8-K: Current report filing
Published on May 8, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On May 7, 2020, the Company held its 2020 Annual Meeting of Stockholders (“Annual Meeting”). Of the 105,957,257 shares of common stock outstanding on the record date, 97,610,722 shares were present at the Annual Meeting in person or by proxy, representing approximately 92.12% of the total outstanding shares eligible to vote. All proposed measures passed and the Class II Directors recommended by the Company were elected. The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:
Proposal 1 – Election of Class II Directors
| Name |
Votes For |
Votes Withheld |
Broker Non-Votes |
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| Kenton K. Alder |
89,840,817 |
4,484,847 |
3,285,058 |
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| Julie S. England |
91,763,207 |
2,562,457 |
3,285,058 |
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| Philip G. Franklin |
85,411,652 |
8,914,012 |
3,285,058 |
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Proposal 2 –Approval of a proposed amendment to the TTM Technologies, Inc. 2014 Incentive Compensation Plan
| Votes For: |
91,975,096 |
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| Votes Against: |
2,326,000 |
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| Abstain: |
24,568 |
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| Broker Non-Votes |
3,285,058 |
Proposal 3 - Advisory Vote on the Compensation of Named Executive Officers
| Votes For: |
94,049,175 |
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| Votes Against: |
238,818 |
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| Abstain: |
37,671 |
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| Broker Non-Votes |
3,285,058 |
Proposal 4 – Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation
| One Year: |
87,318,565 |
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| Two Years: |
20,391 |
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| Three Years: |
6,969,461 |
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| Abstain: |
17,247 |
Proposal 5 – Ratification of Appointment of Independent Registered Public Accounting Firm for Fiscal Year Ending December 28, 2020
| Votes For: |
97,323,074 |
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| Votes Against: |
215,931 |
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| Abstain: |
71,717 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TTM TECHNOLOGIES, INC. | ||||||
| Date: May 8, 2020 |
/s/ Daniel J. Weber | |||||
| By: |
Daniel J. Weber | |||||
| Senior Vice President, General Counsel and Secretary |