Independent Third-Party Audit (IPSA) of Smelter/Refiner’s Due Diligence Practices

 

4.1 TTM supports the CFSI conflict free smelter program as well as the development and implementation of due diligence practices and tools such as the CMRT. TTM analyzed the data received on smelters and refiners and compared such information against the list of facilities that have received a “conflict free” designation from the CFSI. However, due to the structure of the Company’s supply chain as noted in the Policy and above, there are generally multiple tiers of suppliers between TTM and the smelters and refiners in the supply chain, and TTM does not purchase raw ore or unrefined Conflict Minerals or make any direct purchases in the Covered Countries. Therefore, as contemplated by the OECD Guidance for “downstream” companies, TTM has not performed its own audits of smelters or refiners. TTM will obtain an IPSA as and when required by Form SD.

Step 5 – Report Annually on Supply Chain Due Diligence

 

5.1 TTM submitted its Form SD with Exhibit 1.01 for the reporting period ended December 31, 2015 to the SEC and posted same on TTM’s external web site on May 26, 2016.

 

(3) Products

The Company has identified the following products that may contain Conflict Minerals necessary to the functionality or production of products manufactured, or contracted to manufacture:

 

4


As noted in section (1) above, TTM products are the following:

 

  1. Bare PCBs fabricated to customer specifications, including procurement of heat sinks and their attachments, where applicable, and

 

  2. E-M Solutions including printed circuit assemblies assembled to customer specified bills of materials using customer controlled components from customer approved vendor lists and any other products assembled to customer design and using customer specified suppliers.

Appendix I contains a listing of smelters provided by TTM’s PCB supply chain for the reporting period. With the exception of the two indicated smelters that were subsequently removed from TTM’s PCB supply chain, all are currently recognized as CFSI compliant or DRC Conflict Free.

Likewise, Appendix II is a listing of smelters reported by the Company’s E-M Solutions supply chain. The supply chain data quality associated with the customer specified parts and components contained in these parts appears to be significantly less robust. Some smelters names provided may not be actual smelters and some names provided are recognized as not currently participating in any internationally recognized Conflict Free Smelter Program. TTM will continue to encourage customers to choose known Conflict Free sources as opportunities allow.

 

(4) Summary

TTM’s reasonable country of origin inquiry is based on third party audit information and, to the extent that audited information is not available, it draws on additional information that TTM and others have collected. To the extent reasonably possible, TTM has documented the country of origin of identified smelters and refiners based on information from the CFSI, surveys of smelters and refiners, and/or third party reviews of publicly available information. However, some country of origin information has not been audited by a third party because, among other reasons, applicable smelters and refiners have gone out of operation before completing a third party audit, smelters and refiners have not gone through a third party audit, or the third party audit does not yet include reporting of country of origin information. TTM believes that the applicable conflict minerals smelters for 100% of its PCB product supplies have been identified, but available supplier information indicates that this is not yet true for its E-M Solutions products. Nevertheless, based on the information provided by TTM’s suppliers, smelters, and refiners, as well as from the CFSI and other sources, TTM believes that the Conflict Minerals contained in its products were processed in the countries listed in the Annexes below and has indicated where the smelters have previously been audited by CFSI and found to be sourcing conflict free, or are working with CFSI to be audited in the future.

TTM’s customers, who may also have a responsibility to conduct due diligence as to the source of Conflict Minerals used in their products, frequently specify the exact materials, components and suppliers we use, which limits our ability to exercise discretion in sourcing certain materials and components, and our ability to influence the supply chain practices of suppliers. Accordingly, the Company’s success in making determinations about the potential presence of Conflict Minerals in its products depends upon various factors including, but not limited to, (i) the respective due diligence efforts of its suppliers and their supply chain; (ii) such suppliers’ respective willingness, whether public or private entities, to disclose such information to the Company; and (iii) the ability of the involved entities to make their determinations in accordance with nationally or internationally recognized standards, including the Guidance provided by the OECD. The failure to obtain reliable information from any level of TTM’s supply chain could have a material impact on the Company’s future ability to report on the presence of Conflict Minerals with any degree of certainty. There can be no assurance that the Company’s suppliers will continue to cooperate with diligence inquiries and requests for certifications or provide documentation or other evidence that TTM considers reliable or in a time frame sufficient to allow the Company to make its own assessment following appropriate further diligence measures, if any.

 

 

Appendix I

Conflict minerals smelters for PCB global operations reported by supply chain for 2016

Appendix II

Conflict minerals smelters for E-M Solutions global operations reported by supply chain for 2016

 

 

 

5


Appendix I

Conflict Minerals Sources to TTM PCB Global Operations

2016

 

Metal

   Metal
Total
    

Smelter Name

  

Smelter Country

  

Validated

CFS?

Gold

      Advanced Chemical Company    United States of America    Y

Gold

      AngloGold Ashanti Córrego do Sítio Mineração    Brazil    Y

Gold

      Argor-Heraeus S.A.    Switzerland    Y

Gold

      Asahi Refining Canada Ltd.    Canada    Y

Gold

      CCR Refinery—Glencore Canada Corporation    Canada    Y

Gold

      China’s Shandong Gold Mining Co., Ltd    China    Y

Gold

      Elemetal Refining    United States of America    2

Gold

      Henan Zhongyuan Gold Smelter of Zhongjin Gold Co. Ltd.    China    Y

Gold

      Heraeus Ltd. Hong Kong    China    Y

Gold

      Heraeus Precious Metals GmbH & Co. KG    Germany    Y

Gold

      Johnson Matthey Inc. (USA)    United States of America    Y

Gold

      Kennecott Utah Copper LLC    United States of America    Y

Gold

      Metalor Technologies (Hong Kong) Ltd.    China    Y

Gold

      Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Y

Gold

      Metalor Technologies S.A.    Switzerland    Y

Gold

      Metalor USA Refining Corporation    United States of America    Y

Gold

      Metalúrgica Met-Mex Peñoles S.A. De C.V.    Mexico    Y

Gold

      PAMP S.A.    Switzerland    Y

Gold

      Rand Refinery (Pty) Ltd.    South Africa    Y

Gold

      Republic Metals Corporation    United States of America    Y

Gold

      Royal Canadian Mint    Canada    Y

Gold

      Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Y

Gold

      Umicore Brasil Ltda.    Brazil    Y

Gold

      Umicore S.A. Business Unit Precious Metals Refining    Belgium    Y

Gold

      United Precious Metal Refining, Inc.    United States of America    Y

Gold

      Valcambi S.A.    Switzerland    Y

Gold

      Western Australian Mint trading as The Perth Mint    Australia    Y

Gold

     27      PCB Gold Source Smelters      

Tin

      Alpha    United States of America    Y

Tin

      China Tin Group Co., Ltd.    China    Y

Tin

      Cooper Santa    Brazil    Y

Tin

      CV Ayi Jaya    Indonesia    Y

Tin

      CV Tiga Sekawan    Indonesia    Y

Tin

      CV United Smelting    Indonesia    Y

Tin

      CV Venus Inti Perkasa    Indonesia    Y

Tin

      ENAF    Bolivia, Plurinational State of    Y

 

