8-K: Current report filing
Published on May 12, 2023
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of Registrant as specified in its charter)
| (State of Incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
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| 200 East Sandpointe, Suite 400, |
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| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Securities | registered pursuant to Section 12(b) of the Act: |
| Title of each class |
Trading |
Name of each exchange |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On May 10, 2023, the Company held its 2023 Annual Meeting of Stockholders (“Annual Meeting”). Of the 102,585,707 shares of common stock outstanding on the record date, 98,012,405 shares were present at the Annual Meeting in person or by proxy, representing approximately 95.54% of the total outstanding shares eligible to vote. All proposed measures passed and the Class II Directors recommended by the Company were elected. The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:
Proposal 1 – Election of Class II Directors
| Name |
Votes For | Votes Withheld |
Broker Non-Votes | |||||||||
| Kenton K. Alder |
88,539,502 | 5,691,604 | 3,781,299 | |||||||||
| Julie S. England |
82,909,436 | 11,321,670 | 3,781,299 | |||||||||
| Philip G. Franklin |
92,201,937 | 2,029,169 | 3,781,299 | |||||||||
Proposal 2 – Vote to approve the TTM Technologies, Inc. 2023 Incentive Compensation Plan
| Votes For: |
89,919,659 | |||
| Votes Against: |
4,300,688 | |||
| Abstain: |
10,759 | |||
| Broker Non-Votes |
3,781,299 |
Proposal 3 – Advisory Vote on the Compensation of Named Executive Officers
| Votes For: |
93,130,850 | |||
| Votes Against: |
1,060,336 | |||
| Abstain: |
39,920 | |||
| Broker Non-Votes |
3,781,299 |
Proposal 4 – Ratification of Appointment of Independent Registered Public Accounting Firm for Fiscal Year Ending January 1, 2024
| Votes For: |
95,489,688 | |||
| Votes Against: |
2,490,850 | |||
| Abstain: |
31,867 | |||
| Broker Non-Votes |
0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TTM TECHNOLOGIES, INC. | ||||||
| Date: May 11, 2023 | /s/ Daniel J. Weber |
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| By: | Daniel J. Weber | |||||
| Executive Vice President, General Counsel & Secretary | ||||||