Appendix I – Page 1


Tin

      Fenix Metals    Poland    Y

Tin

      Gejiu Jinye Mineral Company    China    Y

Tin

      Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Y

Tin

      Malaysia Smelting Corporation (MSC)    Malaysia    Y

Tin

      Metallic Resources, Inc.    United States of America    Y

Tin

      Metallo-Chimique N.V.    Belgium    Y

Tin

      Mineração Taboca S.A.    Brazil    Y

Tin

      Minsur    Peru    Y

Tin

      Mitsubishi Materials Corporation    Japan    Y

Tin

      Operaciones Metalurgical S.A.    Bolivia, Plurinational State of    Y

Tin

      PT Aries Kencana Sejahtera    Indonesia    Y

Tin

      PT Artha Cipta Langgeng    Indonesia    Y

Tin

      PT ATD Makmur Mandiri Jaya    Indonesia    Y

Tin

      PT Babel Inti Perkasa    Indonesia    Y

Tin

      PT Bangka Prima Tin    Indonesia    Y

Tin

      PT Bangka Tin Industry    Indonesia    Y

Tin

      PT Belitung Industri Sejahtera    Indonesia    Y

Tin

      PT Bukit Timah    Indonesia    Y

Tin

      PT DS Jaya Abadi    Indonesia    Y

Tin

      PT Eunindo Usaha Mandiri    Indonesia    Y

Tin

      PT Inti Stania Prima    Indonesia    Y

Tin

      PT Lautan Harmonis Sejahtera    Indonesia    Y

Tin

      PT Menara Cipta Mulia    Indonesia    Y

Tin

      PT Mitra Stania Prima    Indonesia    Y

Tin

      PT Prima Timah Utama    Indonesia    Y

Tin

      PT Refined Bangka Tin    Indonesia    Y

Tin

      PT Sariwiguna Binasentosa    Indonesia    Y

Tin

      PT Stanindo Inti Perkasa    Indonesia    Y

Tin

      PT Tambang Timah    Indonesia    Y

Tin

      PT Timah (Persero) Tbk Mentok    Indonesia    Y

Tin

      PT Tinindo Inter Nusa    Indonesia    Y

Tin

      Rui Da Hung    Taiwan, Province of China    Y

Tin

      Thaisarco    Thailand    Y

Tin

      VQB Mineral and Trading Group JSC    Viet Nam    Y

Tin

      White Solder Metalurgia e Mineração Ltda.    Brazil    Y

Tin

      Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    3

Tin

      Yunnan Tin Company, Ltd.    China    Y

Tin

     45      PCB Tin Source Smelters      
     72    Total PCB Source Smelters      

 

  2  Elemetal Refining was CFSI Compliant during 2016, but withdrew from the audit program effective 4/13/2017. Elemetal Refining is no longer considered CFSI compliant and was consequently removed from TTM’s supply chain.
  3  Yunnan Chengfeng Non-ferrous Metals Co., Ltd was “Active” in the CFSI audit program in early 2016, and part of TTM’s PCB supply chain until mid-year. The smelter was eliminated from TTM’s supply chain for failure to complete their scheduled audit in a timely manner.

 

Appendix I – Page 2


Appendix II

Conflict Minerals Sources to E-M Solutions Global Operations

2016

 

    Metal    

  

Metal
Total

  

Smelter Name

  

Smelter Country

  

Validated
CFS?

Gold

      Abington Reldan Metals, LLC    United States of America   

Gold

      Advanced Chemical Company    United States of America    Y

Gold

      Aida Chemical Industries Co., Ltd.    Japan    Y

Gold

      Aktyubinsk Copper Company TOO    Kazakhstan   

Gold

      Al Etihad Gold LLC    United Arab Emirates    Y

Gold

      Allgemeine Gold-und Silberscheideanstalt A.G.    Germany    Y

Gold

      Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    Y

Gold

      AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    Y

Gold

      Argor-Heraeus S.A.    Switzerland    Y

Gold

      Asahi Pretec Corp.    Japan    Y

Gold

      Asahi Refining Canada Ltd.    Canada    Y

Gold

      Asahi Refining USA Inc.    United States of America    Y

Gold

      Asaka Riken Co., Ltd.    Japan    Y

Gold

      Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey   

Gold

      AU Traders and Refiners    South Africa    Y

Gold

      Audiua, Escardida    Chile   

Gold

      AURA-II    United States of America   

Gold

      Aurubis AG    Germany    Y

Gold

      Austin Powder    Unknown   

Gold

      Baiyin Nonferrous Metals Corporation (BNMC)    China   

Gold

      Bangalore Refinery    India    Active

Gold

      Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    Y

Gold

      Bauer Walser AG    Germany   

Gold

      Boliden AB    Sweden    Y

Gold

      C. Hafner GmbH + Co. KG    Germany    Y

Gold

      Caridad    Mexico   

Gold

      CCR Refinery—Glencore Canada Corporation    Canada    Y

Gold

      Cendres + Metaux S.A.    Switzerland   

Gold

      CHANGCHENG GOLD AND SILVER REFINERY CO., LTD.    China   

Gold

      Changsanjiao elc. Ltd    China   

Gold

      Chimet S.p.A.    Italy    Y

Gold

      China National Gold Group Corporation    China   

Gold

      Chugai Mining    Japan   

Gold

      Codelco    Chile   

Gold

      Colt Refining    United States of America   

Gold

      CORE PMG    Germany   

Gold

      Daejin Indus Co., Ltd.    Korea, Republic of    Y

Gold

      DaeryongENC    Korea, Republic of   

Gold

      Daye Non-Ferrous Metals Mining Ltd.    China   

Gold

      Deep Rich Material Technology Co., Ltd.    China   

Gold

      Degussa    Germany   

Gold

      Degussa Sonne / Mond Goldhandel GmbH    Germany   

Gold

      DODUCO GmbH    Germany    Y

Gold

      Dongguan CameroonChemical Materials Co., Ltd    China   

Gold

      Dongguan Standard Electronic Material Co., Ltd    China   

Gold

      Dongguanshi Sutande Dianzi Cailiao Youxiangongsi    China   

Gold

      Dong-Wo Co., Ltd.    China   

Gold

      Dowa    Japan    Y

Gold

      DSC (Do Sung Corporation)    Korea, Republic of    Y

Gold

      Dujinshui zhihuan fanying    China   

Gold

      Eco-System Recycling Co., Ltd.    Japan    Y

Gold

      Elemetal Refining, LLC    United States of America    4

 

Appendix II – Page 1


Gold

      Emirates Gold DMCC    United Arab Emirates    Y

Gold

      Engelhard London    Unknown   

Gold

      Faggi Enrico S.p.A.    Italy   

Gold

      Feinhutte Halsbrucke GmbH    Germany   

Gold

      Fidelity Printers and Refiners Ltd.    Zimbabwe   

Gold

      Fujian Jinxin Tungsten Co., Ltd.    China   

Gold

      Gansu Seemine Material Hi-Tech Co., Ltd.    China   

Gold

      Gansu-based Baiyin Nonferrous Metals Corporation (BNMC)    China   

Gold

      GCC Gujrat Gold Centre Pvt. Ltd.    India   

Gold

      Geib Refining Corporation    United States of America    Y

Gold

      Gejiu Kai Meng Industry and Trade LLC    China   

Gold

      Gejiu Yunxi Group Corp.    China   

Gold

      Gold Refinery of Zijin Mining Group Co., Ltd.    China    Y

Gold

      Gong an ju    China   

Gold

      Great Wall Precious Metals Co., Ltd. of CBPM    China   

Gold

      Guang dong jin xian gao xin cai liao gong si    China   

Gold

      Guangdong Hua Jian Trade Co., Ltd.    China   

Gold

      Guangdong Jinding Gold Limited    China   

Gold

      Guangdong macro jin precious metal smelting    China   

Gold

      Guangzhou King’s high-tech materials    China   

Gold

      Guixi Smelter    China   

Gold

      Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China   

Gold

      Hang Seng Technology    China   

Gold

      Hangzhou Fuchunjiang Smelting Co., Ltd.    China   

Gold

      Hanhua jinshu    China   

Gold

      HeeSung Metal Ltd.    Korea, Republic of    Active

Gold

      Heimerle + Meule GmbH    Germany    Y

Gold

      HeNan LingBao Jin Kuan    China   

Gold

      henan middle plain gold smelter    China   

Gold

      Henan Province Sanmenxia City Gold Smelter    China   

Gold

      Henan Yuguang Gold & Lead Co., Ltd.    China   

Gold

      Henan Yuguang Gold and Lead Co., Ltd    China   

Gold

      Heraeus Metals Hong Kong Ltd.    China    Y

Gold

      Heraeus Precious Metals GmbH & Co. KG    Germany    Y

Gold

      Hetai Gold Mineral Guangdong Co., Ltd.    China   

Gold

      Honorable Hardware Craft Product Limited Company    China   

Gold

      Hop Hing electroplating factory Zhejiang    China   

Gold

      House of Currency of Brazil (Casa da Moeda do Brazil)    Brazil   

Gold

      Hunan Chenzhou Mining Co., Ltd.    China   

Gold

      HwaSeong CJ CO., LTD.    Korea, Republic of   

Gold

      Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    Y

Gold

      Inovan GmbH & Co.KG    Germany   

Gold

      Ishifuku Metal Industry Co., Ltd.    Japan    Y

Gold

      Island Gold Refinery    China   

Gold

      Istanbul Gold Refinery    Turkey    Y

Gold

      Italpreziosi    Italy   

Gold

      Japan Mint    Japan    Y

Gold

      Jiangxi Copper Co., Ltd.    China    Y

Gold

      Jin Jinyin Refining Co., Ltd.    China   

Gold

      Jinlong Copper Co., Ltd.    China   

Gold

      JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    Y

Gold

      JSC Uralelectromed    Russian Federation    Y

Gold

      JX Nippon Mining & Metals Co., Ltd.    Japan    Y

Gold

      Kaloti Precious Metals    United Arab Emirates   

Gold

      Kazakhmys Smelting LLC    Kazakhstan   

Gold

      Kazzinc    Kazakhstan    Y

Gold

      Kennecott Utah Copper LLC    United States of America    Y

Gold

      KGHM Polska Miedz Spolka Akcyjna    Poland    Active

Gold

      Kojima Chemicals Co., Ltd.    Japan    Y

Gold

      Korea Metal Co., Ltd.    Korea, Republic of   

Gold

      Korea Zinc Co., Ltd.    Korea, Republic of    Y

Gold

      Kosak Seiren    Japan   

Gold

      Kyrgyzaltyn JSC    Kyrgyzstan    Y

Gold

      Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation   

Gold

      L’azurde Company For Jewelry    Saudi Arabia   

Gold

      Lee Iken    Switzerland   

 

Appendix II – Page 2


Gold

      Lianqi Plating Ltd    Unknown   

Gold

      LiBaoJia    China   

Gold

      Lingbao Gold Co., Ltd.    China   

Gold

      Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China   

Gold

      L’Orfebre S.A.    Andorra   

Gold

      LS-NIKKO Copper Inc.    Korea, Republic of    Y

Gold

      Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China   

Gold

      Marsam Metals    Brazil    Active

Gold

      Materion    United States of America    Y

Gold

      Matsuda Sangyo Co., Ltd.    Japan    Y

Gold

      Metahub Industries Sdn. Bhd.    Malaysia   

Gold

      METALLI PREZIOSI S.p.A.    Italy   

Gold

      Metallic Resources, Inc.    Unknown   

Gold

      Metalor Technologies (Hong Kong) Ltd.    China    Y

Gold

      Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Y

Gold

      Metalor Technologies (Suzhou) Ltd.    China    Y

Gold

      Metalor Technologies S.A.    Switzerland    Y

Gold

      Metalor USA Refining Corporation    United States of America    Y

Gold

      Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    Y

Gold

      Mitsubishi Materials Corporation    Japan    Y

Gold

      Mitsui Mining and Smelting Co., Ltd.    Japan    Y

Gold

      MMTC-PAMP India Pvt., Ltd.    India    Y

Gold

      Modeltech Sdn Bhd    Malaysia    Active

Gold

      Morris and Watson    New Zealand   

Gold

      Morris and Watson Gold Coast    Australia   

Gold

      Moscow Special Alloys Processing Plant    Russian Federation    Y

Gold

      Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey    Y

Gold

      NanChuangshenghua NON-Ferrous meatal Alloy Factory    China   

Gold

      Navoi Mining and Metallurgical Combinat    Uzbekistan    Active

Gold

      Nihon Material Co., Ltd.    Japan    Y

Gold

      Nihon Superior Co., Ltd.    Japan   

Gold

      NORSUN CIRCUITED ENTERPRISE CO. LTD    China   

Gold

      Nyrstar Metals    United States of America   

Gold

      Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria    Y

Gold

      Ohura Precious Metal Industry Co., Ltd.    Japan    Y

Gold

      OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation    Y

Gold

      OJSC Kolyma Refinery    Russian Federation   

Gold

      OJSC Novosibirsk Refinery    Russian Federation    Y

Gold

      PAMP S.A.    Switzerland    Y

Gold

      Pease & Curren    United States of America   

Gold

      Penglai Penggang Gold Industry Co., Ltd.    China   

Gold

      Pogo Gold Mining    Unknown   

Gold

      Precious Metals Sales Corp.    United States of America   

Gold

      Prioksky Plant of Non-Ferrous Metals    Russian Federation    Y

Gold

      PT Aneka Tambang (Persero) Tbk    Indonesia    Y

Gold

      PT Bukit Timah    Indonesia   

Gold

      PX Precinox S.A.    Switzerland    Y

Gold

      Rand Refinery (Pty) Ltd.    South Africa    Y

Gold

      Realized the Enterprise Co., Ltd.    China   

Gold

      Remondis Argentia B.V.    Netherlands   

Gold

      Republic Metals Corporation    United States of America    Y

Gold

      Royal Canadian Mint    Canada    Y

Gold

      Rui sheng    Indonesia   

Gold

      SAAMP    France    Y

Gold

      Sabin Metal Corp.    United States of America   

Gold

      SAFINA A.S.    Czech Republic    Active

Gold

      Sai Refinery    India   

Gold

      Samduck Precious Metals    Korea, Republic of    Y

Gold

      Samhwa non-ferrorus Metal ind.co.ltd    Korea, Republic of   

Gold

      Samwon Metals Corp.    Korea, Republic of   

Gold

      Sanmenxia Lingbao Jinyuan Mining Co., Ltd.    China   

 

Appendix II – Page 3


Gold

      SAXONIA Edelmetalle GmbH    Germany    Y

Gold

      Schloetter Co Ltd    Germany   

Gold

      Schone Edelmetaal B.V.    Netherlands    Y

Gold

      SEMPSA Joyeria Plateria S.A.    Spain    Y

Gold

      Shan Dong Huangjin    China   

Gold

      Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.    China   

Gold

      Shandon Jin Jinyin Refining Limited    China   

Gold

      Shandong Guoda Gold Co., Ltd.    China   

Gold

      Shandong Hengbang Smelter Co., Ltd.    China   

Gold

      Shandong Jun Mai Fu    China   

Gold

      Shandong penglai gold smelter    China   

Gold

      Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China   

Gold

      Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Y

Gold

      Shanghai Jinsha Shiye Co.,Ltd.    China   

Gold

      Shanghai Yueqiang Metal Products Co., Ltd.    China   

Gold

      Shengnan Metal Products Factory    China   

Gold

      Shenzhen Fu Chun Company    China   

Gold

      Shenzhen fujun material technology co.,ltd    China   

Gold

      Shenzhen Heng Zhong Industry Co., Ltd.    China   

Gold

      SHENZHEN KURIL METAL COMPANY    China   

Gold

      Shenzhen Zhonghenglong Real Industry Co., Ltd.    China   

Gold

      Shi Fu Metal Industrial    Japan   

Gold

      Sichuan Tianze Precious Metals Co., Ltd.    China    Y

Gold

      Singway Technology Co., Ltd.    Taiwan, Province of China    Y

Gold

      Sino-Platinum Metals Co., Ltd.    China   

Gold

      So Accurate Group, Inc.    United States of America   

Gold

      SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    Y

Gold

      Solar Applied Materials Technology Corp.    Taiwan, Province of China    Y

Gold

      Stender Electronic Materials Co., Ltd.    China   

Gold

      Sudan Gold Refinery    Sudan   

Gold

      Sumitomo Metal Mining Co., Ltd.    Japan    Y

Gold

      SungEel HiTech    Korea, Republic of    Y

Gold

      Suntain Co., Ltd.    Unknown   

Gold

      Super Dragon Technology Co., Ltd.    China   

Gold

      SuZhou ShenChuang recycling Ltd.    China   

Gold

      Suzhou University Special Chemical Reagent Co., Ltd    China   

Gold

      T.C.A S.p.A    Italy    Y

Gold

      Tai zhou chang san Jiao electron Co.,Ltd    China   

Gold

      Taicang City Nancang Metal Material Co., Ltd.    China   

Gold

      Tai’zhou City Yangtze River Delta Electron Ltd.    China   

Gold

      Taizhou Delta Electronics Co., Ltd.    China   

Gold

      Taizhou mayor triangle electronic Co., LTD    China   

Gold

      Tanaka Kikinzoku Kogyo K.K.    Japan    Y

Gold

      The Refinery of Shandong Gold Mining Co., Ltd.    China    Y

Gold

      Tokuriki Honten Co., Ltd.    Japan    Y

Gold

      Tong Ling Jin Dian Electrical Technology Co., Ltd.    China   

Gold

      TONGDING METALLIC MATERIAL CO.LTD    China   

Gold

      Tongling Nonferrous Metals Group Co., Ltd.    China   

Gold

      Tony Goetz NV    Belgium    Active

Gold

      TOO Tau-Ken-Altyn    Kazakhstan   

Gold

      Torecom    Korea, Republic of    Y

Gold

      Tsai Brother industries    Unknown   

Gold

      Umicore Brasil Ltda.    Brazil    Y

Gold

      Umicore Precious Metals Thailand    Thailand    Y

Gold

      Umicore S.A. Business Unit Precious Metals Refining    Belgium    Y

Gold

      UNIFORCE METAL INDUSTRIAL CORP.    Taiwan, Province of China   

Gold

      United Precious Metal Refining, Inc.    United States of America    Y

Gold

      Universal Precious Metals Refining Zambia    Zambia   

Gold

      Valcambi S.A.    Switzerland    Y

Gold

      Viagra Di precious metals (Zhaoyuan) Co., Ltd.    China   

Gold

      Wam Technologies Taiwan Co., Ltd.    Taiwan, Province of China   

Gold

      WANG TING    Hong Kong   

Gold

      Western Australian Mint (T/a The Perth Mint)    Australia    Y

Gold

      WIELAND Edelmetalle GmbH    Germany    Y

 

Appendix II – Page 4


Gold

      Worldtop    Unknown   

Gold

      Wuxi City Precious Metal Electronic Material Fty    China   

Gold

      WUXI YUNXI SANYE SOLDER FACTORY    China   

Gold

      Wuzhong Group    China   

Gold

      Xiamen JInbo Metal Co., Ltd.    China   

Gold

      Yamamoto Precious Metal Co., Ltd.    Japan    Y

Gold

      Yamato Denki Ind. Co., Ltd.    Japan   

Gold

      Yantai Zhaojin Lifu    China   

Gold

      Yokohama Metal Co., Ltd.    Japan    Y

Gold

      Yuh-Cheng Material Corporation    China   

Gold

      Yunnan Copper Industry Co., Ltd.    China   

Gold

      Zhaojun Maifu    China   

Gold

      Zhaoyuan Li Fu Industrial    China   

Gold

      ZHAOYUAN LIFUSHIYE Co., Ltd    China   

Gold

      Zhe Jiang Guang Yuan Noble Metal Smelting Factory    China   

Gold

      Zhongkuang Gold Industry Co., Ltd.    China   

Gold

      Zhongshan Poison Material Proprietary Co., Ltd.    China   

Gold

      Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    Y

Gold

      Zhuhai toxic materials Monopoly Ltd.    China   

Gold

   262    E-M Solutions Gold Source Smelters      

Tantalum

      AMG (Advanced Metallurgical Group)    Brazil   

Tantalum

      ANHUI HERRMAN IMPEX CO.    China   

Tantalum

      Changsha South Tantalum Niobium Co., Ltd.    China    Y

Tantalum

      Conghua Tantalum and Niobium Smeltry    China    Y

Tantalum

      D Block Metals, LLC    United States of America    Y

Tantalum

      Duoluoshan    China    Y

Tantalum

      E.S.R. Electronics    United States of America   

Tantalum

      Exotech Inc.    United States of America    Y

Tantalum

      F&X Electro-Materials Ltd.    China    Y

Tantalum

      FIR Metals & Resource Ltd.    China    Y

Tantalum

      Global Advanced Metals    United States of America   

Tantalum

      Global Advanced Metals Aizu    Japan    Y

Tantalum

      Global Advanced Metals Boyertown    United States of America    Y

Tantalum

      Guangdong Zhiyuan New Material Co., Ltd.    China    Y

Tantalum

      Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch    China   

Tantalum

      H.C. Starck Co., Ltd.    Thailand    Y

Tantalum

      H.C. Starck GmbH    Germany   

Tantalum

      H.C. Starck Hermsdorf GmbH    Germany    Y

Tantalum

      H.C. Starck Inc.    United States of America    Y

Tantalum

      H.C. Starck Ltd.    Japan    Y

Tantalum

      H.C. Starck Smelting GmbH & Co. KG    Germany    Y

Tantalum

      H.C. Starck Surface Technology and Ceramic Powders GmbH    Germany   

Tantalum

      H.C. Starck Tantalum and Niobium GmbH    Germany    Y

Tantalum

      Hengyang King Xing Lifeng New Materials Co., Ltd.    China    Y

Tantalum

      Hi-Temp Specialty Metals, Inc.    United States of America    Y

Tantalum

      Hunan Chenzhou Mining Co., Ltd.    China   

Tantalum

      Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    Y

Tantalum

      Jiangxi Tuohong New Raw Material    China    Y

Tantalum

      JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    Y

Tantalum

      Jiujiang Nonferrous Metals Smelting Company Limited    China    Y

Tantalum

      Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    Y

Tantalum

      KEMET Blue Metals    Mexico    Y

Tantalum

      KEMET Blue Powder    United States of America    Y

Tantalum

      King-Tan Tantalum Industry Ltd.    China    Y

Tantalum

      LSM Brasil S.A.    Brazil    Y

Tantalum

      Metallurgical Products India Pvt., Ltd.    India    Y

Tantalum

      Mineracao Taboca S.A.    Brazil    Y

Tantalum

      Mitsui Mining and Smelting Co., Ltd.    Japan    Y

Tantalum

      Ningxia Orient Tantalum Industry Co., Ltd.    China    Y

Tantalum

      NPM Silmet AS    Estonia    Y

Tantalum

      Plansee SE    Austria   

 

Appendix II – Page 5


Tantalum

      Plansee SE Liezen    Austria   

Tantalum

      Plansee SE Reutte    Austria   

Tantalum

      Power Resources Ltd.    Macedonia, The Former Yugoslav Republico    Y

Tantalum

      QuantumClean    United States of America    Y

Tantalum

      Resind Industria e Comercio Ltda.    Brazil    Y

Tantalum

      RFH Tantalum Smeltry Co., Ltd.    China    Y

Tantalum

      Shanghai Jiangxi Metals Co., Ltd.    China   

Tantalum

      Solikamsk Magnesium Works OAO    Russian Federation    Y

Tantalum

      Taki Chemical Co., Ltd.    Japan    Y

Tantalum

      Tantalite Resources    South Africa   

Tantalum

      Telex Metals    United States of America    Y

Tantalum

      Tranzact, Inc.    United States of America   

Tantalum

      Ulba Metallurgical Plant JSC    Kazakhstan    Y

Tantalum

      XinXing HaoRong Electronic Material Co., Ltd.    China    Y

Tantalum

      Yichun Jin Yang Rare Metal Co., Ltd.    China    Y

Tantalum

      Zhuzhou Cemented Carbide Group Co., Ltd.    China    Y

Tantalum

   57    E-M Solutions Tantalum Source Smelters      

Tin

      ACuPowder International, LLC    Unknown   

Tin

      Alpha    United States of America    Y

Tin

      Ami Bridge Enterprise Co., Ltd.    China   

Tin

      An chen    China   

Tin

      An Thai Minerals Co., Ltd.    Viet Nam   

Tin

      An Vinh Joint Stock Mineral Processing Company    Viet Nam   

Tin

      Angelcast Enterprise Co., Ltd.    China   

Tin

      Arco Alloys    Unknown   

Tin

      Assaf Conductors    Unknown   

Tin

      Best Metais    Brazil   

Tin

      Brinkmann Chemie AG    Germany   

Tin

      CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda.    Brazil   

Tin

      Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    Y

Tin

      China Huaxi Group Nandan    China   

Tin

      China Tin Group Co., Ltd.    China    Y

Tin

      CNMC (Guangxi) PGMA Co., Ltd.    China   

Tin

      Cooperativa Metalurgica de Rondonia Ltda.    Brazil    Y

Tin

      CV Ayi Jaya    Indonesia    Y

Tin

      CV Dua Sekawan    Indonesia    Y

Tin

      CV Duta Putra Bangka    Indonesia   

Tin

      CV Gita Pesona    Indonesia    Y

Tin

      CV Makmur Jaya    Indonesia   

Tin

      CV Serumpun Sebalai    Indonesia    Y

Tin

      CV Tiga Sekawan    Indonesia    Y

Tin

      CV United Smelting    Indonesia    Y

Tin

      CV Venus Inti Perkasa    Indonesia    Y

Tin

      Dae Chang Co., Ltd.    Korea, Republic of   

Tin

      Dae Kil Metal Co., Ltd    Korea, Republic of   

Tin

      Dongguan City up another metal copper processing plant    China   

Tin

      Dongguan lason metel materials co,.ltd    China   

Tin

      Dongguan Yuecheng metal materials Co., Ltd.    China   

Tin

      Dongrong    China   

Tin

      Dowa    Japan    Y

Tin

      Dr. soldering tin products Co., Ltd.    China   

Tin

      Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam    Active

Tin

      EM Vinto    Bolivia, Plurinational State of    Y

Tin

      Estanho de Rondonia S.A.    Brazil   

Tin

      E-tech Philippines    Philippines   

Tin

      Exim Americana    Mexico   

Tin

      Feinhutte Halsbrucke GmbH    Germany   

Tin

      Fenix Metals    Poland    Y

Tin

      Fuji Metal Mining Corp.    Japan   

Tin

      Gannan Tin Smelter    China   

Tin

      Gejiu Fengming Metallurgy Chemical Plant    China    Y

 

Appendix II – Page 6


Tin

      GEJIU GOLD SMELTER MINERALS CO.,LTD    China   

Tin

      Gejiu Jin Ye Mineral Co., Ltd.    China   

Tin

      Gejiu Jinye Mineral Company    China    Y

Tin

      Gejiu Kai Meng Industry and Trade LLC    China    Active

Tin

      Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Y

Tin

      Gejiu Shi    China   

Tin

      GEJIU YE LIAN CHANG    China   

Tin

      Gejiu Yunxi Group Corp.    China   

Tin

      Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    Y

Tin

      Gejiu Zili Mining And Metallurgy Co., Ltd.    China   

Tin

      GEM TERMINAL CO.,LTD    China   

Tin

      Gold Bell Group    China   

Tin

      Gomat-e-K.    Japan   

Tin

      Grik Perak Malaysia    Malaysia   

Tin

      Guang Xi Hua Xi Corp    China   

Tin

      Guang Zhou Hong Wuxi Products Limited    China   

Tin

      GUANGDONG JIATIAN STANNUM PRODUCTS CO., LTD    China   

Tin

      Guangxi huaxi group co., LTD    China   

Tin

      Guangxi Jin Lian    China   

Tin

      Guangxi Nonferrous Metals Group    China   

Tin

      Guangxi Zhongshan Jin Yi Smelting Co., Ltd.    China   

Tin

      GUANGZHOU PACIFIC TINPLATE CO,.LTD.    China   

Tin

      Guanyang Guida Nonferrous Metal Smelting Plant    China    Y

Tin

      Guixi Smelter    China   

Tin

      Hai Yuxin Xi Zhuhai Co., Ltd.    China   

Tin

      Handok    Korea, Republic of   

Tin

      HeChi Metallurgical Chemical factory    China   

Tin

      High-Power Surface Technology    China   

Tin

      Hongqiao Metals (Kunshan) Co., Ltd.    China   

Tin

      HuiChang Hill Tin Industry Co., Ltd.    China    Y

Tin

      Huichang Jinshunda Tin Co., Ltd.    China    Active

Tin

      Hulterworth Smelter    Japan   

Tin

      Hunan Xianghualing tin    China   

Tin

      IRM    Canada   

Tin

      Jau Janq Enterprise Co., Ltd.    Taiwan, Province of China   

Tin

      JiangXi JiaWang    China   

Tin

      Jiangxi Jinshunda    China   

Tin

      Jiangxi Ketai Advanced Material Co., Ltd.    China    Y

Tin

      Jiangxi Shunda Huichang Kam Tin Co., Ltd.    China   

Tin

      Jiangxi Yaosheng Tungsten Co., Ltd.    China   

Tin

      Jin yi group    China   

Tin

      JinDa Metal .Co.Ltd    China   

Tin

      Ju Tai Industrial Co., Ltd.    China   

Tin

      Kewei Tin Co.,ltd    China   

Tin

      KU PING ENTERPRISE CO., LTD.    China   

Tin

      Kunshan into the solder manufacturing co., LTD    China   

Tin

      Kunshan SLH solder Manufacturing Co., Ltd.    China   

Tin

      Kunshan Xin Ding metal material Limited company    China   

Tin

      Kunshan xiubo    China   

Tin

      LANGFANG BONDTRON ELECTRONIC MATERIALS CO., LTD.    China   

Tin

      LI CHUN METALS CO. LTD.    Unknown   

Tin

      Linetech    Unknown   

Tin

      Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China   

Tin

      Linqu Xianggui Smelter Co., Ltd.    China   

Tin

      LIQIAO PLATING    China   

Tin

      LMD    China   

Tin

      Lübeck GmbH    Germany   

Tin

      Ma On Shuguang Smelting Plant    China   

Tin

      Maanshan Dongshen electronic material factory    China   

Tin

      Magnu’s Minerais Metais e Ligas Ltda.    Brazil    Y

Tin

      Malaysia Smelting Corporation (MSC)    Malaysia    Y

Tin

      MARCO METALES DE MEXICO,S. DE R.L. DE C.V.    Mexico   

Tin

      Materials Eco-Refining Co., Ltd.    Japan   

Tin

      Melt Metais e Ligas S.A.    Brazil    Y

Tin

      MENG NENG    China   

Tin

      Metahub Industries Sdn. Bhd.    Malaysia   

Tin

      Metallic Resources, Inc.    United States of America    Y

 

Appendix II – Page 7


Tin

      Metallo Belgium N.V.    Belgium    Y

Tin

      Metallo Spain S.L.U.    Spain    Y

Tin

      Metallum Group Holding NV    Belgium   

Tin

      Miller Company    Unknown   

Tin

      Minchali Metal Industry Co., Ltd.    Taiwan, Province of China   

Tin

      Mineracao Taboca S.A.    Brazil    Y

Tin

      Ming Li Jia smelt Metal Factory    China   

Tin

      Minmetals Ganzhou Tin Co. Ltd.    China   

Tin

      Minsur    Peru    Y

Tin

      Misue Tin Smelter and Refinery    Peru   

Tin

      Mits-Tec (Shanghai) Co. Ltd.    China   

Tin

      Mitsubishi Materials Corporation    Japan    Y

Tin

      Modeltech Sdn Bhd    Malaysia    Active

Tin

      Nancang Metal Material Co.,Ltd    China   

Tin

      Nankang Nanshan Tin Manufactory Co., Ltd.    China   

Tin

      Nankang Nanshan Tin Manufactory Co., Ltd.    China    Active

Tin

      NANTONG CHUN-YUAN ELECTRONICS CO.    China   

Tin

      Ney Metals and Alloys    Indonesia   

Tin

      Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam   

Tin

      Nihonhanda Co., Ltd.    Japan   

Tin

      NINGBO CITY CHANGZHEN COPPER CO.,LTD    China   

Tin

      NITAH    Indonesia   

Tin

      Novosibirsk Processing Plant Ltd.    Russian Federation   

Tin

      O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    Y

Tin

      O.M. Manufacturing Philippines, Inc.    Philippines    Y

Tin

      Old City Metals Processing Co., Ltd.    China   

Tin

      Operaciones Metalurgical S.A.    Bolivia, Plurinational State of    Y

Tin

      Pan Light Corporation    Indonesia   

Tin

      Phoenix Metal Ltd.    Rwanda   

Tin

      POONGSAN CORPORATION    Korea, Republic of   

Tin

      PRIME YOUNG METAL (ZHUHAI) IND.CO.,LTD    China   

Tin

      PT Alam Lestari Kencana    Indonesia   

Tin

      PT Aries Kencana Sejahtera    Indonesia    Y

Tin

      PT Artha Cipta Langgeng    Indonesia    Y

Tin

      PT ATD Makmur Mandiri Jaya    Indonesia    Y

Tin

      PT Babel Inti Perkasa    Indonesia    Y

Tin

      PT Babel Surya Alam Lestari    Indonesia   

Tin

      PT Bangka Kudai Tin    Indonesia   

Tin

      PT Bangka Prima Tin    Indonesia    Y

Tin

      PT Bangka Putra Karya    Indonesia   

Tin

      PT Bangka Timah Utama Sejahtera    Indonesia   

Tin

      PT Bangka Tin Industry    Indonesia    Y

Tin

      PT Belitung Industri Sejahtera    Indonesia    Y

Tin

      PT BilliTin Makmur Lestari    Indonesia   

Tin

      PT Bukit Timah    Indonesia    Y

Tin

      PT Cipta Persada Mulia    Indonesia   

Tin

      PT DS Jaya Abadi    Indonesia    Y

Tin

      PT Eunindo Usaha Mandiri    Indonesia    Y

Tin

      PT Fang Di MulTindo    Indonesia   

Tin

      PT HANJAYA PERKASA METALS    Indonesia   

Tin

      PT HP Metals Indonesia    Indonesia   

Tin

      PT Inti Stania Prima    Indonesia    Y

Tin

      PT Justindo    Indonesia   

Tin

      PT Karimun Mining    Indonesia    Y

Tin

      PT Kijang Jaya Mandiri    Indonesia    Y

Tin

      PT Koba Tin    Indonesia   

Tin

      PT Lautan Harmonis Sejahtera    Indonesia    Y

Tin

      PT Menara Cipta Mulia    Indonesia    Y

Tin

      PT Mitra Stania Prima    Indonesia    Y

Tin

      PT O.M. Indonesia    Indonesia    Y

Tin

      PT Panca Mega Persada    Indonesia    Y

Tin

      PT Pelat Timah Nusantara Tbk    Indonesia   

Tin

      PT Prima Timah Utama    Indonesia    Y

Tin

      PT Refined Bangka Tin    Indonesia    Y

Tin

      PT Sariwiguna Binasentosa    Indonesia    Y

Tin

      PT Seirama Tin Investment    Indonesia   

Tin

      PT Singkep Times Utama    Indonesia   

 

Appendix II – Page 8


Tin

      PT Stanindo Inti Perkasa    Indonesia    Y

Tin

      PT Sukses Inti Makmur    Indonesia    Y

Tin

      PT Sumber Jaya Indah    Indonesia    Y

Tin

      PT Supra Sukses Trinusa    Indonesia   

Tin

      PT Timah (Persero) Tbk Kundur    Indonesia    Y

Tin

      PT Timah (Persero) Tbk Mentok    Indonesia    Y

Tin

      PT Tinindo Inter Nusa    Indonesia    Y

Tin

      PT Tirus Putra Mandiri    Indonesia   

Tin

      PT Tommy Utama    Indonesia    Y

Tin

      PT Wahana Perkit Jaya    Indonesia   

Tin

      PT Yinchendo Mining Industry    Indonesia   

Tin

      Resind Industria e Comercio Ltda.    Brazil    Y

Tin

      Rui Da Hung    Taiwan, Province of China    Y

Tin

      S. Izaguirre    Spain   

Tin

      Seju Industry    Japan   

Tin

      Semco    Unknown   

Tin

      Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.    China   

Tin

      Shen zhen qi xiang da hua gong gong si    China   

Tin

      Shen Zhen Rui Yun Feng Industry Co.,Ltd    China   

Tin

      Shenzhen Anchen Solder Tin Product Co., Ltd.    China   

Tin

      Shenzhen Hong Chang Metal Manufacturing Factory    China   

Tin

      Shenzhen keaixin Technology    China   

Tin

      Shenzhen Qi Xiang da Hua Gong Gong Si    China   

Tin

      Shenzhen Red Cloud Crown Tin Ltd.    China   

Tin

      Shenzhen Yi Cheng Industrial    China   

Tin

      Sichuan Guanghan Jiangnan casting smelters    China   

Tin

      Soft Metais Ltda.    Brazil    Y

Tin

      Solnet Metal Industry Co., Ltd.    Malaysia   

Tin

      Super Ligas    Brazil   

Tin

      Suzhou Co. Ltd.    China   

Tin

      Suzhou Nuonengda Chemical Co., Ltd.    China   

Tin

      Taicang City Nancang Metal Material Co., Ltd.    China   

Tin

      Taiwan high-tech Co., Ltd.    Taiwan, Province of China   

Tin

      Taiwan Huanliang    Indonesia   

Tin

      Taiwan qinggao qiye you xian gong si    Taiwan, Province of China   

Tin

      Thaisarco    Thailand    Y

Tin

      Three green surface technology limited company    China   

Tin

      Tianshui Ling Bo Technology Co., Ltd.    China   

Tin

      TIN PLATING GEJIU    China   

Tin

      Top-Team Technology (Shenzhen) Ltd.    China   

Tin

      Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam   

Tin

      UNIFORCE METAL INDUSTRIAL CORP.    Taiwan, Province of China   

Tin

      Untracore Co., Ltd.    Singapore   

Tin

      VQB Mineral and Trading Group JSC    Viet Nam    Y

Tin

      Wang Yu Manufacturing Co., Ltd.    China   

Tin

      Westmetall GmbH & Co. KG    Germany   

Tin

      White Solder Metalurgia e Mineracao Ltda.    Brazil    Y

Tin

      WONIL METAL Co., Ltd.    Korea, Republic of   

Tin

      Wu Xi Shi Yi Zheng Ji Xie She Bei Company    China   

Tin

      Wuxi Lantronic Electronic Co Ltd    China   

Tin

      Xia Yi Metal Industries (shares) Co., Ltd.    China   

Tin

      Xianghualing Tin Minerals    China   

Tin

      Xin Furukawa Metal ( Wuxi ) Co., Ltd.    China   

Tin

      Yao Zhang    China   

Tin

      Yifeng Tin    China   

Tin

      Yiquan Manufacturing    China   

Tin

      Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    5

Tin

      Yunnan Chengo Electric Smelting Plant    China   

Tin

      Yunnan Industrial Co., Ltd.    China   

Tin

      Yunnan Tin Company Limited    China    Y

Tin

      Yunnan Xi YE    China   

Tin

      Zhangzhou Xiangcheng Hongyu Building    China   

Tin

      ZHEJIANG HUANGYAN XINQIAN ELECTRICAL    China   

Tin

      ZHEJIANG KEYU METAL MATERIAL CO.,LTD    China   

Tin

      ZHEJIANG STRONG SOLDER MATERIALS    China   

Tin

      Zhuhai Horyison Solder Co., Ltd.    China   

 

Appendix II – Page 9


Tin

      Zhuhai Quanjia    China   

Tin

      Zu Hai Haiyuxin Tin Products Co., Ltd.    China   

Tin

   246    E-M Solutions Tin Source Smelters      

Tungsten

      A.L.M.T. TUNGSTEN Corp.    Japan    Y

Tungsten

      ACL Metais Eireli    Brazil    Active

Tungsten

      Asia Tungsten Products Vietnam Ltd.    Viet Nam    Y

Tungsten

      ASSAB    Singapore   

Tungsten

      Chenzhou Diamond Tungsten Products Co., Ltd.    China    Y

Tungsten

      Chongyi Zhangyuan Tungsten Co., Ltd.    China    Y

Tungsten

      Chunbao Carbide Science & Technology Co., Ltd.    Unknown   

Tungsten

      DaeguTec Ltd.    Korea, Republic of   

Tungsten

      DAIDO STEEL    Japan   

Tungsten

      Dayu Jincheng Tungsten Industry Co., Ltd.    China   

Tungsten

      Dayu Weiliang Tungsten Co., Ltd.    China   

Tungsten

      Degutea    Korea, Republic of   

Tungsten

      Fujian Jinxin Tungsten Co., Ltd.    China    Y

Tungsten

      Ganxian Shirui New Material Co., Ltd.    China   

Tungsten

      Ganzhou Grand Sea W & Mo Group Co., Ltd.    China   

Tungsten

      Ganzhou Haichuang Tungsten Co., Ltd.    China    Active

Tungsten

      Ganzhou Huaxing Tungsten Products Co., Ltd.    China    Y

Tungsten

      Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    Y

Tungsten

      Ganzhou Non-ferrous Metals Smelting Co., Ltd.    China   

Tungsten

      Ganzhou Seadragon W & Mo Co., Ltd.    China    Y

Tungsten

      Ganzhou Yatai Tungsten Co., Ltd.    China   

Tungsten

      Global Tungsten & Powders Corp.    United States of America    Y

Tungsten

      Guangdong Xianglu Tungsten Co., Ltd.    China    Y

Tungsten

      H.C. Starck Group    Germany   

Tungsten

      H.C. Starck Smelting GmbH & Co. KG    Germany    Y

Tungsten

      H.C. Starck Tungsten GmbH    Germany    Y

Tungsten

      Heyuan Carbide Co LTD    China   

Tungsten

      Hunan Chenzhou Mining Co., Ltd.    China    Y

Tungsten

      Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    China    Y

Tungsten

      Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin    China   

Tungsten

      Hunan Chunchang Nonferrous Metals Co., Ltd.    China    Y

Tungsten

      Hydrometallurg, JSC    Russian Federation    Y

Tungsten

      Japan New Metals Co., Ltd.    Japan    Y

Tungsten

      Jiangsu Hetian Sci-Tech Material Co., Ltd.    China   

Tungsten

      Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    Y

Tungsten

      Jiangxi Dayu Longxintai Tungsten Co., Ltd.    China   

Tungsten

      Jiangxi Gan Bei Tungsten Co., Ltd.    China    Y

Tungsten

      Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China   

Tungsten

      Jiangxi Richsea New Materials Co., Ltd.    China   

Tungsten

      Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    Y

Tungsten

      Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    Y

Tungsten

      Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    China    Y

Tungsten

      Jiangxi Yaosheng Tungsten Co., Ltd.    China    Y

Tungsten

      Kennametal Fallon    United States of America    Y

Tungsten

      Kennametal Huntsville    United States of America    Y

Tungsten

      Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd.    China   

Tungsten

      Malipo Haiyu Tungsten Co., Ltd.    China    Y

Tungsten

      Moliren Ltd.    Russian Federation    Y

Tungsten

      Niagara Refining LLC    United States of America    Y

Tungsten

      Nippon Tungsten Co., Ltd    Japan   

Tungsten

      Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    Viet Nam    Y

Tungsten

      Philippine Chuangxin Industrial Co., Inc.    Philippines    Y

Tungsten

      Pobedit, JSC    Russian Federation   

Tungsten

      Sanher Tungsten Vietnam Co., Ltd.    Viet Nam   

Tungsten

      South-East Nonferrous Metal Company Limited of Hengyang City    China    Y

Tungsten

      Taicang City Nancang Metal Material Co.,Ltd    China   

Tungsten

      Tejing (Vietnam) Tungsten Co., Ltd.    Viet Nam    Y

Tungsten

      Toshiba Material Co., Ltd.    China   

Tungsten

      Unecha Refractory metals plant    Russian Federation    Y

 

Appendix II – Page 10


Tungsten

      Unknown    India   

Tungsten

      Viet Nam Youngsun Tungsten Industry Co., Ltd.    Viet Nam    Y

Tungsten

      Wolfram Bergbau und Hutten AG    Austria    Y

Tungsten

      WOLFRAM Company CJSC    Russian Federation   

Tungsten

      Woltech Korea Co., Ltd.    Korea, Republic of    Y

Tungsten

      Xiamen Tungsten (H.C.) Co., Ltd.    China    Y

Tungsten

      Xiamen Tungsten Co., Ltd.    China    Y

Tungsten

      Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China    Y

Tungsten

      Xinhai Rendan Shaoguan Tungsten Co., Ltd.    China    Y

Tungsten

      Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.    China   

Tungsten

      Zhuzhou Cemented Carbide Group Co., Ltd.    China   

Tungsten

   70    E-M Solutions Tungsten Source Smelters      
   635    Total E-M Solutions Source Smelters      

 

  4  Elemetal Refining was CFSI Compliant during 2016, but withdrew from the audit program effective 4/13/2017.
  5  Yunnan Chengfeng Non-ferrous Metals Co., Ltd was “Active” in the CFSI audit program in early 2016. The smelter was dropped from the CFSI program for failure to complete their scheduled audit in a timely manner.

 

Appendix II – Page 11